An Empirical Study of Derivative-Free-Optimization Algorithms for Targeted Black-Box Attacks in Deep Neural Networks
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Abstract (arXiv)
We perform a comprehensive study on the performance of derivative free optimization (DFO) algorithms for the generation of targeted black-box adversarial attacks on Deep Neural Network (DNN) classifiers assuming the perturbation energy is bounded by an ℓ_∞ constraint and the number of queries to the network is limited. This paper considers four pre-existing state-of-the-art DFO-based algorithms along with the introduction of a new algorithm built on BOBYQA, a model-based DFO method. We compare these algorithms in a variety of settings according to the fraction of images that they successfully misclassify given a maximum number of queries to the DNN. The experiments disclose how the likelihood of finding an adversarial example depends on both the algorithm used and the setting of the attack; algorithms limiting the search of adversarial example to the vertices of the ℓ^∞ constraint work particularly well without structural defenses, while the presented BOBYQA based algorithm works better for especially small perturbation energies. This variance in performance highlights the importance of new algorithms being compared to the state-of-the-art in a variety of settings, and the effectiveness of adversarial defenses being tested using as wide a range of algorithms as possible.
Key facts. Cited by 8 papers in the map (data through 14 Oct 2026). First posted on arXiv 3 Dec 2020.
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Citing papers per year: 2021: 2; 2022: 3; 2023: 0; 2024: 0; 2025: 2; 2026: 1.
8 papers.
- 2021ML Attack Models: Adversarial Attacks and Data Poisoning Attackscited by 24
- 2021Global optimization using random embeddingscited by 6
- 2022Minibatch Stochastic Three Points Method for Unconstrained Smooth Minimizationcited by 6
- 2022An Adaptive Black-box Defense against Trojan Attacks (TrojDef)cited by 5
- 2022Adversarial Attacks on Speech Recognition Systems for Mission-Critical Applications: A Surveycited by 3
- 2025Consensus-based optimization for closed-box adversarial attacks and a connection to evolution strategiescited by 2
- 2025Stochastic Optimization with Random Searchcited by 1
- 2026Opportunistic Target Selection: Early Directional Commitment for Query-Efficient Black-Box Adversarial Attackscited by 0
- 2026Opportunistic Target Selection: Early Directional Commitment for Query-Efficient Black-Box Adversarial Attacks25 May 2026
- 2025Stochastic Optimization with Random Search17 Oct 2025
- 2025Consensus-based optimization for closed-box adversarial attacks and a connection to evolution strategies30 Jun 2025
- 2022Minibatch Stochastic Three Points Method for Unconstrained Smooth Minimization16 Sep 2022
- 2022An Adaptive Black-box Defense against Trojan Attacks (TrojDef)5 Sep 2022
- 2022Adversarial Attacks on Speech Recognition Systems for Mission-Critical Applications: A Survey22 Feb 2022
- 2021ML Attack Models: Adversarial Attacks and Data Poisoning Attacks6 Dec 2021
- 2021Global optimization using random embeddings26 Jul 2021