# Beyond Refusal Patterns: Safe-Role Internalization for Robust and Generalizable LLM Safety Alignment

arXiv: https://arxiv.org/abs/2610.07023 · HTML: https://mlsanity.com/paper/2610.07023/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Placed in Safety alignment and jailbreak attacks, one of 10 directions in LLM alignment / RLHF / preference optimisation.
- Builds on 19 of its 82 references that are in the map.
- First posted on arXiv 4 Oct 2026.

## Placed in

- LLM alignment / RLHF / preference optimisation / [Safety alignment and jailbreak attacks](https://mlsanity.com/alignment/safety-alignment-and-jailbreak-attacks/)
- LLM safety and security / [Safety alignment, refusal and guardrails](https://mlsanity.com/safety/safety-alignment-refusal-and-guardrails/)

## Builds on (most cited first, 19 of 19)

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- [Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2204.05862/) (2022)
- [Universal and Transferable Adversarial Attacks on Aligned Language Models](https://mlsanity.com/paper/2307.15043/) (2023)
- [Gemma 2: Improving Open Language Models at a Practical Size](https://mlsanity.com/paper/2408.00118/) (2024)
- [Persona Vectors: Monitoring and Controlling Character Traits in Language Models](https://mlsanity.com/paper/2507.21509/) (2025)
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- [ChatHaruhi: Reviving Anime Character in Reality via Large Language Model](https://mlsanity.com/paper/2308.09597/) (2023)
- [Do LLMs Possess a Personality? Making the MBTI Test an Amazing Evaluation for Large Language Models](https://mlsanity.com/paper/2307.16180/) (2023)
- [An Empirical Study on Reinforcement Learning for Reasoning-Search Interleaved LLM Agents](https://mlsanity.com/paper/2505.15117/) (2025)
- [Comparing Traditional and LLM-based Search for Consumer Choice: A Randomized Experiment](https://mlsanity.com/paper/2307.03744/) (2023)
- [A Comprehensive Survey on Reinforcement Learning-based Agentic Search: Foundations, Roles, Optimizations, Evaluations, and Applications](https://mlsanity.com/paper/2510.16724/) (2025)
- [ChatGPT vs. Google: A Comparative Study of Search Performance and User Experience](https://mlsanity.com/paper/2307.01135/) (2023)
- [Machine Mindset: An MBTI Exploration of Large Language Models](https://mlsanity.com/paper/2312.12999/) (2023)
- [Prefill-level Jailbreak: A Black-Box Risk Analysis of Large Language Models](https://mlsanity.com/paper/2504.21038/) (2025)
- [Any-Depth Alignment: Unlocking Innate Safety Alignment of LLMs to Any-Depth](https://mlsanity.com/paper/2510.18081/) (2025)

## Abstract (arXiv)

Large Language Models (LLMs) have achieved remarkable capabilities but remain vulnerable to jailbreak attacks that elicit harmful or unsafe outputs. Existing safety alignment approaches, including Supervised Fine-Tuning (SFT) and Reinforcement Learning from Human Feedback (RLHF), often require substantial attack-specific supervision and computational resources, while remaining susceptible to shallow safety alignment and over-refusal. To address these challenges, we introduce SSRFT(Supervised Safe-Role Fine-Tuning), the first framework that reformulates safety alignment as the internalization of a predefined safe role. SSRFT constructs a Safe-Role Question-Answer (SRQA) dataset from psychometric questions, limited jailbreak prompts, and a safe-role description. Role-consistent responses are synthesized, validated, and expanded into diverse scenarios, enabling models to internalize safety-oriented values and principles rather than explicit refusal patterns. Experiments across multiple Base and Instruct models show that SSRFT achieves more robust and generalizable safety alignment than standard SFT. SSRFT shows substantially greater robustness to prefilling attacks and better generalization to unseen jailbreak domains, while reducing over-refusal on benign queries and preserving the model's general capabilities. These results establish safe-role internalization as an effective alternative to refusal-centric safety alignment. Warning: This paper contains examples of harmful and toxic language.
