How particular is the physics of the free energy principle?
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Abstract (arXiv)
The free energy principle (FEP) states that any dynamical system can be interpreted as performing Bayesian inference upon its surrounding environment. In this work, we examine in depth the assumptions required to derive the FEP in the simplest possible set of systems -- weakly-coupled non-equilibrium linear stochastic systems. Specifically, we explore (i) how general the requirements imposed on the statistical structure of a system are and (ii) how informative the FEP is about the behaviour of such systems. We discover that two requirements of the FEP -- the Markov blanket condition (i.e. a statistical boundary precluding direct coupling between internal and external states) and stringent restrictions on its solenoidal flows (i.e. tendencies driving a system out of equilibrium) -- are only valid for a very narrow space of parameters. Suitable systems require an absence of perception-action asymmetries that is highly unusual for living systems interacting with an environment. More importantly, we observe that a mathematically central step in the argument, connecting the behaviour of a system to variational inference, relies on an implicit equivalence between the dynamics of the average states of a system with the average of the dynamics of those states. This equivalence does not hold in general even for linear systems, since it requires an effective decoupling from the system's history of interactions. These observations are critical for evaluating the generality and applicability of the FEP and indicate the existence of significant problems of the theory in its current form. These issues make the FEP, as it stands, not straightforwardly applicable to the simple linear systems studied here and suggest that more development is needed before the theory could be applied to the kind of complex systems that describe living and cognitive processes.
Key facts. Cited by 6 papers in the map (data through 14 Oct 2026). First posted on arXiv 24 May 2021.
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Citing papers per year: 2021: 2; 2022: 2; 2023: 0; 2024: 1; 2025: 1.
6 papers.
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- 2025Industrial brain: a human-like autonomous neuro-symbolic cognitive decision-making system30 Jun 2025
- 2024Transforming Agency. On the mode of existence of Large Language Models15 Jul 2024
- 2022A taxonomy of surprise definitions2 Sep 2022
- 2022Successor Representation Active Inference20 Jul 2022
- 2021Interpreting Dynamical Systems as Bayesian Reasoners27 Dec 2021
- 2021A Mathematical Walkthrough and Discussion of the Free Energy Principle30 Aug 2021