Data-Driven Distributionally Robust Safety Verification Using Barrier Certificates and Conditional Mean Embeddings
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Abstract (arXiv)
Algorithmic verification of realistic systems to satisfy safety and other temporal requirements has suffered from poor scalability of the employed formal approaches. To design systems with rigorous guarantees, many approaches still rely on exact models of the underlying systems. Since this assumption can rarely be met in practice, models have to be inferred from measurement data or are bypassed completely. Whilst former usually requires the model structure to be known a-priori and immense amounts of data to be available, latter gives rise to a plethora of restrictive mathematical assumptions about the unknown dynamics. In a pursuit of developing scalable formal verification algorithms without shifting the problem to unrealistic assumptions, we employ the concept of barrier certificates, which can guarantee safety of the system, and learn the certificate directly from a compact set of system trajectories. We use conditional mean embeddings to embed data from the system into a reproducing kernel Hilbert space (RKHS) and construct an RKHS ambiguity set that can be inflated to robustify the result w.r.t. a set of plausible transition kernels. We show how to solve the resulting program efficiently using sum-of-squares optimization and a Gaussian process envelope. Our approach lifts the need for restrictive assumptions on the system dynamics and uncertainty, and suggests an improvement in the sample complexity of verifying the safety of a system on a tested case study compared to a state-of-the-art approach.
Key facts. Cited by 9 papers in the map (data through 13 Oct 2026). Builds on 22 of its 43 references that are in the map. First posted on arXiv 15 Mar 2024.
Builds on
22 of 43 references.
References · 22
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- 2020A Measure-Theoretic Approach to Kernel Conditional Mean Embeddingscited by 86
- 2022Optimal Rates for Regularized Conditional Mean Embedding Learningcited by 50
- 2017Safe Learning of Quadrotor Dynamics Using Barrier Certificatescited by 32
- 2019A Rigorous Theory of Conditional Mean Embeddingscited by 31
- 2020Learning Hybrid Control Barrier Functions from Datacited by 24
- 2019Formal Synthesis of Stochastic Systems via Control Barrier Certificatescited by 21
- 2021Automated Verification and Synthesis of Stochastic Hybrid Systems: A Surveycited by 20
- 2020Control Barrier Functions for Unknown Nonlinear Systems using Gaussian Processescited by 19
- 2020Formal Controller Synthesis for Continuous-Space MDPs via Model-Free Reinforcement Learningcited by 15
- 2021Data-driven verification and synthesis of stochastic systems via barrier certificatescited by 12
- 2024Formal Synthesis of Controllers for Safety-Critical Autonomous Systems: Developments and Challengescited by 12
10 more
- 2020Formal Policy Synthesis for Continuous-Space Systems via Reinforcement Learningcited by 8
- 2022Data-Driven Abstraction-Based Control Synthesiscited by 7
- 2022Maximum Mean Discrepancy Distributionally Robust Nonlinear Chance-Constrained Optimization with Finite-Sample Guaranteecited by 6
- 2023Distributionally Robust Optimal and Safe Control of Stochastic Systems via Kernel Conditional Mean Embeddingcited by 6
- 2016Multi-objective Compositions for Collision-Free Connectivity Maintenance in Teams of Mobile Robotscited by 5
- 2022Robust Control Barrier Functions for Nonlinear Control Systems with Uncertainty: A Duality-based Approachcited by 5
- 2023Bayesian Formal Synthesis of Unknown Systems via Robust Simulation Relationscited by 5
- 2022Unmatched Control Barrier Functions: Certainty Equivalence Adaptive Safetycited by 4
- 2024Formal Verification of Unknown Stochastic Systems via Non-parametric Estimationcited by 3
- 2022Safety-Aware Learning-Based Control of Systems with Uncertainty Dependent Constraints (extended version)cited by 2
Built on by
Citing papers per year: 2024: 2; 2025: 4; 2026: 3.
9 papers.
- 2024Safe Reach Set Computation via Neural Barrier Certificatescited by 5
- 2024Data-Driven Abstractions via Binary-Tree Gaussian Processes for Formal Verificationcited by 3
- 2025LUCID: Learning-Enabled Uncertainty-Aware Certification of Stochastic Dynamical Systemscited by 2
- 2025Data-Driven Safety Verification using Barrier Certificates and Matrix Zonotopescited by 1
- 2025Average Reward Reinforcement Learning for Omega-Regular and Mean-Payoff Objectivescited by 0
- 2025BarrierBench: Evaluating Large Language Models for Safety Verification in Dynamical Systemscited by 0
- 2026Kernel-Based Learning of Safety Barrierscited by 0
- 2026Safety Certification is Classificationcited by 0
- 2026Kernel-Based Safe Exploration in Deep Reinforcement Learningcited by 0
- 2026Kernel-Based Safe Exploration in Deep Reinforcement Learning21 May 2026
- 2026Safety Certification is Classification7 May 2026
- 2026Kernel-Based Learning of Safety Barriers17 Jan 2026
- 2025LUCID: Learning-Enabled Uncertainty-Aware Certification of Stochastic Dynamical Systems12 Dec 2025
- 2025BarrierBench: Evaluating Large Language Models for Safety Verification in Dynamical Systems12 Nov 2025
- 2025Average Reward Reinforcement Learning for Omega-Regular and Mean-Payoff Objectives21 May 2025
- 2025Data-Driven Safety Verification using Barrier Certificates and Matrix Zonotopes1 Apr 2025
- 2024Data-Driven Abstractions via Binary-Tree Gaussian Processes for Formal Verification15 Jul 2024
- 2024Safe Reach Set Computation via Neural Barrier Certificates29 Apr 2024