Learning-based Model Predictive Control for Safe Exploration and Reinforcement Learning
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Abstract (arXiv)
Reinforcement learning has been successfully used to solve difficult tasks in complex unknown environments. However, these methods typically do not provide any safety guarantees during the learning process. This is particularly problematic, since reinforcement learning agent actively explore their environment. This prevents their use in safety-critical, real-world applications. In this paper, we present a learning-based model predictive control scheme that provides high-probability safety guarantees throughout the learning process. Based on a reliable statistical model, we construct provably accurate confidence intervals on predicted trajectories. Unlike previous approaches, we allow for input-dependent uncertainties. Based on these reliable predictions, we guarantee that trajectories satisfy safety constraints. Moreover, we use a terminal set constraint to recursively guarantee the existence of safe control actions at every iteration. We evaluate the resulting algorithm to safely explore the dynamics of an inverted pendulum and to solve a reinforcement learning task on a cart-pole system with safety constraints.
Key facts. Cited by 16 papers in the map (data through 14 Oct 2026). First posted on arXiv 27 Jun 2019.
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Citing papers per year: 2020: 1; 2021: 4; 2022: 1; 2023: 3; 2024: 0; 2025: 5; 2026: 2.
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- 2021Safe Learning in Robotics: From Learning-Based Control to Safe Reinforcement Learningcited by 371
- 2021Conservative and Adaptive Penalty for Model-Based Safe Reinforcement Learningcited by 16
- 2023A safe exploration approach to constrained Markov decision processescited by 10
- 2021Stability-Constrained Markov Decision Processes Using MPCcited by 5
- 2020Nested Mixture of Experts: Cooperative and Competitive Learning of Hybrid Dynamical Systemcited by 3
- 2023Safe Machine-Learning-supported Model Predictive Force and Motion Control in Roboticscited by 3
- 2025Generative AI for Autonomous Driving: A Reviewcited by 3
- 2025Provably Optimal Reinforcement Learning under Safety Filteringcited by 3
- 2021Hybrid Gaussian Process Modeling Applied to Economic Stochastic Model Predictive Control of Batch Processescited by 2
- 2022A Safety-Critical Decision Making and Control Framework Combining Machine Learning and Rule-based Algorithmscited by 1
- 2026Constrained Meta Reinforcement Learning with Provable Test-Time Safetycited by 1
- 2023Safely Learning Dynamical Systemscited by 0
4 more
- 2025Increasing Information for Model Predictive Control with Semi-Markov Decision Processescited by 0
- 2025Hierarchical Reinforcement Learning with Low-Level MPC for Multi-Agent Controlcited by 0
- 2025Safety Reinforced Model Predictive Control (SRMPC): Improving MPC with Reinforcement Learning for Motion Planning in Autonomous Drivingcited by 0
- 2026When Can Safe Controllers Adapt? Information before Commitmentcited by 0
- 2026When Can Safe Controllers Adapt? Information before Commitment18 Jul 2026
- 2026Constrained Meta Reinforcement Learning with Provable Test-Time Safety29 Jan 2026
- 2025Safety Reinforced Model Predictive Control (SRMPC): Improving MPC with Reinforcement Learning for Motion Planning in Autonomous Driving3 Dec 2025
- 2025Provably Optimal Reinforcement Learning under Safety Filtering20 Oct 2025
- 2025Hierarchical Reinforcement Learning with Low-Level MPC for Multi-Agent Control19 Sep 2025
- 2025Generative AI for Autonomous Driving: A Review21 May 2025
- 2025Increasing Information for Model Predictive Control with Semi-Markov Decision Processes28 Jan 2025
- 2023A safe exploration approach to constrained Markov decision processes1 Dec 2023
- 2023Safely Learning Dynamical Systems20 May 2023
- 2023Safe Machine-Learning-supported Model Predictive Force and Motion Control in Robotics8 Mar 2023
- 2022A Safety-Critical Decision Making and Control Framework Combining Machine Learning and Rule-based Algorithms30 Jan 2022
- 2021Conservative and Adaptive Penalty for Model-Based Safe Reinforcement Learning14 Dec 2021
4 more
- 2021Hybrid Gaussian Process Modeling Applied to Economic Stochastic Model Predictive Control of Batch Processes14 Aug 2021
- 2021Safe Learning in Robotics: From Learning-Based Control to Safe Reinforcement Learning13 Aug 2021
- 2021Stability-Constrained Markov Decision Processes Using MPC2 Feb 2021
- 2020Nested Mixture of Experts: Cooperative and Competitive Learning of Hybrid Dynamical System20 Nov 2020
- 2021Safe Learning in Robotics: From Learning-Based Control to Safe Reinforcement Learningcited by 371
- 2021Conservative and Adaptive Penalty for Model-Based Safe Reinforcement Learningcited by 16
- 2023A safe exploration approach to constrained Markov decision processescited by 10
- 2021Stability-Constrained Markov Decision Processes Using MPCcited by 5
- 2023Safe Machine-Learning-supported Model Predictive Force and Motion Control in Roboticscited by 3
- 2025Generative AI for Autonomous Driving: A Reviewcited by 3
- 2021Hybrid Gaussian Process Modeling Applied to Economic Stochastic Model Predictive Control of Batch Processescited by 2
- 2022A Safety-Critical Decision Making and Control Framework Combining Machine Learning and Rule-based Algorithmscited by 1
- 2023Safely Learning Dynamical Systemscited by 0
- 2025Increasing Information for Model Predictive Control with Semi-Markov Decision Processescited by 0
- 2025Hierarchical Reinforcement Learning with Low-Level MPC for Multi-Agent Controlcited by 0
- 2026When Can Safe Controllers Adapt? Information before Commitmentcited by 0
- 2026When Can Safe Controllers Adapt? Information before Commitment18 Jul 2026
- 2025Hierarchical Reinforcement Learning with Low-Level MPC for Multi-Agent Control19 Sep 2025
- 2025Generative AI for Autonomous Driving: A Review21 May 2025
- 2025Increasing Information for Model Predictive Control with Semi-Markov Decision Processes28 Jan 2025
- 2023A safe exploration approach to constrained Markov decision processes1 Dec 2023
- 2023Safely Learning Dynamical Systems20 May 2023
- 2023Safe Machine-Learning-supported Model Predictive Force and Motion Control in Robotics8 Mar 2023
- 2022A Safety-Critical Decision Making and Control Framework Combining Machine Learning and Rule-based Algorithms30 Jan 2022
- 2021Conservative and Adaptive Penalty for Model-Based Safe Reinforcement Learning14 Dec 2021
- 2021Hybrid Gaussian Process Modeling Applied to Economic Stochastic Model Predictive Control of Batch Processes14 Aug 2021
- 2021Safe Learning in Robotics: From Learning-Based Control to Safe Reinforcement Learning13 Aug 2021
- 2021Stability-Constrained Markov Decision Processes Using MPC2 Feb 2021