How Many Samples are Needed to Estimate a Convolutional or Recurrent Neural Network?
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Abstract (arXiv)
It is widely believed that the practical success of Convolutional Neural Networks (CNNs) and Recurrent Neural Networks (RNNs) owes to the fact that CNNs and RNNs use a more compact parametric representation than their Fully-Connected Neural Network (FNN) counterparts, and consequently require fewer training examples to accurately estimate their parameters. We initiate the study of rigorously characterizing the sample-complexity of estimating CNNs and RNNs. We show that the sample-complexity to learn CNNs and RNNs scales linearly with their intrinsic dimension and this sample-complexity is much smaller than for their FNN counterparts. For both CNNs and RNNs, we also present lower bounds showing our sample complexities are tight up to logarithmic factors. Our main technical tools for deriving these results are a localized empirical process analysis and a new technical lemma characterizing the convolutional and recurrent structure. We believe that these tools may inspire further developments in understanding CNNs and RNNs.
Key facts. Cited by 19 papers in the map (data through 7 Oct 2026). First posted on arXiv 21 May 2018.
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Citing papers per year: 2021: 7; 2022: 3; 2023: 4; 2024: 2; 2025: 2; 2026: 1.
19 papers.
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- 2021ResMLP: Feedforward networks for image classification with data-efficient trainingcited by 338
- 2021Approximation and Learning with Deep Convolutional Models: a Kernel Perspectivecited by 31
- 2023The Exact Sample Complexity Gain from Invariances for Kernel Regressioncited by 27
- 2023Theoretical Analysis of Inductive Biases in Deep Convolutional Networkscited by 21
- 2021On the Sample Complexity of Learning under Invariance and Geometric Stabilitycited by 13
- 2022The Sample Complexity of One-Hidden-Layer Neural Networkscited by 10
- 2023Data-dependent Generalization Bounds via Variable-Size Compressibilitycited by 9
- 2021Visualizing the Emergence of Intermediate Visual Patterns in DNNscited by 7
- 2023Norm-based Generalization Bounds for Compositionally Sparse Neural Networkscited by 7
- 2024Role of Locality and Weight Sharing in Image-Based Tasks: A Sample Complexity Separation between CNNs, LCNs, and FCNscited by 5
- 2024How many samples are needed to train a deep neural network?cited by 5
- 2022Graph CNN for Moving Object Detection in Complex Environments from Unseen Videoscited by 4
7 more
- 2021One-pass Stochastic Gradient Descent in Overparametrized Two-layer Neural Networkscited by 3
- 2026The Geometry of Polynomial Group Convolutional Neural Networkscited by 2
- 2021A New Measure of Model Redundancy for Compressed Convolutional Neural Networkscited by 1
- 2021A Sparse Coding Interpretation of Neural Networks and Theoretical Implicationscited by 0
- 2022Training Patch Analysis and Mining Skills for Image Restoration Deep Neural Networkscited by 0
- 2025SynDaCaTE: A Synthetic Dataset For Evaluating Part-Whole Hierarchical Inferencecited by 0
- 2025Towards High-Fidelity Gaussian Splatting with Queried-Convolution Neural Networkscited by 0
- 2026The Geometry of Polynomial Group Convolutional Neural Networks31 Mar 2026
- 2025Towards High-Fidelity Gaussian Splatting with Queried-Convolution Neural Networks15 Dec 2025
- 2025SynDaCaTE: A Synthetic Dataset For Evaluating Part-Whole Hierarchical Inference21 Jun 2025
- 2024How many samples are needed to train a deep neural network?26 May 2024
- 2024Role of Locality and Weight Sharing in Image-Based Tasks: A Sample Complexity Separation between CNNs, LCNs, and FCNs23 Mar 2024
- 2023Theoretical Analysis of Inductive Biases in Deep Convolutional Networks15 May 2023
- 2023The Exact Sample Complexity Gain from Invariances for Kernel Regression24 Mar 2023
- 2023Data-dependent Generalization Bounds via Variable-Size Compressibility9 Mar 2023
- 2023Norm-based Generalization Bounds for Compositionally Sparse Neural Networks28 Jan 2023
- 2022Graph CNN for Moving Object Detection in Complex Environments from Unseen Videos13 Jul 2022
- 2022Training Patch Analysis and Mining Skills for Image Restoration Deep Neural Networks3 Jul 2022
- 2022The Sample Complexity of One-Hidden-Layer Neural Networks13 Feb 2022
7 more
- 2021A New Measure of Model Redundancy for Compressed Convolutional Neural Networks9 Dec 2021
- 2021Visualizing the Emergence of Intermediate Visual Patterns in DNNs5 Nov 2021
- 2021A Sparse Coding Interpretation of Neural Networks and Theoretical Implications14 Aug 2021
- 2021On the Sample Complexity of Learning under Invariance and Geometric Stability14 Jun 2021
- 2021ResMLP: Feedforward networks for image classification with data-efficient training7 May 2021
- 2021One-pass Stochastic Gradient Descent in Overparametrized Two-layer Neural Networks1 May 2021
- 2021Approximation and Learning with Deep Convolutional Models: a Kernel Perspective19 Feb 2021
- 2021ResMLP: Feedforward networks for image classification with data-efficient trainingcited by 338
- 2021Approximation and Learning with Deep Convolutional Models: a Kernel Perspectivecited by 31
- 2023The Exact Sample Complexity Gain from Invariances for Kernel Regressioncited by 27
- 2023Theoretical Analysis of Inductive Biases in Deep Convolutional Networkscited by 21
- 2021On the Sample Complexity of Learning under Invariance and Geometric Stabilitycited by 13
- 2022The Sample Complexity of One-Hidden-Layer Neural Networkscited by 10
- 2023Data-dependent Generalization Bounds via Variable-Size Compressibilitycited by 9
- 2021Visualizing the Emergence of Intermediate Visual Patterns in DNNscited by 7
- 2023Norm-based Generalization Bounds for Compositionally Sparse Neural Networkscited by 7
- 2024Role of Locality and Weight Sharing in Image-Based Tasks: A Sample Complexity Separation between CNNs, LCNs, and FCNscited by 5
- 2024How many samples are needed to train a deep neural network?cited by 5
- 2022Graph CNN for Moving Object Detection in Complex Environments from Unseen Videoscited by 4
12 most cited of 19 All 19 (JSON)
- 2026The Geometry of Polynomial Group Convolutional Neural Networks31 Mar 2026
- 2025Towards High-Fidelity Gaussian Splatting with Queried-Convolution Neural Networks15 Dec 2025
- 2025SynDaCaTE: A Synthetic Dataset For Evaluating Part-Whole Hierarchical Inference21 Jun 2025
- 2024How many samples are needed to train a deep neural network?26 May 2024
- 2024Role of Locality and Weight Sharing in Image-Based Tasks: A Sample Complexity Separation between CNNs, LCNs, and FCNs23 Mar 2024
- 2023Theoretical Analysis of Inductive Biases in Deep Convolutional Networks15 May 2023
- 2023The Exact Sample Complexity Gain from Invariances for Kernel Regression24 Mar 2023
- 2023Data-dependent Generalization Bounds via Variable-Size Compressibility9 Mar 2023
- 2023Norm-based Generalization Bounds for Compositionally Sparse Neural Networks28 Jan 2023
- 2022Graph CNN for Moving Object Detection in Complex Environments from Unseen Videos13 Jul 2022
- 2022Training Patch Analysis and Mining Skills for Image Restoration Deep Neural Networks3 Jul 2022
- 2022The Sample Complexity of One-Hidden-Layer Neural Networks13 Feb 2022
12 newest of 19 All 19 (JSON)