# Authorization for Self-Modifying AI Agent Populations: Conserving Authority across Replacement, Forking, and Rollback

arXiv: https://arxiv.org/abs/2610.00347 · HTML: https://mlsanity.com/paper/2610.00347/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 30 of its 55 references that are in the map.
- First posted on arXiv 29 Sep 2026.

## Builds on (most cited first, 30 of 30)

- [Darwin Godel Machine: Open-Ended Evolution of Self-Improving Agents](https://mlsanity.com/paper/2505.22954/) (2025)
- [Authenticated Delegation and Authorized AI Agents](https://mlsanity.com/paper/2501.09674/) (2025)
- [Cordon: Semantic Transactions for Tool-Using LLM Agents](https://mlsanity.com/paper/2606.17573/) (2026)
- [Agent Contracts: A Formal Framework for Resource-Bounded Autonomous AI Systems](https://mlsanity.com/paper/2601.08815/) (2026)
- [Autogenesis: A Self-Evolving Agent Protocol](https://mlsanity.com/paper/2604.15034/) (2026)
- [ACRFence: Preventing Semantic Rollback Attacks in Agent Checkpoint-Restore](https://mlsanity.com/paper/2603.20625/) (2026)
- [Agent libOS: A Runtime Substrate for Capability-Controlled Self-Evolving LLM Agents](https://mlsanity.com/paper/2606.03895/) (2026)
- [Governing Dynamic Capabilities: Cryptographic Binding and Reproducibility Verification for AI Agent Tool Use](https://mlsanity.com/paper/2603.14332/) (2026)
- [SEVerA: Verified Synthesis of Self-Evolving Agents](https://mlsanity.com/paper/2603.25111/) (2026)
- [Bounded Agents: Delegation Security for Multi-Agent AI Systems](https://mlsanity.com/paper/2608.15888/) (2026)
- [Authorization Propagation in Multi-Agent AI Systems: Identity Governance as Infrastructure](https://mlsanity.com/paper/2605.05440/) (2026)
- [Self-Evolving Agents with Anytime-Valid Certificates](https://mlsanity.com/paper/2607.00871/) (2026)
- [Token Budgets: An Empirical Catalog of 63 LLM-Agent Budget-Overrun Incidents, with an Affine-Typed Rust Mitigation as a Case Study](https://mlsanity.com/paper/2606.04056/) (2026)
- [Are You Still the Agent I Authorized? Earned Authority under a Fixed Ceiling for Evolving Agents](https://mlsanity.com/paper/2607.23586/) (2026)
- [AID-Guard: Stateful Authorization for Delegated Agent Effects](https://mlsanity.com/paper/2608.21159/) (2026)
- [Auditing Harness Tampering in Self-Improving Agents](https://mlsanity.com/paper/2609.00069/) (2026)
- [Heartbeat-Bound Hierarchical Credentials: Cryptographic Revocation for AI Agent Swarms](https://mlsanity.com/paper/2605.20704/) (2026)
- [Stop Means Stop: Measuring and Repairing the Enforcement Gap in Agent-Framework Control Primitives](https://mlsanity.com/paper/2607.14166/) (2026)
- [Code Is the Body: Agent-Owned Software Bodies for Recursive Evolution and Descent](https://mlsanity.com/paper/2607.28691/) (2026)
- [Epistemic Sybil Resistance: Multiplying AI Agents Without Multiplying Evidence](https://mlsanity.com/paper/2609.01873/) (2026)
- [RegenHarness: A Robot Agent Harness with Evidence-Gated Recursive Self-Improvement](https://mlsanity.com/paper/2609.27612/) (2026)
- [The Unfireable Safety Kernel: Execution-Time AI Alignment for AI Agents and Other Escapable AI Systems](https://mlsanity.com/paper/2606.26057/) (2026)
- [VERA: Authority-Preserving Edge Revocation for Federated AI-Agent Workflows](https://mlsanity.com/paper/2608.30091/) (2026)
- [When Does Authorization End? Effect Closure at Provider Boundaries](https://mlsanity.com/paper/2609.02866/) (2026)
- [ResidualAuth: What Authorization State Must Language Agents Preserve under Revocable Delegation?](https://mlsanity.com/paper/2609.08062/) (2026)
- [Retrieval-Conditioned Topology Selection with Provable Budget Conservation for Multi-Agent Code Generation](https://mlsanity.com/paper/2605.05657/) (2026)
- [Runtime Governance for Agentic AI: Action-Boundary Control with Trusted Provenance and Fail-Closed Execution](https://mlsanity.com/paper/2608.16891/) (2026)
- [Attesting Outputs and Delegation Ancestry in Multi-Agent AI Systems](https://mlsanity.com/paper/2608.30387/) (2026)
- [Spawn Freely, Act Sparingly: Progressive Risk Vesting for Recursive LLM-Agent Trees](https://mlsanity.com/paper/2609.01035/) (2026)
- [Authorization Revocation for Long-Running AI Agents: Root-Scoped Quiescence under Delegation and Asynchronous Execution](https://mlsanity.com/paper/2609.21284/) (2026)

## Abstract (arXiv)

Self-modifying AI agents can replace, fork, and roll back identity-bearing software while descendants remain executable. Per-successor authorization does not constrain the resulting population: siblings may duplicate quotas, combine permissions, survive ancestor cuts, or overlap predecessors during promotion. We define authorization succession, which conserves authority across the active frontier of a single-parent generation forest. Our external protocol binds each generation to a manifest, root, unique parent, complete lineage, and fresh population sequence. Separate invariants bound root-lifetime consumption and current population exposure. A staged reservation freezes predecessor residual authority during replacement, while a partitioning fork validates the complete child family. Each commit atomically fences the predecessor and activates successors. Ancestor cuts invalidate dependent descendants; rollback creates a fresh generation without restoring spent authority; and a new root requires an independent grant. Under complete mediation, authenticated records, sound effect abstraction, durable monotone state, and complete lineage accounting, we prove population-safe succession, fork conservation, revocation closure, atomic handoff, rollback non-reminting, and exclusion of self-certification. An executable evaluation covers 32 registered decisions through direct-call and mailbox mappings (64/64 replays; 28 allows, 36 denies). An independent checker accepts all 64 original traces and rejects 28/28 semantic mutants; 12/12 profile invariants, 16/16 crash cuts, and 32/32 contender schedules pass. Two external adapters reproduce all 32 decisions around measured OurArk and Darwin Godel Machine mutations, including fresh-process restart, atomic succession, and predecessor rejection. The results establish authorization succession for registered protected effects.
