# Why Adaptive Optimizers Underestimate Rare Tokens

arXiv: https://arxiv.org/abs/2609.37535 · HTML: https://mlsanity.com/paper/2609.37535/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 22 of its 29 references that are in the map.
- First posted on arXiv 29 Sep 2026.

## Builds on (most cited first, 22 of 22)

- [On Calibration of Modern Neural Networks](https://mlsanity.com/paper/1706.04599/) (2017)
- [Adafactor: Adaptive Learning Rates with Sublinear Memory Cost](https://mlsanity.com/paper/1804.04235/) (2018)
- [On the Convergence of Adam and Beyond](https://mlsanity.com/paper/1904.09237/) (2019)
- [Long-tail learning via logit adjustment](https://mlsanity.com/paper/2007.07314/) (2020)
- [signSGD: Compressed Optimisation for Non-Convex Problems](https://mlsanity.com/paper/1802.04434/) (2018)
- [Symbolic Discovery of Optimization Algorithms](https://mlsanity.com/paper/2302.06675/) (2023)
- [Shampoo: Preconditioned Stochastic Tensor Optimization](https://mlsanity.com/paper/1802.09568/) (2018)
- [Using the Output Embedding to Improve Language Models](https://mlsanity.com/paper/1608.05859/) (2016)
- [Representation Degeneration Problem in Training Natural Language Generation Models](https://mlsanity.com/paper/1907.12009/) (2019)
- [Old Optimizer, New Norm: An Anthology](https://mlsanity.com/paper/2409.20325/) (2024)
- [Small-scale proxies for large-scale Transformer training instabilities](https://mlsanity.com/paper/2309.14322/) (2023)
- [Dissecting Adam: The Sign, Magnitude and Variance of Stochastic Gradients](https://mlsanity.com/paper/1705.07774/) (2017)
- [Adam Can Converge Without Any Modification On Update Rules](https://mlsanity.com/paper/2208.09632/) (2022)
- [Noise Is Not the Main Factor Behind the Gap Between SGD and Adam on Transformers, but Sign Descent Might Be](https://mlsanity.com/paper/2304.13960/) (2023)
- [Neural Mechanics: Symmetry and Broken Conservation Laws in Deep Learning Dynamics](https://mlsanity.com/paper/2012.04728/) (2020)
- [Heavy-Tailed Class Imbalance and Why Adam Outperforms Gradient Descent on Language Models](https://mlsanity.com/paper/2402.19449/) (2024)
- [Noether's Learning Dynamics: Role of Symmetry Breaking in Neural Networks](https://mlsanity.com/paper/2105.02716/) (2021)
- [Fishing for Magikarp: Automatically Detecting Under-trained Tokens in Large Language Models](https://mlsanity.com/paper/2405.05417/) (2024)
- [Better Embeddings with Coupled Adam](https://mlsanity.com/paper/2502.08441/) (2025)
- [Output Embedding Centering for Stable LLM Pretraining](https://mlsanity.com/paper/2601.02031/) (2026)
- [Grokking or Glitching? How Low-Precision Drives Slingshot Loss Spikes](https://mlsanity.com/paper/2605.06152/) (2026)
- [Second-Moment Memory in Coordinatewise Adam](https://mlsanity.com/paper/2608.15824/) (2026)

## Abstract (arXiv)

In the softmax output layer, a rare token receives a small positive logit gradient on most steps and a much larger negative gradient on the few steps when it is the target. SGD simply adds these contributions. Coordinate-wise adaptive methods such as Adam, RMSProp, and sign descent instead divide each update by a running estimate of its magnitude, and that estimate is largest immediately after the token appears. This imbalance has two effects. At the level of the whole output layer, we characterize which optimizers preserve the mean output embedding: every method whose update is linear in past gradients does, as do Kronecker-factored and orthogonalized methods such as Shampoo and Muon. Adam, Adafactor, Lion, and sign descent do not, and for these methods we obtain an exact step-by-step expression for the change. At the level of an individual rare token, the same normalization shifts the training fixed point. In the unigram model, sign descent lowers the logit of every token that occurs in fewer than half of the minibatches at a constant expected rate. For RMSProp with periodic arrivals, we can solve the fixed point in closed form: if a token is absent for at least two consecutive minibatches, its equilibrium probability is strictly below its data frequency for every learning rate, and the ratio tends to kappa/(2(ekappa/2-1)). Here kappa is the mean number of steps between occurrences divided by the second-moment time constant 1/(1-β2). In the same model, SGD and AMSGrad retain the unbiased fixed point. We test these predictions both in a unigram model and in a small language model trained from a known generating distribution. With random arrivals, the bias is larger than the periodic formula predicts; in the language model, the optimizers with the biased fixed point also fit the generating distribution less well.
