Rate Distortion For Model Compression: From Theory To Practice
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Abstract (arXiv)
The enormous size of modern deep neural networks makes it challenging to deploy those models in memory and communication limited scenarios. Thus, compressing a trained model without a significant loss in performance has become an increasingly important task. Tremendous advances has been made recently, where the main technical building blocks are parameter pruning, parameter sharing (quantization), and low-rank factorization. In this paper, we propose principled approaches to improve upon the common heuristics used in those building blocks, namely pruning and quantization. We first study the fundamental limit for model compression via the rate distortion theory. We bring the rate distortion function from data compression to model compression to quantify this fundamental limit. We prove a lower bound for the rate distortion function and prove its achievability for linear models. Although this achievable compression scheme is intractable in practice, this analysis motivates a novel model compression framework. This framework provides a new objective function in model compression, which can be applied together with other classes of model compressor such as pruning or quantization. Theoretically, we prove that the proposed scheme is optimal for compressing one-hidden-layer ReLU neural networks. Empirically, we show that the proposed scheme improves upon the baseline in the compression-accuracy tradeoff.
Key facts. Cited by 14 papers in the map (data through 7 Oct 2026). First posted on arXiv 9 Oct 2018.
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Citing papers per year: 2021: 4; 2022: 2; 2023: 3; 2024: 2; 2025: 2; 2026: 1.
14 papers.
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- 2021An Information-Theoretic Justification for Model Pruningcited by 23
- 2021Rate-Distortion Analysis of Minimum Excess Risk in Bayesian Learningcited by 10
- 2021A Generalized Zero-Shot Quantization of Deep Convolutional Neural Networks via Learned Weights Statisticscited by 6
- 2023High-dimensional Asymptotics of VAEs: Threshold of Posterior Collapse and Dataset-Size Dependence of Rate-Distortion Curvecited by 5
- 2024Fundamental Limitation of Semantic Communications: Neural Estimation for Rate-Distortioncited by 3
- 2025Choose Your Model Size: Any Compression of Large Language Models Without Re-Computationcited by 3
- 2026Model-Aware Rate-Distortion Limits for Task-Oriented Source Codingcited by 2
- 2022Minimax Optimal Quantization of Linear Models: Information-Theoretic Limits and Efficient Algorithmscited by 1
- 2023Rotation Invariant Quantization for Model Compressioncited by 1
- 2023Sen2Pro: A Probabilistic Perspective to Sentence Embedding from Pre-trained Language Modelcited by 1
- 2025BackSlash: Rate Constrained Optimized Training of Large Language Modelscited by 1
- 2021Rate distortion comparison of a few gradient quantizerscited by 0
2 more
- 2026Model-Aware Rate-Distortion Limits for Task-Oriented Source Coding13 Feb 2026
- 2025BackSlash: Rate Constrained Optimized Training of Large Language Models23 Apr 2025
- 2025Choose Your Model Size: Any Compression of Large Language Models Without Re-Computation3 Feb 2025
- 2024Exploring The Neural Burden In Pruned Models: An Insight Inspired By Neuroscience23 Jul 2024
- 2024Fundamental Limitation of Semantic Communications: Neural Estimation for Rate-Distortion2 Jan 2024
- 2023High-dimensional Asymptotics of VAEs: Threshold of Posterior Collapse and Dataset-Size Dependence of Rate-Distortion Curve14 Sep 2023
- 2023Sen2Pro: A Probabilistic Perspective to Sentence Embedding from Pre-trained Language Model4 Jun 2023
- 2023Rotation Invariant Quantization for Model Compression3 Mar 2023
- 2022Approximability and Generalisation15 Mar 2022
- 2022Minimax Optimal Quantization of Linear Models: Information-Theoretic Limits and Efficient Algorithms23 Feb 2022
- 2021A Generalized Zero-Shot Quantization of Deep Convolutional Neural Networks via Learned Weights Statistics6 Dec 2021
- 2021Rate distortion comparison of a few gradient quantizers23 Aug 2021
2 more
- 2021An Information-Theoretic Justification for Model Pruningcited by 23
- 2021Rate-Distortion Analysis of Minimum Excess Risk in Bayesian Learningcited by 10
- 2021A Generalized Zero-Shot Quantization of Deep Convolutional Neural Networks via Learned Weights Statisticscited by 6
- 2023High-dimensional Asymptotics of VAEs: Threshold of Posterior Collapse and Dataset-Size Dependence of Rate-Distortion Curvecited by 5
- 2024Fundamental Limitation of Semantic Communications: Neural Estimation for Rate-Distortioncited by 3
- 2025Choose Your Model Size: Any Compression of Large Language Models Without Re-Computationcited by 3
- 2026Model-Aware Rate-Distortion Limits for Task-Oriented Source Codingcited by 2
- 2022Minimax Optimal Quantization of Linear Models: Information-Theoretic Limits and Efficient Algorithmscited by 1
- 2023Rotation Invariant Quantization for Model Compressioncited by 1
- 2023Sen2Pro: A Probabilistic Perspective to Sentence Embedding from Pre-trained Language Modelcited by 1
- 2025BackSlash: Rate Constrained Optimized Training of Large Language Modelscited by 1
- 2021Rate distortion comparison of a few gradient quantizerscited by 0
12 most cited of 14 All 14 (JSON)
- 2026Model-Aware Rate-Distortion Limits for Task-Oriented Source Coding13 Feb 2026
- 2025BackSlash: Rate Constrained Optimized Training of Large Language Models23 Apr 2025
- 2025Choose Your Model Size: Any Compression of Large Language Models Without Re-Computation3 Feb 2025
- 2024Exploring The Neural Burden In Pruned Models: An Insight Inspired By Neuroscience23 Jul 2024
- 2024Fundamental Limitation of Semantic Communications: Neural Estimation for Rate-Distortion2 Jan 2024
- 2023High-dimensional Asymptotics of VAEs: Threshold of Posterior Collapse and Dataset-Size Dependence of Rate-Distortion Curve14 Sep 2023
- 2023Sen2Pro: A Probabilistic Perspective to Sentence Embedding from Pre-trained Language Model4 Jun 2023
- 2023Rotation Invariant Quantization for Model Compression3 Mar 2023
- 2022Approximability and Generalisation15 Mar 2022
- 2022Minimax Optimal Quantization of Linear Models: Information-Theoretic Limits and Efficient Algorithms23 Feb 2022
- 2021A Generalized Zero-Shot Quantization of Deep Convolutional Neural Networks via Learned Weights Statistics6 Dec 2021
- 2021Rate distortion comparison of a few gradient quantizers23 Aug 2021
12 newest of 14 All 14 (JSON)