mlsanityData to 7 Oct 2026

Towards Convergence Rates for Parameter Estimation in Gaussian-gated Mixture of Experts

arXiv 2305.07572 ↗First posted 12 May 2023stat.ML cs.LGcited by 17

On the map: Mixture-of-experts → MoE theory and gating functions

Abstract (arXiv)

Originally introduced as a neural network for ensemble learning, mixture of experts (MoE) has recently become a fundamental building block of highly successful modern deep neural networks for heterogeneous data analysis in several applications of machine learning and statistics. Despite its popularity in practice, a satisfactory level of theoretical understanding of the MoE model is far from complete. To shed new light on this problem, we provide a convergence analysis for maximum likelihood estimation (MLE) in the Gaussian-gated MoE model. The main challenge of that analysis comes from the inclusion of covariates in the Gaussian gating functions and expert networks, which leads to their intrinsic interaction via some partial differential equations with respect to their parameters. We tackle these issues by designing novel Voronoi loss functions among parameters to accurately capture the heterogeneity of parameter estimation rates. Our findings reveal that the MLE has distinct behaviors under two complement settings of location parameters of the Gaussian gating functions, namely when all these parameters are non-zero versus when at least one among them vanishes. Notably, these behaviors can be characterized by the solvability of two different systems of polynomial equations. Finally, we conduct a simulation study to empirically verify our theoretical results.

Key facts. Cited by 17 papers in the map (data through 7 Oct 2026). Placed in MoE theory and gating functions, one of 12 directions in Mixture-of-experts. Builds on 22 of its 85 references that are in the map. First posted on arXiv 12 May 2023.

Builds on

22 of 85 references.

Closest ancestors · 5

Same direction, newest first

  1. 2023Demystifying Softmax Gating Function in Gaussian Mixture of Experts5 May
  2. 2021A non-asymptotic approach for model selection via penalization in high-dimensional mixture of experts models6 Apr
  3. 2020Non-asymptotic oracle inequalities for the Lasso in high-dimensional mixture of experts22 Sep
  4. 2019Convergence Rates for Gaussian Mixtures of Experts9 Jul
  5. 2018Regularized Maximum Likelihood Estimation and Feature Selection in Mixtures-of-Experts Models29 Oct

Other references · 17

  1. 2017Outrageously Large Neural Networks: The Sparsely-Gated Mixture-of-Experts Layercited by 3,413
  2. 2021Switch Transformers: Scaling to Trillion Parameter Models with Simple and Efficient Sparsitycited by 3,014
  3. 2022Multimodal Contrastive Learning with LIMoE: the Language-Image Mixture of Expertscited by 202
  4. 2022A Review of Sparse Expert Models in Deep Learningcited by 147
  5. 2013Deep Learning of Representations: Looking Forwardcited by 84
  6. 2020Scalable Transfer Learning with Expert Modelscited by 48
  7. 2019EM Converges for a Mixture of Many Linear Regressionscited by 27
  8. 2021SpeechMoE2: Mixture-of-Experts Model with Improved Routingcited by 26
  9. 2018Global Convergence of EM Algorithm for Mixtures of Two Component Linear Regressioncited by 25
  10. 2020On the Minimax Optimality of the EM Algorithm for Learning Two-Component Mixed Linear Regressioncited by 24
  11. 2022Refined Convergence Rates for Maximum Likelihood Estimation under Finite Mixture Modelscited by 22
  12. 2016A Universal Approximation Theorem for Mixture of Experts Modelscited by 17
5 more
  1. 2013High-Dimensional Regression with Gaussian Mixtures and Partially-Latent Response Variablescited by 9
  2. 2016Singularity structures and impacts on parameter estimation in finite mixtures of distributionscited by 9
  3. 2020Estimating the Number of Components in Finite Mixture Models via the Group-Sort-Fuse Procedurecited by 8
  4. 2022Strong identifiability and parameter learning in regression with heterogeneous responsecited by 6
  5. 2016Robust mixture of experts modeling using the t distributioncited by 4

Built on by

Cited by year (2026 to 7 Oct)

Citing papers per year: 2023: 2; 2024: 7; 2025: 3; 2026: 5.

17 papers.

Sort:

  1. 2024FuseMoE: Mixture-of-Experts Transformers for Fleximodal Fusioncited by 67
  2. 2023Statistical Perspective of Top-K Sparse Softmax Gating Mixture of Expertscited by 28
  3. 2023A General Theory for Softmax Gating Multinomial Logistic Mixture of Expertscited by 23
  4. 2024CompeteSMoE -- Effective Training of Sparse Mixture of Experts via Competitioncited by 23
  5. 2024On Least Square Estimation in Softmax Gating Mixture of Expertscited by 23
  6. 2024Is Temperature Sample Efficient for Softmax Gaussian Mixture of Experts?cited by 15
  7. 2025Mixture of Experts in Large Language Modelscited by 15
  8. 2024Generalization Error Analysis for Sparse Mixture-of-Experts: A Preliminary Studycited by 4
  9. 2026Sparsity is Combinatorial Depth: Quantifying MoE Expressivity via Tropical Geometrycited by 3
  10. 2024On Parameter Estimation in Deviated Gaussian Mixture of Expertscited by 2
  11. 2024Sparse Mixture-of-Experts for Compositional Generalization: Empirical Evidence and Theoretical Foundations of Optimal Sparsitycited by 2
  12. 2025Dendrograms of Mixing Measures for Softmax-Gated Gaussian Mixture of Experts: Consistency Without Model Sweepscited by 2
5 more
  1. 2026Robustness of Mixtures of Experts to Feature Noisecited by 1
  2. 2026A Statistical Theory of Gated Attention through the Lens of Hierarchical Mixture of Expertscited by 1
  3. 2025Mixture of Many Zero-Compute Experts: A High-Rate Quantization Theory Perspectivecited by 0
  4. 2026Revisiting Incremental Stochastic Majorization-Minimization Algorithms with Applications to Mixture of Expertscited by 0
  5. 2026Fast Model Selection and Stable Optimization for Softmax-Gated Multinomial-Logistic Mixture of Experts Modelscited by 0

Similar, not cited

Close in wording, no citation either way

  1. 2025Model Selection for Gaussian-gated Gaussian Mixture of Experts Using Dendrograms of Mixing Measures
  2. 2025Convergence Rates for Softmax Gating Mixture of Experts
  3. 2018Breaking the gridlock in Mixture-of-Experts: Consistent and Efficient Algorithms
  4. 2024Sigmoid Gating is More Sample Efficient than Softmax Gating in Mixture of Experts
  5. 2026On Bayesian Softmax-Gated Mixture-of-Experts Models
  6. 2019Regularized Estimation and Feature Selection in Mixtures of Generalized Linear Experts
  7. 2019Regularized Estimation and Feature Selection in Mixtures of Gaussian-Gated Experts Models
  8. 2026Rethinking Multinomial Logistic Mixture of Experts with Sigmoid Gating Function