Binary Classification of Gaussian Mixtures: Abundance of Support Vectors, Benign Overfitting and Regularization
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Abstract (arXiv)
Deep neural networks generalize well despite being exceedingly overparameterized and being trained without explicit regularization. This curious phenomenon has inspired extensive research activity in establishing its statistical principles: Under what conditions is it observed? How do these depend on the data and on the training algorithm? When does regularization benefit generalization? While such questions remain wide open for deep neural nets, recent works have attempted gaining insights by studying simpler, often linear, models. Our paper contributes to this growing line of work by examining binary linear classification under a generative Gaussian mixture model. Motivated by recent results on the implicit bias of gradient descent, we study both max-margin SVM classifiers (corresponding to logistic loss) and min-norm interpolating classifiers (corresponding to least-squares loss). First, we leverage an idea introduced in [V. Muthukumar et al., arXiv:2005.08054, (2020)] to relate the SVM solution to the min-norm interpolating solution. Second, we derive novel non-asymptotic bounds on the classification error of the latter. Combining the two, we present novel sufficient conditions on the covariance spectrum and on the signal-to-noise ratio (SNR) under which interpolating estimators achieve asymptotically optimal performance as overparameterization increases. Interestingly, our results extend to a noisy model with constant probability noise flips. Contrary to previously studied discriminative data models, our results emphasize the crucial role of the SNR and its interplay with the data covariance. Finally, via a combination of analytical arguments and numerical demonstrations we identify conditions under which the interpolating estimator performs better than corresponding regularized estimates.
Key facts. Cited by 27 papers in the map (data through 7 Oct 2026). First posted on arXiv 18 Nov 2020.
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Citing papers per year: 2021: 4; 2022: 4; 2023: 6; 2024: 6; 2025: 5; 2026: 2.
27 papers.
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- 2022Benign Overfitting without Linearity: Neural Network Classifiers Trained by Gradient Descent for Noisy Linear Datacited by 74
- 2023Transformers as Support Vector Machinescited by 67
- 2021Learning Gaussian Mixtures with Generalised Linear Models: Precise Asymptotics in High-dimensionscited by 52
- 2021Benign Overfitting in Multiclass Classification: All Roads Lead to Interpolationcited by 41
- 2023Benign Overfitting and Grokking in ReLU Networks for XOR Cluster Datacited by 32
- 2024Implicit Bias and Fast Convergence Rates for Self-attentioncited by 31
- 2023Benign Overfitting in Linear Classifiers and Leaky ReLU Networks from KKT Conditions for Margin Maximizationcited by 29
- 2023Toward Understanding Generative Data Augmentationcited by 25
- 2022The good, the bad and the ugly sides of data augmentation: An implicit spectral regularization perspectivecited by 24
- 2021Information-Theoretic Characterization of the Generalization Error for Iterative Semi-Supervised Learningcited by 11
- 2023Noisy Interpolation Learning with Shallow Univariate ReLU Networkscited by 11
- 2025Benefits of Early Stopping in Gradient Descent for Overparameterized Logistic Regressioncited by 9
15 more
- 2021Support vector machines and linear regression coincide with very high-dimensional featurescited by 8
- 2024On the Benefits of Over-parameterization for Out-of-Distribution Generalizationcited by 7
- 2024Overfitting Behaviour of Gaussian Kernel Ridgeless Regression: Varying Bandwidth or Dimensionalitycited by 7
- 2022Max-Margin Works while Large Margin Fails: Generalization without Uniform Convergencecited by 6
- 2025When and How Unlabeled Data Provably Improve In-Context Learningcited by 5
- 2022On how to avoid exacerbating spurious correlations when models are overparameterizedcited by 4
- 2023General Loss Functions Lead to (Approximate) Interpolation in High Dimensionscited by 4
- 2024Sharp analysis of out-of-distribution error for "importance-weighted" estimators in the overparameterized regimecited by 3
- 2024Balanced Data, Imbalanced Spectra: Unveiling Class Disparities with Spectral Imbalancecited by 2
- 2025A Theory for Conditional Generative Modeling on Multiple Data Sourcescited by 1
- 2024Benign Overfitting under Learning Rate Conditions for α Sub-exponential Inputcited by 0
- 2025Directional Convergence, Benign Overfitting of Gradient Descent in leaky ReLU two-layer Neural Networkscited by 0
- 2025Benign Overfitting in Linear Classifiers with a Bias Termcited by 0
- 2026Harmful Overfitting in Sobolev Spacescited by 0
- 2026Hard labels sampled from sparse targets mislead rotation invariant algorithmscited by 0
- 2026Hard labels sampled from sparse targets mislead rotation invariant algorithms21 Mar 2026
- 2026Harmful Overfitting in Sobolev Spaces31 Jan 2026
- 2025Benign Overfitting in Linear Classifiers with a Bias Term16 Nov 2025
- 2025When and How Unlabeled Data Provably Improve In-Context Learning18 Jun 2025
- 2025Directional Convergence, Benign Overfitting of Gradient Descent in leaky ReLU two-layer Neural Networks22 May 2025
- 2025A Theory for Conditional Generative Modeling on Multiple Data Sources20 Feb 2025
- 2025Benefits of Early Stopping in Gradient Descent for Overparameterized Logistic Regression18 Feb 2025
- 2024Overfitting Behaviour of Gaussian Kernel Ridgeless Regression: Varying Bandwidth or Dimensionality5 Sep 2024
- 2024Benign Overfitting under Learning Rate Conditions for α Sub-exponential Input1 Sep 2024
- 2024Sharp analysis of out-of-distribution error for "importance-weighted" estimators in the overparameterized regime10 May 2024
- 2024On the Benefits of Over-parameterization for Out-of-Distribution Generalization26 Mar 2024
- 2024Balanced Data, Imbalanced Spectra: Unveiling Class Disparities with Spectral Imbalance18 Feb 2024
15 more
- 2024Implicit Bias and Fast Convergence Rates for Self-attention8 Feb 2024
- 2023Benign Overfitting and Grokking in ReLU Networks for XOR Cluster Data4 Oct 2023
- 2023Transformers as Support Vector Machines31 Aug 2023
- 2023Noisy Interpolation Learning with Shallow Univariate ReLU Networks28 Jul 2023
- 2023Toward Understanding Generative Data Augmentation27 May 2023
- 2023General Loss Functions Lead to (Approximate) Interpolation in High Dimensions13 Mar 2023
- 2023Benign Overfitting in Linear Classifiers and Leaky ReLU Networks from KKT Conditions for Margin Maximization2 Mar 2023
- 2022The good, the bad and the ugly sides of data augmentation: An implicit spectral regularization perspective10 Oct 2022
- 2022On how to avoid exacerbating spurious correlations when models are overparameterized25 Jun 2022
- 2022Max-Margin Works while Large Margin Fails: Generalization without Uniform Convergence16 Jun 2022
- 2022Benign Overfitting without Linearity: Neural Network Classifiers Trained by Gradient Descent for Noisy Linear Data11 Feb 2022
- 2021Information-Theoretic Characterization of the Generalization Error for Iterative Semi-Supervised Learning3 Oct 2021
- 2021Benign Overfitting in Multiclass Classification: All Roads Lead to Interpolation21 Jun 2021
- 2021Learning Gaussian Mixtures with Generalised Linear Models: Precise Asymptotics in High-dimensions7 Jun 2021
- 2021Support vector machines and linear regression coincide with very high-dimensional features28 May 2021
- 2022Benign Overfitting without Linearity: Neural Network Classifiers Trained by Gradient Descent for Noisy Linear Datacited by 74
- 2023Transformers as Support Vector Machinescited by 67
- 2021Learning Gaussian Mixtures with Generalised Linear Models: Precise Asymptotics in High-dimensionscited by 52
- 2021Benign Overfitting in Multiclass Classification: All Roads Lead to Interpolationcited by 41
- 2023Benign Overfitting and Grokking in ReLU Networks for XOR Cluster Datacited by 32
- 2024Implicit Bias and Fast Convergence Rates for Self-attentioncited by 31
- 2023Benign Overfitting in Linear Classifiers and Leaky ReLU Networks from KKT Conditions for Margin Maximizationcited by 29
- 2023Toward Understanding Generative Data Augmentationcited by 25
- 2022The good, the bad and the ugly sides of data augmentation: An implicit spectral regularization perspectivecited by 24
- 2021Information-Theoretic Characterization of the Generalization Error for Iterative Semi-Supervised Learningcited by 11
- 2023Noisy Interpolation Learning with Shallow Univariate ReLU Networkscited by 11
- 2025Benefits of Early Stopping in Gradient Descent for Overparameterized Logistic Regressioncited by 9
12 most cited of 27 All 27 (JSON)
- 2026Hard labels sampled from sparse targets mislead rotation invariant algorithms21 Mar 2026
- 2026Harmful Overfitting in Sobolev Spaces31 Jan 2026
- 2025Benign Overfitting in Linear Classifiers with a Bias Term16 Nov 2025
- 2025When and How Unlabeled Data Provably Improve In-Context Learning18 Jun 2025
- 2025Directional Convergence, Benign Overfitting of Gradient Descent in leaky ReLU two-layer Neural Networks22 May 2025
- 2025A Theory for Conditional Generative Modeling on Multiple Data Sources20 Feb 2025
- 2025Benefits of Early Stopping in Gradient Descent for Overparameterized Logistic Regression18 Feb 2025
- 2024Overfitting Behaviour of Gaussian Kernel Ridgeless Regression: Varying Bandwidth or Dimensionality5 Sep 2024
- 2024Benign Overfitting under Learning Rate Conditions for α Sub-exponential Input1 Sep 2024
- 2024Sharp analysis of out-of-distribution error for "importance-weighted" estimators in the overparameterized regime10 May 2024
- 2024On the Benefits of Over-parameterization for Out-of-Distribution Generalization26 Mar 2024
- 2024Balanced Data, Imbalanced Spectra: Unveiling Class Disparities with Spectral Imbalance18 Feb 2024
12 newest of 27 All 27 (JSON)