A general class of surrogate functions for stable and efficient reinforcement learning
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Abstract (arXiv)
Common policy gradient methods rely on the maximization of a sequence of surrogate functions. In recent years, many such surrogate functions have been proposed, most without strong theoretical guarantees, leading to algorithms such as TRPO, PPO or MPO. Rather than design yet another surrogate function, we instead propose a general framework (FMA-PG) based on functional mirror ascent that gives rise to an entire family of surrogate functions. We construct surrogate functions that enable policy improvement guarantees, a property not shared by most existing surrogate functions. Crucially, these guarantees hold regardless of the choice of policy parameterization. Moreover, a particular instantiation of FMA-PG recovers important implementation heuristics (e.g., using forward vs reverse KL divergence) resulting in a variant of TRPO with additional desirable properties. Via experiments on simple bandit problems, we evaluate the algorithms instantiated by FMA-PG. The proposed framework also suggests an improved variant of PPO, whose robustness and efficiency we empirically demonstrate on the MuJoCo suite.
Key facts. Cited by 16 papers in the map (data through 7 Oct 2026). Builds on 21 of its 41 references that are in the map. First posted on arXiv 12 Aug 2021.
Builds on
21 of 41 references.
References · 21
- 2017Proximal Policy Optimization Algorithmscited by 14,441
- 2015Trust Region Policy Optimizationcited by 2,503
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- 2020Fast Global Convergence of Natural Policy Gradient Methods with Entropy Regularizationcited by 170
- 2015Learning Continuous Control Policies by Stochastic Value Gradientscited by 156
- 2019Behaviour Suite for Reinforcement Learningcited by 129
9 more
- 2019Adaptive Trust Region Policy Optimization: Global Convergence and Faster Rates for Regularized MDPscited by 113
- 2016Relatively-Smooth Convex Optimization by First-Order Methods, and Applicationscited by 108
- 2020Mirror Descent Policy Optimizationcited by 102
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Citing papers per year: 2021: 1; 2022: 1; 2023: 3; 2024: 4; 2025: 5; 2026: 2.
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- 2025Tapered Off-Policy REINFORCE: Stable and efficient reinforcement learning for LLMscited by 61
- 2022Linear Convergence of Natural Policy Gradient Methods with Log-Linear Policiescited by 44
- 2023A Novel Framework for Policy Mirror Descent with General Parameterization and Linear Convergencecited by 29
- 2021Stochastic Mirror Descent: Convergence Analysis and Adaptive Variants via the Mirror Stochastic Polyak Stepsizecited by 22
- 2023Target-based Surrogates for Stochastic Optimizationcited by 4
- 2023Decision-Aware Actor-Critic with Function Approximation and Theoretical Guaranteescited by 3
- 2024Fast Convergence of Softmax Policy Mirror Ascentcited by 2
- 2025Convergence of Policy Mirror Descent Beyond Compatible Function Approximationcited by 2
- 2024Learning mirror maps in policy mirror descentcited by 1
- 2024Dual Approximation Policy Optimizationcited by 1
- 2024Solving Hidden Monotone Variational Inequalities with Surrogate Lossescited by 1
- 2025On the Effect of Regularization in Policy Mirror Descentcited by 1
4 more
- 2025Mirror Descent Actor Critic via Bounded Advantage Learningcited by 0
- 2025Symmetric Behavior Regularized Policy Optimizationcited by 0
- 2026Deconstructing Actor-Critic: A Large-scale Empirical Study of Design Components for Practitionerscited by 0
- 2026Fine-Tuning on Self-Generated and Reward-Weighted Data: Learning Dynamics, Convergence Rates, and Benefits of Off-Policynesscited by 0
- 2026Fine-Tuning on Self-Generated and Reward-Weighted Data: Learning Dynamics, Convergence Rates, and Benefits of Off-Policyness29 Sep 2026
- 2026Deconstructing Actor-Critic: A Large-scale Empirical Study of Design Components for Practitioners14 Jul 2026
- 2025Symmetric Behavior Regularized Policy Optimization6 Aug 2025
- 2025On the Effect of Regularization in Policy Mirror Descent11 Jul 2025
- 2025Tapered Off-Policy REINFORCE: Stable and efficient reinforcement learning for LLMs18 Mar 2025
- 2025Convergence of Policy Mirror Descent Beyond Compatible Function Approximation16 Feb 2025
- 2025Mirror Descent Actor Critic via Bounded Advantage Learning6 Feb 2025
- 2024Fast Convergence of Softmax Policy Mirror Ascent18 Nov 2024
- 2024Solving Hidden Monotone Variational Inequalities with Surrogate Losses7 Nov 2024
- 2024Dual Approximation Policy Optimization2 Oct 2024
- 2024Learning mirror maps in policy mirror descent7 Feb 2024
- 2023Decision-Aware Actor-Critic with Function Approximation and Theoretical Guarantees24 May 2023
4 more
- 2023Target-based Surrogates for Stochastic Optimization6 Feb 2023
- 2023A Novel Framework for Policy Mirror Descent with General Parameterization and Linear Convergence30 Jan 2023
- 2022Linear Convergence of Natural Policy Gradient Methods with Log-Linear Policies4 Oct 2022
- 2021Stochastic Mirror Descent: Convergence Analysis and Adaptive Variants via the Mirror Stochastic Polyak Stepsize28 Oct 2021
- 2023Target-based Surrogates for Stochastic Optimizationcited by 4
- 2025Symmetric Behavior Regularized Policy Optimizationcited by 0
- 2025Symmetric Behavior Regularized Policy Optimization6 Aug 2025
- 2023Target-based Surrogates for Stochastic Optimization6 Feb 2023
- 2025Tapered Off-Policy REINFORCE: Stable and efficient reinforcement learning for LLMscited by 61
- 2022Linear Convergence of Natural Policy Gradient Methods with Log-Linear Policiescited by 44
- 2023A Novel Framework for Policy Mirror Descent with General Parameterization and Linear Convergencecited by 29
- 2021Stochastic Mirror Descent: Convergence Analysis and Adaptive Variants via the Mirror Stochastic Polyak Stepsizecited by 22
- 2023Decision-Aware Actor-Critic with Function Approximation and Theoretical Guaranteescited by 3
- 2024Fast Convergence of Softmax Policy Mirror Ascentcited by 2
- 2025Convergence of Policy Mirror Descent Beyond Compatible Function Approximationcited by 2
- 2024Learning mirror maps in policy mirror descentcited by 1
- 2024Dual Approximation Policy Optimizationcited by 1
- 2024Solving Hidden Monotone Variational Inequalities with Surrogate Lossescited by 1
- 2025On the Effect of Regularization in Policy Mirror Descentcited by 1
- 2025Mirror Descent Actor Critic via Bounded Advantage Learningcited by 0
12 most cited of 13 All 13 (JSON)
- 2026Deconstructing Actor-Critic: A Large-scale Empirical Study of Design Components for Practitioners14 Jul 2026
- 2025On the Effect of Regularization in Policy Mirror Descent11 Jul 2025
- 2025Tapered Off-Policy REINFORCE: Stable and efficient reinforcement learning for LLMs18 Mar 2025
- 2025Convergence of Policy Mirror Descent Beyond Compatible Function Approximation16 Feb 2025
- 2025Mirror Descent Actor Critic via Bounded Advantage Learning6 Feb 2025
- 2024Fast Convergence of Softmax Policy Mirror Ascent18 Nov 2024
- 2024Solving Hidden Monotone Variational Inequalities with Surrogate Losses7 Nov 2024
- 2024Dual Approximation Policy Optimization2 Oct 2024
- 2024Learning mirror maps in policy mirror descent7 Feb 2024
- 2023Decision-Aware Actor-Critic with Function Approximation and Theoretical Guarantees24 May 2023
- 2023A Novel Framework for Policy Mirror Descent with General Parameterization and Linear Convergence30 Jan 2023
- 2022Linear Convergence of Natural Policy Gradient Methods with Log-Linear Policies4 Oct 2022
12 newest of 13 All 13 (JSON)