# From Alignment to Access Control: A Framework for GenAI Policy Enforcement

arXiv: https://arxiv.org/abs/2609.26682 · HTML: https://mlsanity.com/paper/2609.26682/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 39 of its 97 references that are in the map.
- First posted on arXiv 22 Sep 2026.

## Builds on (most cited first, 30 of 39)

- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [DeepSeekMath: Pushing the Limits of Mathematical Reasoning in Open Language Models](https://mlsanity.com/paper/2402.03300/) (2024)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [Deep reinforcement learning from human preferences](https://mlsanity.com/paper/1706.03741/) (2017)
- [Constitutional AI: Harmlessness from AI Feedback](https://mlsanity.com/paper/2212.08073/) (2022)
- [A Survey on Large Language Model based Autonomous Agents](https://mlsanity.com/paper/2308.11432/) (2023)
- [Concrete Problems in AI Safety](https://mlsanity.com/paper/1606.06565/) (2016)
- [The Rise and Potential of Large Language Model Based Agents: A Survey](https://mlsanity.com/paper/2309.07864/) (2023)
- [τ-bench: A Benchmark for Tool-Agent-User Interaction in Real-World Domains](https://mlsanity.com/paper/2406.12045/) (2024)
- [Llama Guard: LLM-based Input-Output Safeguard for Human-AI Conversations](https://mlsanity.com/paper/2312.06674/) (2023)
- [Steering Llama 2 via Contrastive Activation Addition](https://mlsanity.com/paper/2312.06681/) (2023)
- [NeMo Guardrails: A Toolkit for Controllable and Safe LLM Applications with Programmable Rails](https://mlsanity.com/paper/2310.10501/) (2023)
- [Formalizing and Benchmarking Prompt Injection Attacks and Defenses](https://mlsanity.com/paper/2310.12815/) (2023)
- [Rethinking Machine Unlearning for Large Language Models](https://mlsanity.com/paper/2402.08787/) (2024)
- [ShieldAgent: Shielding Agents via Verifiable Safety Policy Reasoning](https://mlsanity.com/paper/2503.22738/) (2025)
- [The Emerged Security and Privacy of LLM Agent: A Survey with Case Studies](https://mlsanity.com/paper/2407.19354/) (2024)
- [GuardAgent: Safeguard LLM Agents by a Guard Agent via Knowledge-Enabled Reasoning](https://mlsanity.com/paper/2406.09187/) (2024)
- [AGrail: A Lifelong Agent Guardrail with Effective and Adaptive Safety Detection](https://mlsanity.com/paper/2502.11448/) (2025)
- [AIR-Bench 2024: A Safety Benchmark Based on Risk Categories from Regulations and Policies](https://mlsanity.com/paper/2407.17436/) (2024)
- [CRMArena: Understanding the Capacity of LLM Agents to Perform Professional CRM Tasks in Realistic Environments](https://mlsanity.com/paper/2411.02305/) (2024)
- [Contextual Agent Security: A Policy for Every Purpose](https://mlsanity.com/paper/2501.17070/) (2025)
- [Measuring Agents in Production](https://mlsanity.com/paper/2512.04123/) (2025)
- [Towards Robust Legal Reasoning: Harnessing Logical LLMs in Law](https://mlsanity.com/paper/2502.17638/) (2025)
- [SOPBench: Evaluating Language Agents at Following Standard Operating Procedures and Constraints](https://mlsanity.com/paper/2503.08669/) (2025)
- [Characterizing Delusional Spirals through Human-LLM Chat Logs](https://mlsanity.com/paper/2603.16567/) (2026)
- [Invariance Makes LLM Unlearning Resilient Even to Unanticipated Downstream Fine-Tuning](https://mlsanity.com/paper/2506.01339/) (2025)
- [MAP: Multi-Human-Value Alignment Palette](https://mlsanity.com/paper/2410.19198/) (2024)
- [Towards Enforcing Company Policy Adherence in Agentic Workflows](https://mlsanity.com/paper/2507.16459/) (2025)
- [Aligning Provenance with Authorization: A Dual-Graph Defense for LLM Agents](https://mlsanity.com/paper/2605.26497/) (2026)
- [Activated LoRA: Fine-tuned LLMs for Intrinsics](https://mlsanity.com/paper/2504.12397/) (2025)

## Abstract (arXiv)

Generative AI (GenAI) applications have flourished enabling users to chat with large language models, and to create agents to act on their behalf for a variety of tasks. The pace of development of capabilities in this field is incredibly fast with security and safety taking a back seat. Unfortunately, the slower pace at which security and safety mechanisms have evolved has led to real incidents. Policy enables the definition of desirable behavior of applications, and for that reason, it is a cornerstone of making systems secure and compliant. Policy however means different things to different practitioners creating confusion and siloed solutions that are not adequate for compliance. This paper takes a tour of the good, the bad and the ugly when it comes to policy enforcement in GenAI applications. We propose a methodology to systematically analyze and dissect existing approaches to define and enforce policy found in the wild. Based on this principled analysis, we provide recommendations and call for action for the community to address. This paper is a companion extension of USENIX Security 2026 Enigma talk titled "From Alignment to Access Control: A Unified View of GenAI Policy Enforcement" by the author Nathalie Baracaldo.