# ServeGuard: Verifiable, Bounded-Residual Confinement of Operator-Invisible Channels Without Revealing the Certified Read Factor

arXiv: https://arxiv.org/abs/2609.21515 · HTML: https://mlsanity.com/paper/2609.21515/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Placed in Jailbreaking, one of 12 directions in LLM safety and security.
- Builds on 29 of its 49 references that are in the map.
- First posted on arXiv 18 Sep 2026.

## Placed in

- LLM safety and security / [Jailbreaking](https://mlsanity.com/safety/jailbreaking/)

## Builds on (most cited first, 29 of 29)

- [Qwen2.5 Technical Report](https://mlsanity.com/paper/2412.15115/) (2024)
- [GQA: Training Generalized Multi-Query Transformer Models from Multi-Head Checkpoints](https://mlsanity.com/paper/2305.13245/) (2023)
- [Representation Engineering: A Top-Down Approach to AI Transparency](https://mlsanity.com/paper/2310.01405/) (2023)
- [BadNets: Identifying Vulnerabilities in the Machine Learning Model Supply Chain](https://mlsanity.com/paper/1708.06733/) (2017)
- [Refusal in Language Models Is Mediated by a Single Direction](https://mlsanity.com/paper/2406.11717/) (2024)
- [Probing Classifiers: Promises, Shortcomings, and Advances](https://mlsanity.com/paper/2102.12452/) (2021)
- [Spectral Signatures in Backdoor Attacks](https://mlsanity.com/paper/1811.00636/) (2018)
- [Attention Tracker: Detecting Prompt Injection Attacks in LLMs](https://mlsanity.com/paper/2411.00348/) (2024)
- [Planting Undetectable Backdoors in Machine Learning Models](https://mlsanity.com/paper/2204.06974/) (2022)
- [zkLLM: Zero Knowledge Proofs for Large Language Models](https://mlsanity.com/paper/2404.16109/) (2024)
- [garak: A Framework for Security Probing Large Language Models](https://mlsanity.com/paper/2406.11036/) (2024)
- [Language Models are Injective and Hence Invertible](https://mlsanity.com/paper/2510.15511/) (2025)
- [PEFTGuard: Detecting Backdoor Attacks Against Parameter-Efficient Fine-Tuning](https://mlsanity.com/paper/2411.17453/) (2024)
- [Laminator: Verifiable ML Property Cards using Hardware-assisted Attestations](https://mlsanity.com/paper/2406.17548/) (2024)
- [Artemis: Efficient Commit-and-Prove SNARKs for zkML](https://mlsanity.com/paper/2409.12055/) (2024)
- [Oblivious Defense in ML Models: Backdoor Removal without Detection](https://mlsanity.com/paper/2411.03279/) (2024)
- [FairZK: A Scalable System to Prove Machine Learning Fairness in Zero-Knowledge](https://mlsanity.com/paper/2505.07997/) (2025)
- [PAL*M: Property Attestation for Large Generative Models](https://mlsanity.com/paper/2601.16199/) (2026)
- [When LoRA Betrays: Backdooring Text-to-Image Models by Masquerading as Benign Adapters](https://mlsanity.com/paper/2602.21977/) (2026)
- [Compiling Activation Steering into Weights via Null-Space Constraints for Stealthy Backdoors](https://mlsanity.com/paper/2604.12359/) (2026)
- [Undetectable Backdoors in Model Parameters: Hiding Sparse Secrets in High Dimensions](https://mlsanity.com/paper/2605.04209/) (2026)
- [textttRange-Arithmetic: Verifiable Deep Learning Inference on an Untrusted Party](https://mlsanity.com/paper/2505.17623/) (2025)
- [Position: Behavioural Assurance Cannot Verify the Safety Claims Governance Now Demands](https://mlsanity.com/paper/2605.15164/) (2026)
- [FloatDoor: Platform-Triggered Backdoors in LLMs](https://mlsanity.com/paper/2606.19535/) (2026)
- [Proving Circuit Functional Equivalence in Zero Knowledge](https://mlsanity.com/paper/2601.11173/) (2026)
- [Fine-Tuning Integrity for Modern Neural Networks: Structured Drift Proofs via Norm, Rank, and Sparsity Certificates](https://mlsanity.com/paper/2604.04738/) (2026)
- [Learning Only What Valid Adapters Can Express: Subspace-Constrained Adaptation Against Fine-Tuning Poisoning](https://mlsanity.com/paper/2607.05300/) (2026)
- [Statistically Undetectable Backdoors in Deep Neural Networks](https://mlsanity.com/paper/2607.09532/) (2026)
- [Hollow-LLM Attack: Computationally Trivial Weights in Zero-Knowledge Verification of LLM Inference](https://mlsanity.com/paper/2607.28884/) (2026)

## Abstract (arXiv)

Third-party adapters for open-weight language models ship as opaque weight matrices; a recipient cannot check whether an adapter hides a backdoor without trusting the publisher or inspecting the weights, the publisher's core asset. For one important class (payloads placed where a safety monitor is structurally blind), detection is unsound as a defense: every detector that factors through the declared monitor is invariant on its blind subspace, and honest and backdoored adapters overlap on every blind-subspace statistic we evaluate, because benign adaptation uses that subspace too. Rather than detect this channel, we make it structurally absent and prove that we did. The publisher builds the adapter to read the input only through directions the monitor covers and proves this in zero knowledge, revealing nothing about the read factor it certifies. The certificate is cheap because the expensive part, identifying the monitor's blind spot, is a deterministic function of the public base model, so only one linear identity is proved; the served residual is the base model's own public floor, not a prover-chosen tolerance. The result is ServeGuard, a supply-chain primitive: the publisher ships a proof-carrying adapter whose proof lets a consumer or regulator verify, without the certified read factor and without trusting the publisher, that the adapter carries no hidden channel of this class relative to the declared monitor; an admission-time typing guard binds the guarantee to the adapter bytes admitted at serving time. Across eight checkpoints up to 7B from four families, the monitoring budget is architectural: the measured frontier saturates at the value-path rank on grouped-query checkpoints but not on multi-head ones. On a 0.5B model confinement is nearly free for benign adaptation, making monitor quality the security lever.
