Neural Collapse Inspired Federated Learning with Non-iid Data
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Abstract (arXiv)
One of the challenges in federated learning is the non-independent and identically distributed (non-iid) characteristics between heterogeneous devices, which cause significant differences in local updates and affect the performance of the central server. Although many studies have been proposed to address this challenge, they only focus on local training and aggregation processes to smooth the changes and fail to achieve high performance with deep learning models. Inspired by the phenomenon of neural collapse, we force each client to be optimized toward an optimal global structure for classification. Specifically, we initialize it as a random simplex Equiangular Tight Frame (ETF) and fix it as the unit optimization target of all clients during the local updating. After guaranteeing all clients are learning to converge to the global optimum, we propose to add a global memory vector for each category to remedy the parameter fluctuation caused by the bias of the intra-class condition distribution among clients. Our experimental results show that our method can improve the performance with faster convergence speed on different-size datasets.
Key facts. Cited by 4 papers in the map (data through 7 Oct 2026). Builds on 24 of its 29 references that are in the map. First posted on arXiv 27 Mar 2023.
Builds on
24 of 29 references.
References · 24
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- 2019Advances and Open Problems in Federated Learningcited by 3,021
- 2018Federated Optimization in Heterogeneous Networkscited by 2,971
- 2019On the Convergence of FedAvg on Non-IID Datacited by 1,220
- 2018Federated Learning with Non-IID Datacited by 1,099
- 2020Adaptive Federated Optimizationcited by 1,036
- 2020Tackling the Objective Inconsistency Problem in Heterogeneous Federated Optimizationcited by 897
- 2019Measuring the Effects of Non-Identical Data Distribution for Federated Visual Classificationcited by 836
- 2018LEAF: A Benchmark for Federated Settingscited by 780
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- 2020Prevalence of Neural Collapse during the terminal phase of deep learning trainingcited by 713
- 2021FedBN: Federated Learning on Non-IID Features via Local Batch Normalizationcited by 565
12 more
- 2020Federated Learning with Matched Averagingcited by 564
- 2021Federated Learning Based on Dynamic Regularizationcited by 555
- 2019FedMD: Heterogenous Federated Learning via Model Distillationcited by 454
- 2021A Geometric Analysis of Neural Collapse with Unconstrained Featurescited by 226
- 2019SCAFFOLD: Stochastic Controlled Averaging for Federated Learningcited by 174
- 2021Neural Collapse Under MSE Loss: Proximity to and Dynamics on the Central Pathcited by 156
- 2020Neural collapse with unconstrained featurescited by 140
- 2021An Unconstrained Layer-Peeled Perspective on Neural Collapsecited by 87
- 2020Federated Learning with Only Positive Labelscited by 55
- 2020Neural Collapse with Cross-Entropy Losscited by 52
- 2022Neural Collapse Inspired Attraction-Repulsion-Balanced Loss for Imbalanced Learningcited by 43
- 2022SphereFed: Hyperspherical Federated Learningcited by 19
Built on by
Citing papers per year: 2023: 2; 2024: 0; 2025: 2.
4 papers.
- 2023PRIOR: Personalized Prior for Reactivating the Information Overlooked in Federated Learningcited by 8
- 2025Consistent Supervised-Unsupervised Alignment for Generalized Category Discoverycited by 5
- 2023Understanding Prompt Tuning for V-L Models Through the Lens of Neural Collapsecited by 2
- 2025Enhancing Pre-Trained Model-Based Class-Incremental Learning through Neural Collapsecited by 0
- 2025Consistent Supervised-Unsupervised Alignment for Generalized Category Discovery7 Jul 2025
- 2025Enhancing Pre-Trained Model-Based Class-Incremental Learning through Neural Collapse25 Apr 2025
- 2023PRIOR: Personalized Prior for Reactivating the Information Overlooked in Federated Learning13 Oct 2023
- 2023Understanding Prompt Tuning for V-L Models Through the Lens of Neural Collapse28 Jun 2023