# FoSeRL: Formal Sequential Robustness Certification for Reinforcement Learning Policies

arXiv: https://arxiv.org/abs/2610.04754 · HTML: https://mlsanity.com/paper/2610.04754/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Placed in Safe and constrained RL, one of 15 directions in Deep reinforcement learning methods.
- Builds on 26 of its 47 references that are in the map.
- First posted on arXiv 3 Oct 2026.

## Placed in

- Deep reinforcement learning methods / [Safe and constrained RL](https://mlsanity.com/deeprl/safe-and-constrained-rl/)

## Builds on (most cited first, 26 of 26)

- [Proximal Policy Optimization Algorithms](https://mlsanity.com/paper/1707.06347/) (2017)
- [Soft Actor-Critic: Off-Policy Maximum Entropy Deep Reinforcement Learning with a Stochastic Actor](https://mlsanity.com/paper/1801.01290/) (2018)
- [Addressing Function Approximation Error in Actor-Critic Methods](https://mlsanity.com/paper/1802.09477/) (2018)
- [Offline Reinforcement Learning: Tutorial, Review, and Perspectives on Open Problems](https://mlsanity.com/paper/2005.01643/) (2020)
- [Conservative Q-Learning for Offline Reinforcement Learning](https://mlsanity.com/paper/2006.04779/) (2020)
- [Off-Policy Deep Reinforcement Learning without Exploration](https://mlsanity.com/paper/1812.02900/) (2018)
- [MOPO: Model-based Offline Policy Optimization](https://mlsanity.com/paper/2005.13239/) (2020)
- [MOReL : Model-Based Offline Reinforcement Learning](https://mlsanity.com/paper/2005.05951/) (2020)
- [Robust Adversarial Reinforcement Learning](https://mlsanity.com/paper/1703.02702/) (2017)
- [Adversarial Attacks on Neural Network Policies](https://mlsanity.com/paper/1702.02284/) (2017)
- [Information-Theoretic Considerations in Batch Reinforcement Learning](https://mlsanity.com/paper/1905.00360/) (2019)
- [Robust Deep Reinforcement Learning against Adversarial Perturbations on State Observations](https://mlsanity.com/paper/2003.08938/) (2020)
- [Action Robust Reinforcement Learning and Applications in Continuous Control](https://mlsanity.com/paper/1901.09184/) (2019)
- [Tactics of Adversarial Attack on Deep Reinforcement Learning Agents](https://mlsanity.com/paper/1703.06748/) (2017)
- [Robust Reinforcement Learning on State Observations with Learned Optimal Adversary](https://mlsanity.com/paper/2101.08452/) (2021)
- [Robust Deep Reinforcement Learning through Adversarial Loss](https://mlsanity.com/paper/2008.01976/) (2020)
- [Stealthy and Efficient Adversarial Attacks against Deep Reinforcement Learning](https://mlsanity.com/paper/2005.07099/) (2020)
- [Efficient Adversarial Training without Attacking: Worst-Case-Aware Robust Reinforcement Learning](https://mlsanity.com/paper/2210.05927/) (2022)
- [CROP: Certifying Robust Policies for Reinforcement Learning through Functional Smoothing](https://mlsanity.com/paper/2106.09292/) (2021)
- [Policy Smoothing for Provably Robust Reinforcement Learning](https://mlsanity.com/paper/2106.11420/) (2021)
- [Learning Barrier Certificates: Towards Safe Reinforcement Learning with Zero Training-time Violations](https://mlsanity.com/paper/2108.01846/) (2021)
- [COPA: Certifying Robust Policies for Offline Reinforcement Learning against Poisoning Attacks](https://mlsanity.com/paper/2203.08398/) (2022)
- [Spatiotemporally Constrained Action Space Attacks on Deep Reinforcement Learning Agents](https://mlsanity.com/paper/1909.02583/) (2019)
- [Certifiable Robustness to Adversarial State Uncertainty in Deep Reinforcement Learning](https://mlsanity.com/paper/2004.06496/) (2020)
- [Reward Certification for Policy Smoothed Reinforcement Learning](https://mlsanity.com/paper/2312.06436/) (2023)
- [Certifiably Robust Reinforcement Learning through Model-Based Abstract Interpretation](https://mlsanity.com/paper/2301.11374/) (2023)

## Abstract (arXiv)

Even a few action perturbations can substantially degrade the performance of a deployed decision policy. Certifying the resulting return loss is challenging in stochastic environments, where returns vary even without an attack. We introduce FoSeRL, a framework for certifying deployed RL policies against precommitted, temporally sparse action attacks. The deployed policy is unchanged, with no smoothing or retraining. Certification requires a resettable simulator supporting shared randomness and independent one-step successor queries, but no analytical dynamics model. FoSeRL certifies that an attacked episode loses no more than a prescribed amount of return relative to the same episode unattacked, with at least a target probability and at a user-specified confidence level. Both runs share the initial state and randomness, so the measured loss reflects the attack, not the episode; carrying the running return gap as a state coordinate makes it the terminal value, reducing trajectory-level certification to terminal safety. Time-dependent barrier conditions on the augmented state bound the terminal failure probability: satisfied exactly, they certify every admissible precommitted attack; learned from sampled trajectories and verified on held-out data, they certify the same guarantee under a specified attack-episode setting. Across six stochastic continuous-control environments and three RL policy families (TD3, SAC, and PPO), FoSeRL certifies non-trivial cardinality--magnitude robustness frontiers, achieves substantially larger certified budgets than policy smoothing, and reveals marked robustness differences among policies with comparable nominal performance.
