# RAGWarrant: Evidence-Preserving Governance for RAG Policy Promotion Under Quality, Cost, Latency, and Risk Constraints

arXiv: https://arxiv.org/abs/2609.34179 · HTML: https://mlsanity.com/paper/2609.34179/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Placed in Agentic RAG, agents and memory, one of 15 directions in Retrieval-augmented generation.
- Builds on 12 of its 21 references that are in the map.
- First posted on arXiv 28 Sep 2026.

## Placed in

- Retrieval-augmented generation / [Agentic RAG, agents and memory](https://mlsanity.com/rag/agentic-rag-agents-and-memory/)

## Builds on (most cited first, 12 of 12)

- [Retrieval-Augmented Generation for Knowledge-Intensive NLP Tasks](https://mlsanity.com/paper/2005.11401/) (2020)
- [HotpotQA: A Dataset for Diverse, Explainable Multi-hop Question Answering](https://mlsanity.com/paper/1809.09600/) (2018)
- [Retrieval-Augmented Generation for Large Language Models: A Survey](https://mlsanity.com/paper/2312.10997/) (2023)
- [DSPy: Compiling Declarative Language Model Calls into Self-Improving Pipelines](https://mlsanity.com/paper/2310.03714/) (2023)
- [Ragas: Automated Evaluation of Retrieval Augmented Generation](https://mlsanity.com/paper/2309.15217/) (2023)
- [Benchmarking Large Language Models in Retrieval-Augmented Generation](https://mlsanity.com/paper/2309.01431/) (2023)
- [ARES: An Automated Evaluation Framework for Retrieval-Augmented Generation Systems](https://mlsanity.com/paper/2311.09476/) (2023)
- [MultiHop-RAG: Benchmarking Retrieval-Augmented Generation for Multi-Hop Queries](https://mlsanity.com/paper/2401.15391/) (2024)
- [RAGBench: Explainable Benchmark for Retrieval-Augmented Generation Systems](https://mlsanity.com/paper/2407.11005/) (2024)
- [CRAG -- Comprehensive RAG Benchmark](https://mlsanity.com/paper/2406.04744/) (2024)
- [RAGChecker: A Fine-grained Framework for Diagnosing Retrieval-Augmented Generation](https://mlsanity.com/paper/2408.08067/) (2024)
- [T2-RAGBench: Text-and-Table Benchmark for Evaluating Retrieval-Augmented Generation](https://mlsanity.com/paper/2506.12071/) (2025)

## Abstract (arXiv)

Retrieval-augmented generation systems are extensively instrumented with metrics, benchmarks, traces, and automated judges, but these tools do not decide whether a proposed policy change is safe to release. We present RAGWarrant, an open-source promotion-control framework that treats deployment as a constrained evidence decision rather than a leaderboard choice. RAGWarrant normalizes evaluator outputs and operational telemetry, applies predeclared quality and hard-risk gates, assigns evidence-class claim ceilings, preserves negative outcomes, and emits auditable PROMOTE, BLOCK, REJECT, or INCONCLUSIVE decisions. We evaluate the framework across T2-RAGBench, MultiHop-RAG, CRAG, HotpotQA, synthetic reproduction, and bounded local generative experiments. On HotpotQA, operational savings were blocked because answer quality fell beyond the declared margin. A bounded CRAG study selected a lower-cost quality-tied policy, but related generative gains were unstable and a held-out guardrail failed closed. We claim an auditable promotion-control abstraction, not optimizer superiority, human validation, or production readiness. The tagged artifact reproduces from a fresh clone, runs as a hardened Docker job, accepts external evaluator exports, and verifies artifact integrity.