Minimax Weight and Q-Function Learning for Off-Policy Evaluation
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Cited by 57 in Offline RL and imitation learning from data, but placed by its own abstract, which didn’t fit.
Abstract (arXiv)
We provide theoretical investigations into off-policy evaluation in reinforcement learning using function approximators for (marginalized) importance weights and value functions. Our contributions include: (1) A new estimator, MWL, that directly estimates importance ratios over the state-action distributions, removing the reliance on knowledge of the behavior policy as in prior work (Liu et al., 2018). (2) Another new estimator, MQL, obtained by swapping the roles of importance weights and value-functions in MWL. MQL has an intuitive interpretation of minimizing average Bellman errors and can be combined with MWL in a doubly robust manner. (3) Several additional results that offer further insights into these methods, including the sample complexity analyses of MWL and MQL, their asymptotic optimality in the tabular setting, how the learned importance weights depend the choice of the discriminator class, and how our methods provide a unified view of some old and new algorithms in RL.
Key facts. Cited by 150 papers in the map (data through 7 Oct 2026). First posted on arXiv 28 Oct 2019.
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Citing papers per year: 2020: 7; 2021: 37; 2022: 34; 2023: 27; 2024: 15; 2025: 17; 2026: 13.
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- 2020Offline Reinforcement Learning: Tutorial, Review, and Perspectives on Open Problemscited by 1,873
- 2020Is Pessimism Provably Efficient for Offline RL?cited by 362
- 2021Bridging Offline Reinforcement Learning and Imitation Learning: A Tale of Pessimismcited by 275
- 2021Pessimistic Model-based Offline Reinforcement Learning under Partial Coveragecited by 160
- 2020What are the Statistical Limits of Offline RL with Linear Function Approximation?cited by 135
- 2022Offline Reinforcement Learning with Realizability and Single-policy Concentrabilitycited by 122
- 2020Hyperparameter Selection for Offline Reinforcement Learningcited by 113
- 2021Provable Benefits of Actor-Critic Methods for Offline Reinforcement Learningcited by 109
- 2022A Review of Off-Policy Evaluation in Reinforcement Learningcited by 92
- 2021Offline Reinforcement Learning: Fundamental Barriers for Value Function Approximationcited by 69
- 2021Model Selection for Offline Reinforcement Learning: Practical Considerations for Healthcare Settingscited by 68
- 2021Near-Optimal Offline Reinforcement Learning via Double Variance Reductioncited by 56
38 more
- 2021Causal Inference Under Unmeasured Confounding With Negative Controls: A Minimax Learning Approachcited by 43
- 2021Universal Off-Policy Evaluationcited by 43
- 2021Risk Bounds and Rademacher Complexity in Batch Reinforcement Learningcited by 42
- 2021Bootstrapping Fitted Q-Evaluation for Off-Policy Inferencecited by 40
- 2022DARA: Dynamics-Aware Reward Augmentation in Offline Reinforcement Learningcited by 40
- 2021Instabilities of Offline RL with Pre-Trained Neural Representationcited by 38
- 2021Nearly Horizon-Free Offline Reinforcement Learningcited by 36
- 2021Deeply-Debiased Off-Policy Interval Estimationcited by 36
- 2021A Minimax Learning Approach to Off-Policy Evaluation in Confounded Partially Observable Markov Decision Processescited by 34
- 2022Offline Reinforcement Learning Under Value and Density-Ratio Realizability: The Power of Gapscited by 34
- 2022On Well-posedness and Minimax Optimal Rates of Nonparametric Q-function Estimation in Off-policy Evaluationcited by 33
- 2021Autoregressive Dynamics Models for Offline Policy Evaluation and Optimizationcited by 32
- 2021Towards Hyperparameter-free Policy Selection for Offline Reinforcement Learningcited by 32
- 2022Policy learning "without" overlap: Pessimism and generalized empirical Bernstein's inequalitycited by 32
- 2022Off-Policy Confidence Interval Estimation with Confounded Markov Decision Processcited by 31
- 2021Average-Reward Off-Policy Policy Evaluation with Function Approximationcited by 30
- 2021A Statistical Analysis of Polyak-Ruppert Averaged Q-learningcited by 29
- 2022Optimal Conservative Offline RL with General Function Approximation via Augmented Lagrangiancited by 29
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- 2022Future-Dependent Value-Based Off-Policy Evaluation in POMDPscited by 20
- 2022An Instrumental Variable Approach to Confounded Off-Policy Evaluationcited by 20
- 2021A Deep Reinforcement Learning Approach to Marginalized Importance Sampling with the Successor Representationcited by 19
- 2023Distributional Offline Policy Evaluation with Predictive Error Guaranteescited by 19
- 2022Off-Policy Fitted Q-Evaluation with Differentiable Function Approximators: Z-Estimation and Inference Theorycited by 18
- 2022When is Realizability Sufficient for Off-Policy Reinforcement Learning?cited by 17
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- 2021Towards Automatic Evaluation of Dialog Systems: A Model-Free Off-Policy Evaluation Approachcited by 16
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- 2021Projected State-action Balancing Weights for Offline Reinforcement Learningcited by 16
- 2021Optimal Uniform OPE and Model-based Offline Reinforcement Learning in Time-Homogeneous, Reward-Free and Task-Agnostic Settingscited by 14
50 most cited of 150 All 150 (JSON)
- 2026An analysis of Mirror-Descent Soft Actor-Critic28 Sep 2026
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- 2026The Evidence Ladder for Reinforcement Learning in Healthcare: From Retrospective Policies to Trusted Interventions20 Sep 2026
- 2026Bellman Calibration for Marginalized Importance Weighting in Offline Reinforcement Learning25 Aug 2026
- 2026Deciding When to Switch: E-Processes for Adaptive Minimax Training for Generative Adversarial Nets10 Aug 2026
- 2026DT2: Decision-Targeted Digital Twins24 Jun 2026
- 2026Quotient DAGs for Off-Policy Evaluation:Forward-Flow Importance Sampling and Exact Slate Propensities28 May 2026
- 2026Behavior-Induced Mirror-Prox Temporal-Difference Learning for Faster Off-Policy Prediction16 May 2026
- 2026Q-MMR: Off-Policy Evaluation via Recursive Reweighting and Moment Matching7 May 2026
- 2026A Covering Framework for Offline POMDPs Learning using Belief Space Metric3 Mar 2026
- 2026Beyond State-Wise Mirror Descent: Offline Policy Optimization with Parametric Policies27 Feb 2026
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38 more
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- 2025Bellman Calibration for V-Learning in Offline Reinforcement Learning29 Dec 2025
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- 2025An Orthogonal Learner for Individualized Outcomes in Markov Decision Processes30 Sep 2025
- 2025Inverse Reinforcement Learning with Just Classification and a Few Regressions25 Sep 2025
- 2025Hybrid Adaptive Conformal Offline Reinforcement Learning for Fair Population Health Management11 Sep 2025
- 2025Feasibility-Guided Fair Adaptive Offline Reinforcement Learning for Medicaid Care Management11 Sep 2025
- 2025Off-Policy Evaluation Under Nonignorable Missing Data9 Jul 2025
- 2025Doubly Robust Alignment for Large Language Models1 Jun 2025
- 2025Demystifying the Paradox of Importance Sampling with an Estimated History-Dependent Behavior Policy in Off-Policy Evaluation28 May 2025
- 2025Offline Constrained Reinforcement Learning under Partial Data Coverage23 May 2025
- 2025Reinforcement Learning with Continuous Actions Under Unmeasured Confounding1 May 2025
- 2025Average-DICE: Stationary Distribution Correction by Regression3 Mar 2025
- 2025Statistical Tractability of Off-policy Evaluation of History-dependent Policies in POMDPs3 Mar 2025
- 2025Can RLHF be More Efficient with Imperfect Reward Models? A Policy Coverage Perspective26 Feb 2025
- 2025Statistical Inference in Reinforcement Learning: A Selective Survey22 Feb 2025
- 2025Model Selection for Off-policy Evaluation: New Algorithms and Experimental Protocol11 Feb 2025
- 2024Two-way Deconfounder for Off-policy Evaluation in Causal Reinforcement Learning8 Dec 2024
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- 2024Off-Policy Selection for Initiating Human-Centric Experimental Design26 Oct 2024
- 2024Primal-Dual Spectral Representation for Off-policy Evaluation23 Oct 2024
- 2024Causal Deepsets for Off-policy Evaluation under Spatial or Spatio-temporal Interferences25 Jul 2024
- 2024Off-policy Evaluation with Deeply-abstracted States27 Jun 2024
- 2024A Fast Convergence Theory for Offline Decision Making3 Jun 2024
- 2024Combining Experimental and Historical Data for Policy Evaluation1 Jun 2024
- 2024Unraveling the Interplay between Carryover Effects and Reward Autocorrelations in Switchback Experiments26 Mar 2024
- 2024Pessimistic Causal Reinforcement Learning with Mediators for Confounded Offline Data18 Mar 2024
- 2024Towards Provable Log Density Policy Gradient3 Mar 2024
- 2024On the Curses of Future and History in Future-dependent Value Functions for Off-policy Evaluation22 Feb 2024
- 2024MoMA: Model-based Mirror Ascent for Offline Reinforcement Learning21 Jan 2024
- 2024Adversarially Trained Weighted Actor-Critic for Safe Offline Reinforcement Learning1 Jan 2024
- 2023Neural Network Approximation for Pessimistic Offline Reinforcement Learning19 Dec 2023
- 2023When is Offline Policy Selection Sample Efficient for Reinforcement Learning?4 Dec 2023
- 2023Towards Assessing and Benchmarking Risk-Return Tradeoff of Off-Policy Evaluation30 Nov 2023
- 2023SCOPE-RL: A Python Library for Offline Reinforcement Learning and Off-Policy Evaluation30 Nov 2023
- 2023Robust Offline Reinforcement learning with Heavy-Tailed Rewards28 Oct 2023
50 newest of 150 All 150 (JSON)
- 2020Offline Reinforcement Learning: Tutorial, Review, and Perspectives on Open Problemscited by 1,873
- 2020Is Pessimism Provably Efficient for Offline RL?cited by 362
- 2021Bridging Offline Reinforcement Learning and Imitation Learning: A Tale of Pessimismcited by 275
- 2021Pessimistic Model-based Offline Reinforcement Learning under Partial Coveragecited by 160
- 2020What are the Statistical Limits of Offline RL with Linear Function Approximation?cited by 135
- 2022Offline Reinforcement Learning with Realizability and Single-policy Concentrabilitycited by 122
- 2020Hyperparameter Selection for Offline Reinforcement Learningcited by 113
- 2021Provable Benefits of Actor-Critic Methods for Offline Reinforcement Learningcited by 109
- 2021Offline Reinforcement Learning: Fundamental Barriers for Value Function Approximationcited by 69
- 2021Model Selection for Offline Reinforcement Learning: Practical Considerations for Healthcare Settingscited by 68
- 2021Near-Optimal Offline Reinforcement Learning via Double Variance Reductioncited by 56
- 2021Risk Bounds and Rademacher Complexity in Batch Reinforcement Learningcited by 42
12 most cited of 57 All 57 (JSON)
- 2026Deep Weighted Bellman Residual Minimization for Q^* Estimation28 Sep 2026
- 2026Bellman Calibration for Marginalized Importance Weighting in Offline Reinforcement Learning25 Aug 2026
- 2026Beyond State-Wise Mirror Descent: Offline Policy Optimization with Parametric Policies27 Feb 2026
- 2025Bellman Calibration for V-Learning in Offline Reinforcement Learning29 Dec 2025
- 2025Offline Reinforcement Learning in Large State Spaces: Algorithms and Guarantees5 Oct 2025
- 2025Inverse Reinforcement Learning with Just Classification and a Few Regressions25 Sep 2025
- 2025Hybrid Adaptive Conformal Offline Reinforcement Learning for Fair Population Health Management11 Sep 2025
- 2025Feasibility-Guided Fair Adaptive Offline Reinforcement Learning for Medicaid Care Management11 Sep 2025
- 2025Model Selection for Off-policy Evaluation: New Algorithms and Experimental Protocol11 Feb 2025
- 2024A Fast Convergence Theory for Offline Decision Making3 Jun 2024
- 2024MoMA: Model-based Mirror Ascent for Offline Reinforcement Learning21 Jan 2024
- 2024Adversarially Trained Weighted Actor-Critic for Safe Offline Reinforcement Learning1 Jan 2024
12 newest of 57 All 57 (JSON)
- 2022A Review of Off-Policy Evaluation in Reinforcement Learningcited by 92
- 2021Causal Inference Under Unmeasured Confounding With Negative Controls: A Minimax Learning Approachcited by 43
- 2021Universal Off-Policy Evaluationcited by 43
- 2021Deeply-Debiased Off-Policy Interval Estimationcited by 36
- 2021A Minimax Learning Approach to Off-Policy Evaluation in Confounded Partially Observable Markov Decision Processescited by 34
- 2022On Well-posedness and Minimax Optimal Rates of Nonparametric Q-function Estimation in Off-policy Evaluationcited by 33
- 2021Autoregressive Dynamics Models for Offline Policy Evaluation and Optimizationcited by 32
- 2022Policy learning "without" overlap: Pessimism and generalized empirical Bernstein's inequalitycited by 32
- 2022Off-Policy Confidence Interval Estimation with Confounded Markov Decision Processcited by 31
- 2021Average-Reward Off-Policy Policy Evaluation with Function Approximationcited by 30
- 2021A Statistical Analysis of Polyak-Ruppert Averaged Q-learningcited by 29
- 2021Active Offline Policy Selectioncited by 26
12 most cited of 89 All 89 (JSON)
- 2026An analysis of Mirror-Descent Soft Actor-Critic28 Sep 2026
- 2026The Evidence Ladder for Reinforcement Learning in Healthcare: From Retrospective Policies to Trusted Interventions20 Sep 2026
- 2026Deciding When to Switch: E-Processes for Adaptive Minimax Training for Generative Adversarial Nets10 Aug 2026
- 2026DT2: Decision-Targeted Digital Twins24 Jun 2026
- 2026Quotient DAGs for Off-Policy Evaluation:Forward-Flow Importance Sampling and Exact Slate Propensities28 May 2026
- 2026Behavior-Induced Mirror-Prox Temporal-Difference Learning for Faster Off-Policy Prediction16 May 2026
- 2026Q-MMR: Off-Policy Evaluation via Recursive Reweighting and Moment Matching7 May 2026
- 2026A Covering Framework for Offline POMDPs Learning using Belief Space Metric3 Mar 2026
- 2026A Unifying View of Coverage in Linear Off-Policy Evaluation26 Jan 2026
- 2025Fitted Q-Evaluation without Bellman Completeness via Occupancy Weighting29 Dec 2025
- 2025An Orthogonal Learner for Individualized Outcomes in Markov Decision Processes30 Sep 2025
- 2025Off-Policy Evaluation Under Nonignorable Missing Data9 Jul 2025
12 newest of 89 All 89 (JSON)