# DU-NO: A Parameter-Efficient Double U-Shaped Neural Operator for Phase-Resolving Wave Modeling

arXiv: https://arxiv.org/abs/2609.12115 · HTML: https://mlsanity.com/paper/2609.12115/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 14 of its 26 references that are in the map.
- First posted on arXiv 10 Sep 2026.

## Builds on (most cited first, 14 of 14)

- [U-Net: Convolutional Networks for Biomedical Image Segmentation](https://mlsanity.com/paper/1505.04597/) (2015)
- [Fourier Neural Operator for Parametric Partial Differential Equations](https://mlsanity.com/paper/2010.08895/) (2020)
- [DeepONet: Learning nonlinear operators for identifying differential equations based on the universal approximation theorem of operators](https://mlsanity.com/paper/1910.03193/) (2019)
- [On the Spectral Bias of Neural Networks](https://mlsanity.com/paper/1806.08734/) (2018)
- [FourCastNet: A Global Data-driven High-resolution Weather Model using Adaptive Fourier Neural Operators](https://mlsanity.com/paper/2202.11214/) (2022)
- [Transolver: A Fast Transformer Solver for PDEs on General Geometries](https://mlsanity.com/paper/2402.02366/) (2024)
- [U-FNO -- An enhanced Fourier neural operator-based deep-learning model for multiphase flow](https://mlsanity.com/paper/2109.03697/) (2021)
- [Multiwavelet-based Operator Learning for Differential Equations](https://mlsanity.com/paper/2109.13459/) (2021)
- [U-NO: U-shaped Neural Operators](https://mlsanity.com/paper/2204.11127/) (2022)
- [Convolutional Neural Operators for robust and accurate learning of PDEs](https://mlsanity.com/paper/2302.01178/) (2023)
- [Multi-Grid Tensorized Fourier Neural Operator for High-Resolution PDEs](https://mlsanity.com/paper/2310.00120/) (2023)
- [Transolver is a Linear Transformer: Revisiting Physics-Attention through the Lens of Linear Attention](https://mlsanity.com/paper/2511.06294/) (2025)
- [PhysicsCorrect: A Training-Free Approach for Stable Neural PDE Simulations](https://mlsanity.com/paper/2507.02227/) (2025)
- [SVD-NO: Learning PDE Solution Operators with SVD Integral Kernels](https://mlsanity.com/paper/2511.10025/) (2025)

## Abstract (arXiv)

Phase-resolving wave models such as FUNWAVE-TVD are the accuracy standard for nearshore dynamics, resolving the shoaling, refraction, and breaking of individual waves, but their cost rules them out for the ensembles, uncertainty quantification, and real-time warning that operational forecasting demands. Neural operators promise solver-level accuracy at a fraction of that cost, yet on wave-dominated fields the accurate ones are large: hybrid spectral-convolutional operators such as U-FNO (the strongest baseline in our study after DU-NO) buy their fidelity with tens of millions of parameters. We introduce DU-NO (Double U-shaped Neural Operator), a multiscale U-shaped spectral operator that attaches lightweight convolutional U-Net branches only at its two shallowest encoder and decoder levels. The placement follows a sampling argument: high-wavenumber content exists only on fine grids, so the local, full-band pathways go where that content lives, while the coarse, band-limited levels stay purely spectral. A depth-decaying mode schedule holds the model to 3.64M parameters, an order of magnitude below U-FNO. On our publicly released FUNWAVE-TVD benchmark, DU-NO attains the best autoregressive rollout error of six identically trained architectures, improving on U-FNO by 14.9% with 10.8x fewer parameters, and a frequency-band analysis shows the gain holds across all bands, including the high-wavenumber band where truncated-spectral operators collapse. Parameter-matched controls confirm the gain is architectural: rescaled to the same 3.6M budget, the best baseline still trails DU-NO by 28.6%. The advantage carries beyond nearshore waves: DU-NO matches the strongest baselines on 2D Navier-Stokes and wins clearly on PDEBench shallow-water rollouts. Code, trained models, and evaluation artifacts are available at https://anonymous.4open.science/r/duno-code-5A7B/.