mlsanityData to 7 Oct 2026

Predicting article quality scores with machine learning: The UK Research Excellence Framework

arXiv 2212.05415 ↗First posted 11 Dec 2022cs.DL cs.AIcited by 3

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Abstract (arXiv)

National research evaluation initiatives and incentive schemes have previously chosen between simplistic quantitative indicators and time-consuming peer review, sometimes supported by bibliometrics. Here we assess whether artificial intelligence (AI) could provide a third alternative, estimating article quality using more multiple bibliometric and metadata inputs. We investigated this using provisional three-level REF2021 peer review scores for 84,966 articles submitted to the UK Research Excellence Framework 2021, matching a Scopus record 2014-18 and with a substantial abstract. We found that accuracy is highest in the medical and physical sciences Units of Assessment (UoAs) and economics, reaching 42% above the baseline (72% overall) in the best case. This is based on 1000 bibliometric inputs and half of the articles used for training in each UoA. Prediction accuracies above the baseline for the social science, mathematics, engineering, arts, and humanities UoAs were much lower or close to zero. The Random Forest Classifier (standard or ordinal) and Extreme Gradient Boosting Classifier algorithms performed best from the 32 tested. Accuracy was lower if UoAs were merged or replaced by Scopus broad categories. We increased accuracy with an active learning strategy and by selecting articles with higher prediction probabilities, as estimated by the algorithms, but this substantially reduced the number of scores predicted.

Key facts. Cited by 3 papers in the map (data through 7 Oct 2026). Builds on 15 of its 77 references that are in the map. First posted on arXiv 11 Dec 2022.

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15 of 77 references.

References · 15

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3 more
  1. 2018Systematic analysis of agreement between metrics and peer review in the UK REFcited by 1
  2. 2018Are the authors of highly cited articles also the most productive ones?cited by 1
  3. 2020Statistical relationships between corresponding authorship, international co-authorship and citation impact of national research systemscited by 1

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