# An Exploratory Replica-Overlap Probe of the Grokking Transition

arXiv: https://arxiv.org/abs/2609.25634 · HTML: https://mlsanity.com/paper/2609.25634/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 20 of its 28 references that are in the map.
- First posted on arXiv 22 Sep 2026.

## Builds on (most cited first, 20 of 20)

- [The Lottery Ticket Hypothesis: Finding Sparse, Trainable Neural Networks](https://mlsanity.com/paper/1803.03635/) (2018)
- [Progress measures for grokking via mechanistic interpretability](https://mlsanity.com/paper/2301.05217/) (2023)
- [Linear Mode Connectivity and the Lottery Ticket Hypothesis](https://mlsanity.com/paper/1912.05671/) (2019)
- [Loss Surfaces, Mode Connectivity, and Fast Ensembling of DNNs](https://mlsanity.com/paper/1802.10026/) (2018)
- [Essentially No Barriers in Neural Network Energy Landscape](https://mlsanity.com/paper/1803.00885/) (2018)
- [The Role of Permutation Invariance in Linear Mode Connectivity of Neural Networks](https://mlsanity.com/paper/2110.06296/) (2021)
- [Grokking as a First Order Phase Transition in Two Layer Networks](https://mlsanity.com/paper/2310.03789/) (2023)
- [Grokking phase transitions in learning local rules with gradient descent](https://mlsanity.com/paper/2210.15435/) (2022)
- [Simultaneous linear connectivity of neural networks modulo permutation](https://mlsanity.com/paper/2404.06498/) (2024)
- [Is Grokking a Computational Glass Relaxation?](https://mlsanity.com/paper/2505.11411/) (2025)
- [Early-Warning Signals of Grokking via Loss-Landscape Geometry](https://mlsanity.com/paper/2602.16967/) (2026)
- [Exploring Loss Landscapes through the Lens of Spin Glass Theory](https://mlsanity.com/paper/2407.20724/) (2024)
- [A Basin-Selection Perspective on Grokking via Singular Learning Theory](https://mlsanity.com/paper/2603.01192/) (2026)
- [Replica Symmetry Breaking in Bipartite Spin Glasses and Neural Networks](https://mlsanity.com/paper/1803.06442/) (2018)
- [Fundamental operating regimes, hyper-parameter fine-tuning and glassiness: towards an interpretable replica-theory for trained restricted Boltzmann machines](https://mlsanity.com/paper/2406.09924/) (2024)
- [Tunneling the Loss Landscape: Bypassing Memorization with Monte Carlo Parameter Swapping](https://mlsanity.com/paper/2608.01833/) (2026)
- [Dataset Complexity Shapes Finite-Distance Loss Geometry in Neural Networks](https://mlsanity.com/paper/2608.22361/) (2026)
- [Mapping the Emergence of Regularization-Driven Dynamics in Grokking](https://mlsanity.com/paper/2608.25813/) (2026)
- [A Theoretical Analysis of Generalization Dynamics in Neural Networks under Gradient Descent with Weight Decay](https://mlsanity.com/paper/2609.07755/) (2026)
- [Quantifying the Memorization-to-Generalization Transition: Scaling Laws and Phase Structure in Grokking](https://mlsanity.com/paper/2609.10657/) (2026)

## Abstract (arXiv)

We trained 64 independently seeded networks in four configurations, continuing each to sustained convergence or a 40,000-epoch ceiling. We then asked whether an RSB-inspired distribution of pairwise weight overlaps changes across the grokking transition. It is the alignment step, not the overlap statistic, that determines what this registered probe can report. The registered implementation permutes hidden units without the corresponding bias and head-internal permutations and therefore does not preserve the network function. Every q_wt value computed through this alignment inherits the defect; q_fn does not, because it is computed from predictions of the unpermuted models. The numerical-precision requirement also failed, and an audit found protocol deviations. Consequently, the pre-registered rule gives no verdict: registered outcome UNDETERMINED (reason code C0_INSTRUMENT_INVALID). These data provide neither a confirmatory null nor a validated reading of the Parisi order parameter. Only frac40 cleared the 12/16 checkpoint-completeness requirement. For this configuration, a post-hoc criterion applied to the same data gave a Hartigan-dip interval containing zero (95% CI for Delta dip = [-0.017, 0.034]), whereas the overlap standard deviation increased by a factor of about 5.6. A post-hoc calibration assigns the dip test zero power at the simulated separations; the interval is therefore uninformative, not evidence of no change. The standard-deviation ratio is the only statistic here with power at the observed effect. Ensemble loss was near-flat only under the pre-specified 1% threshold. Finally, grokking rates of 0/16, 11/16 and 16/16 remain descriptive because train fraction is confounded with split identity.
