# Dependable AI-Assisted Engineering: A Formal Framework for AI Participation and Assurance in Safety-Critical Workflows

arXiv: https://arxiv.org/abs/2610.04084 · HTML: https://mlsanity.com/paper/2610.04084/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 16 of its 39 references that are in the map.
- First posted on arXiv 2 Oct 2026.

## Builds on (most cited first, 16 of 16)

- [Selective Classification for Deep Neural Networks](https://mlsanity.com/paper/1705.08500/) (2017)
- [Does the Whole Exceed its Parts? The Effect of AI Explanations on Complementary Team Performance](https://mlsanity.com/paper/2006.14779/) (2020)
- [Distribution-Free, Risk-Controlling Prediction Sets](https://mlsanity.com/paper/2101.02703/) (2021)
- [DeepCAD: A Deep Generative Network for Computer-Aided Design Models](https://mlsanity.com/paper/2105.09492/) (2021)
- [Learn then Test: Calibrating Predictive Algorithms to Achieve Risk Control](https://mlsanity.com/paper/2110.01052/) (2021)
- [CAD-MLLM: Unifying Multimodality-Conditioned CAD Generation With MLLM](https://mlsanity.com/paper/2411.04954/) (2024)
- [Great Models Think Alike and this Undermines AI Oversight](https://mlsanity.com/paper/2502.04313/) (2025)
- [Correlated Errors in Large Language Models](https://mlsanity.com/paper/2506.07962/) (2025)
- [Guidance on the Assurance of Machine Learning in Autonomous Systems (AMLAS)](https://mlsanity.com/paper/2102.01564/) (2021)
- [How to Certify Machine Learning Based Safety-critical Systems? A Systematic Literature Review](https://mlsanity.com/paper/2107.12045/) (2021)
- [Taxonomy of Machine Learning Safety: A Survey and Primer](https://mlsanity.com/paper/2106.04823/) (2021)
- [Large Language Models for Computer-Aided Design: A Survey](https://mlsanity.com/paper/2505.08137/) (2025)
- [Efficient Certified RAT Verification](https://mlsanity.com/paper/1612.02353/) (2016)
- [A Structured Approach to Safety Case Construction for AI Systems](https://mlsanity.com/paper/2601.22773/) (2026)
- [Where AI Assurance Might Go Wrong: Initial lessons from engineering of critical systems](https://mlsanity.com/paper/2502.03467/) (2025)
- [Generative AI for CAD Automation: Leveraging Large Language Models for 3D Modelling](https://mlsanity.com/paper/2508.00843/) (2025)

## Abstract (arXiv)

Generative AI can produce engineering artefacts, but generation alone does not determine whether or how those artefacts should enter safety-critical workflows. This paper develops a formal framework for assigning AI participation and assurance at the level of individual workflow units. Each unit has a participation and assurance record covering its engineering requirement, an approved operational formalization where applicable, the applicable mechanism, fallback where applicable, evidence obligations and the applicable guarantee, plus a deployment-readiness status. The framework distinguishes deterministic verification, statistically calibrated admission, authorized human judgement supported by AI advice, authorized human adjudication of AI-produced artefacts, retained deterministic tool paths and explicit non-participation; these arrangements carry different kinds of guarantee rather than levels on a common scale. The framework also separates formalization fidelity from verifier soundness, provides a staged classification and readiness procedure, and derives conditions for comparing a gated AI-assisted unit with an incumbent process under recurring-population assumptions. We instantiate and apply the framework in an executed 17-unit wing-spar structural-analysis workflow combining deterministically gated AI-generated CAD, retained deterministic computation and human judgement. The AI-generated CAD program passed all 23 deterministic checks and was admitted at the first attempt. Favourable stress magnitudes did not suffice to pass the stress criteria where the predeclared mesh-convergence evidence was insufficient; those criteria were instead referred to engineering judgement. The case demonstrates selective AI participation and explicit evidence handling at unit level; no claim is made of workflow-level dependability, certification, structural safety or productivity.
