On the Neural Tangent Kernel of Deep Networks with Orthogonal Initialization
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Abstract (arXiv)
The prevailing thinking is that orthogonal weights are crucial to enforcing dynamical isometry and speeding up training. The increase in learning speed that results from orthogonal initialization in linear networks has been well-proven. However, while the same is believed to also hold for nonlinear networks when the dynamical isometry condition is satisfied, the training dynamics behind this contention have not been thoroughly explored. In this work, we study the dynamics of ultra-wide networks across a range of architectures, including Fully Connected Networks (FCNs) and Convolutional Neural Networks (CNNs) with orthogonal initialization via neural tangent kernel (NTK). Through a series of propositions and lemmas, we prove that two NTKs, one corresponding to Gaussian weights and one to orthogonal weights, are equal when the network width is infinite. Further, during training, the NTK of an orthogonally-initialized infinite-width network should theoretically remain constant. This suggests that the orthogonal initialization cannot speed up training in the NTK (lazy training) regime, contrary to the prevailing thoughts. In order to explore under what circumstances can orthogonality accelerate training, we conduct a thorough empirical investigation outside the NTK regime. We find that when the hyper-parameters are set to achieve a linear regime in nonlinear activation, orthogonal initialization can improve the learning speed with a large learning rate or large depth.
Key facts. Cited by 21 papers in the map (data through 7 Oct 2026). First posted on arXiv 13 Apr 2020.
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Citing papers per year: 2021: 7; 2022: 3; 2023: 5; 2024: 4; 2025: 1; 2026: 1.
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- 2021Deep Active Learning by Leveraging Training Dynamicscited by 32
- 2021On the Equivalence between Neural Network and Support Vector Machinecited by 17
- 2021Eigenspace Restructuring: a Principle of Space and Frequency in Neural Networkscited by 17
- 2021Towards Deepening Graph Neural Networks: A GNTK-based Optimization Perspectivecited by 14
- 2021Convergence of Deep ReLU Networkscited by 14
- 2021Activation function design for deep networks: linearity and effective initialisationcited by 13
- 2025UORA: Uniform Orthogonal Reinitialization Adaptation in Parameter-Efficient Fine-Tuning of Large Modelscited by 11
- 2022Deep equilibrium networks are sensitive to initialization statisticscited by 8
- 2023Uniform Convergence of Deep Neural Networks with Lipschitz Continuous Activation Functions and Variable Widthscited by 5
- 2023Feature Learning and Generalization in Deep Networks with Orthogonal Weightscited by 5
- 2024Provably Neural Active Learning Succeeds via Prioritizing Perplexing Samplescited by 5
- 2021On the validity of kernel approximations for orthogonally-initialized neural networkscited by 4
9 more
- 2022Deep Architecture Connectivity Matters for Its Convergence: A Fine-Grained Analysiscited by 4
- 2023Distortion-Disentangled Contrastive Learningcited by 4
- 2023Over-parameterised Shallow Neural Networks with Asymmetrical Node Scaling: Global Convergence Guarantees and Feature Learningcited by 3
- 2024Three Mechanisms of Feature Learning in a Linear Networkcited by 3
- 2024On the Convergence Analysis of Over-Parameterized Variational Autoencoders: A Neural Tangent Kernel Perspectivecited by 3
- 2023TLNets: Transformation Learning Networks for long-range time-series predictioncited by 2
- 2022Demystify Optimization and Generalization of Over-parameterized PAC-Bayesian Learningcited by 1
- 2026Algorithmic Task Capture, Computational Complexity, and Inductive Bias of Infinite Transformerscited by 1
- 2024Analysis of the rate of convergence of an over-parametrized convolutional neural network image classifier learned by gradient descentcited by 0
- 2026Algorithmic Task Capture, Computational Complexity, and Inductive Bias of Infinite Transformers11 Mar 2026
- 2025UORA: Uniform Orthogonal Reinitialization Adaptation in Parameter-Efficient Fine-Tuning of Large Models26 May 2025
- 2024On the Convergence Analysis of Over-Parameterized Variational Autoencoders: A Neural Tangent Kernel Perspective9 Sep 2024
- 2024Provably Neural Active Learning Succeeds via Prioritizing Perplexing Samples6 Jun 2024
- 2024Analysis of the rate of convergence of an over-parametrized convolutional neural network image classifier learned by gradient descent13 May 2024
- 2024Three Mechanisms of Feature Learning in a Linear Network13 Jan 2024
- 2023Feature Learning and Generalization in Deep Networks with Orthogonal Weights11 Oct 2023
- 2023Uniform Convergence of Deep Neural Networks with Lipschitz Continuous Activation Functions and Variable Widths2 Jun 2023
- 2023TLNets: Transformation Learning Networks for long-range time-series prediction25 May 2023
- 2023Distortion-Disentangled Contrastive Learning9 Mar 2023
- 2023Over-parameterised Shallow Neural Networks with Asymmetrical Node Scaling: Global Convergence Guarantees and Feature Learning2 Feb 2023
- 2022Deep equilibrium networks are sensitive to initialization statistics19 Jul 2022
9 more
- 2022Deep Architecture Connectivity Matters for Its Convergence: A Fine-Grained Analysis11 May 2022
- 2022Demystify Optimization and Generalization of Over-parameterized PAC-Bayesian Learning4 Feb 2022
- 2021Eigenspace Restructuring: a Principle of Space and Frequency in Neural Networks10 Dec 2021
- 2021On the Equivalence between Neural Network and Support Vector Machine11 Nov 2021
- 2021Deep Active Learning by Leveraging Training Dynamics16 Oct 2021
- 2021Convergence of Deep ReLU Networks27 Jul 2021
- 2021Activation function design for deep networks: linearity and effective initialisation17 May 2021
- 2021On the validity of kernel approximations for orthogonally-initialized neural networks13 Apr 2021
- 2021Towards Deepening Graph Neural Networks: A GNTK-based Optimization Perspective3 Mar 2021
- 2021Deep Active Learning by Leveraging Training Dynamicscited by 32
- 2021On the Equivalence between Neural Network and Support Vector Machinecited by 17
- 2021Eigenspace Restructuring: a Principle of Space and Frequency in Neural Networkscited by 17
- 2021Towards Deepening Graph Neural Networks: A GNTK-based Optimization Perspectivecited by 14
- 2021Convergence of Deep ReLU Networkscited by 14
- 2021Activation function design for deep networks: linearity and effective initialisationcited by 13
- 2025UORA: Uniform Orthogonal Reinitialization Adaptation in Parameter-Efficient Fine-Tuning of Large Modelscited by 11
- 2022Deep equilibrium networks are sensitive to initialization statisticscited by 8
- 2023Uniform Convergence of Deep Neural Networks with Lipschitz Continuous Activation Functions and Variable Widthscited by 5
- 2023Feature Learning and Generalization in Deep Networks with Orthogonal Weightscited by 5
- 2024Provably Neural Active Learning Succeeds via Prioritizing Perplexing Samplescited by 5
- 2021On the validity of kernel approximations for orthogonally-initialized neural networkscited by 4
12 most cited of 21 All 21 (JSON)
- 2026Algorithmic Task Capture, Computational Complexity, and Inductive Bias of Infinite Transformers11 Mar 2026
- 2025UORA: Uniform Orthogonal Reinitialization Adaptation in Parameter-Efficient Fine-Tuning of Large Models26 May 2025
- 2024On the Convergence Analysis of Over-Parameterized Variational Autoencoders: A Neural Tangent Kernel Perspective9 Sep 2024
- 2024Provably Neural Active Learning Succeeds via Prioritizing Perplexing Samples6 Jun 2024
- 2024Analysis of the rate of convergence of an over-parametrized convolutional neural network image classifier learned by gradient descent13 May 2024
- 2024Three Mechanisms of Feature Learning in a Linear Network13 Jan 2024
- 2023Feature Learning and Generalization in Deep Networks with Orthogonal Weights11 Oct 2023
- 2023Uniform Convergence of Deep Neural Networks with Lipschitz Continuous Activation Functions and Variable Widths2 Jun 2023
- 2023TLNets: Transformation Learning Networks for long-range time-series prediction25 May 2023
- 2023Distortion-Disentangled Contrastive Learning9 Mar 2023
- 2023Over-parameterised Shallow Neural Networks with Asymmetrical Node Scaling: Global Convergence Guarantees and Feature Learning2 Feb 2023
- 2022Deep equilibrium networks are sensitive to initialization statistics19 Jul 2022
12 newest of 21 All 21 (JSON)