# A Training-Free, Alignment-Free Approach to Corporate Intelligence: Application to SEC Filings

arXiv: https://arxiv.org/abs/2609.11620 · HTML: https://mlsanity.com/paper/2609.11620/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 9 of its 26 references that are in the map.
- First posted on arXiv 10 Sep 2026.

## Builds on (most cited first, 9 of 9)

- [Sentence-BERT: Sentence Embeddings using Siamese BERT-Networks](https://mlsanity.com/paper/1908.10084/) (2019)
- [Efficient Estimation of Word Representations in Vector Space](https://mlsanity.com/paper/1301.3781/) (2013)
- [Distributed Representations of Words and Phrases and their Compositionality](https://mlsanity.com/paper/1310.4546/) (2013)
- [TAT-QA: A Question Answering Benchmark on a Hybrid of Tabular and Textual Content in Finance](https://mlsanity.com/paper/2105.07624/) (2021)
- [Diachronic Word Embeddings Reveal Statistical Laws of Semantic Change](https://mlsanity.com/paper/1605.09096/) (2016)
- [Financial Report Chunking for Effective Retrieval Augmented Generation](https://mlsanity.com/paper/2402.05131/) (2024)
- [Dynamic Word Embeddings for Evolving Semantic Discovery](https://mlsanity.com/paper/1703.00607/) (2017)
- [Random vector generation of a semantic space](https://mlsanity.com/paper/1703.02031/) (2017)
- [Semantic Technology-Assisted Review (STAR) Document analysis and monitoring using random vectors](https://mlsanity.com/paper/1711.10307/) (2017)

## Abstract (arXiv)

High-dimensional dense text embeddings and large language models face real obstacles in financial-disclosure analysis: context-window limits, hallucination risk, high computational cost, and the arbitrary rotation of vector spaces across independently trained models. We present a training-free, alignment-free framework for corporate intelligence built on deterministic sparse seed vectors. Hashing word strings into a fixed high-dimensional basis places all documents and all temporal epochs in a common coordinate system by construction, removing any need for training or alignment. Accumulating these seed vectors across sentence contexts yields corpus-specific semantic signatures that compose linearly, supporting sub-second document comparison, issuer fingerprinting, tracking of how an issuer's vocabulary shifts between filings, and thematic sentence extraction, all on ordinary CPU hardware. Demonstrating the approach on a multi-year corpus of SEC filings (10-K, 10-Q, 8-K), we show how material corporate events, among them Boeing's 737 MAX crisis, Intel's supply-chain disruptions, and Bunge's acquisition of Viterra, emerge as distinct, interpretable semantic profiles, each traceable to the exact source sentences that produced it, with no domain-specific training and no LLM inference.