# Preemptive LLM Unlearning against Forbidden Capability Acquisition via Gradient Sealing

arXiv: https://arxiv.org/abs/2609.39866 · HTML: https://mlsanity.com/paper/2609.39866/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Placed in Prompt injection and agent security, one of 12 directions in LLM safety and security.
- Builds on 61 of its 66 references that are in the map.
- First posted on arXiv 30 Sep 2026.

## Placed in

- LLM safety and security / [Prompt injection and agent security](https://mlsanity.com/safety/prompt-injection-and-agent-security/)

## Builds on (most cited first, 30 of 61)

- [The Llama 3 Herd of Models](https://mlsanity.com/paper/2407.21783/) (2024)
- [Qwen3 Technical Report](https://mlsanity.com/paper/2505.09388/) (2025)
- [Measuring Massive Multitask Language Understanding](https://mlsanity.com/paper/2009.03300/) (2020)
- [On the Opportunities and Risks of Foundation Models](https://mlsanity.com/paper/2108.07258/) (2021)
- [Locating and Editing Factual Associations in GPT](https://mlsanity.com/paper/2202.05262/) (2022)
- [Gemma 3 Technical Report](https://mlsanity.com/paper/2503.19786/) (2025)
- [GLU Variants Improve Transformer](https://mlsanity.com/paper/2002.05202/) (2020)
- [Representation Engineering: A Top-Down Approach to AI Transparency](https://mlsanity.com/paper/2310.01405/) (2023)
- [Llama Guard: LLM-based Input-Output Safeguard for Human-AI Conversations](https://mlsanity.com/paper/2312.06674/) (2023)
- [Fine-tuning Aligned Language Models Compromises Safety, Even When Users Do Not Intend To!](https://mlsanity.com/paper/2310.03693/) (2023)
- [Machine Unlearning](https://mlsanity.com/paper/1912.03817/) (2019)
- [Refusal in Language Models Is Mediated by a Single Direction](https://mlsanity.com/paper/2406.11717/) (2024)
- [Mass-Editing Memory in a Transformer](https://mlsanity.com/paper/2210.07229/) (2022)
- [Sigmoid-Weighted Linear Units for Neural Network Function Approximation in Reinforcement Learning](https://mlsanity.com/paper/1702.03118/) (2017)
- [TOFU: A Task of Fictitious Unlearning for LLMs](https://mlsanity.com/paper/2401.06121/) (2024)
- [The WMDP Benchmark: Measuring and Reducing Malicious Use With Unlearning](https://mlsanity.com/paper/2403.03218/) (2024)
- [Zephyr: Direct Distillation of LM Alignment](https://mlsanity.com/paper/2310.16944/) (2023)
- [Negative Preference Optimization: From Catastrophic Collapse to Effective Unlearning](https://mlsanity.com/paper/2404.05868/) (2024)
- [WildGuard: Open One-Stop Moderation Tools for Safety Risks, Jailbreaks, and Refusals of LLMs](https://mlsanity.com/paper/2406.18495/) (2024)
- [Null It Out: Guarding Protected Attributes by Iterative Nullspace Projection](https://mlsanity.com/paper/2004.07667/) (2020)
- [Knowledge Unlearning for Mitigating Privacy Risks in Language Models](https://mlsanity.com/paper/2210.01504/) (2022)
- [Large Language Model Unlearning](https://mlsanity.com/paper/2310.10683/) (2023)
- [LEACE: Perfect linear concept erasure in closed form](https://mlsanity.com/paper/2306.03819/) (2023)
- [MUSE: Machine Unlearning Six-Way Evaluation for Language Models](https://mlsanity.com/paper/2407.06460/) (2024)
- [Glaze: Protecting Artists from Style Mimicry by Text-to-Image Models](https://mlsanity.com/paper/2302.04222/) (2023)
- [LoRA Fine-tuning Efficiently Undoes Safety Training in Llama 2-Chat 70B](https://mlsanity.com/paper/2310.20624/) (2023)
- [Unlearnable Examples: Making Personal Data Unexploitable](https://mlsanity.com/paper/2101.04898/) (2021)
- [Latent Adversarial Training Improves Robustness to Persistent Harmful Behaviors in LLMs](https://mlsanity.com/paper/2407.15549/) (2024)
- [Simplicity Prevails: Rethinking Negative Preference Optimization for LLM Unlearning](https://mlsanity.com/paper/2410.07163/) (2024)
- [Adversarial Example Does Good: Preventing Painting Imitation from Diffusion Models via Adversarial Examples](https://mlsanity.com/paper/2302.04578/) (2023)

## Abstract (arXiv)

Open-weight LLMs are released not only as fixed products but also as substrates for downstream fine-tuning. This openness, however, creates legal and ethical risks because users may misuse fine-tuning to instill illicit knowledge or enable hostile operations. Model providers therefore need apre-release defense against such acquisition, motivating the problem of preemptive unlearning. Unlike retrospective unlearning, which removes capabilities already present in a fixed model, preemptive unlearning seeks to prevent their acquisition under unseen attack data and future fine-tuning procedures. Despite its practical importance, this setting remains largely unexplored, presents distinct challenges, and is therefore the central focus of our work. We first verify that existing retrospective methods provide insufficient pre-release protection. Even when forbidden capabilities are suppressed in current outputs, forbidden-domain data can still induce gradients through internal pathways, enabling later acquisition. Motivated by this finding, we propose a gradient-sealing principle that blocks these pathways by pushing relevant pre-activations into the negative region, where ReLU-family activations exhibit zero or near-zero derivatives. Experiments across multiple LLM families demonstrate our stronger resistance to downstream acquisition than retrospective baselines, validating gradient sealing as an effective mechanism for pre-release protection.
