# A Function-Space Approach to the Statistical Mechanics of Learning Dynamics

arXiv: https://arxiv.org/abs/2609.09589 · HTML: https://mlsanity.com/paper/2609.09589/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 28 of its 51 references that are in the map.
- First posted on arXiv 9 Sep 2026.

## Builds on (most cited first, 28 of 28)

- [Scaling Laws for Neural Language Models](https://mlsanity.com/paper/2001.08361/) (2020)
- [Neural Tangent Kernel: Convergence and Generalization in Neural Networks](https://mlsanity.com/paper/1806.07572/) (2018)
- [On the Spectral Bias of Neural Networks](https://mlsanity.com/paper/1806.08734/) (2018)
- [On Lazy Training in Differentiable Programming](https://mlsanity.com/paper/1812.07956/) (2018)
- [Fine-Grained Analysis of Optimization and Generalization for Overparameterized Two-Layer Neural Networks](https://mlsanity.com/paper/1901.08584/) (2019)
- [Gradient Descent on Neural Networks Typically Occurs at the Edge of Stability](https://mlsanity.com/paper/2103.00065/) (2021)
- [Kernel and Rich Regimes in Overparametrized Models](https://mlsanity.com/paper/2002.09277/) (2020)
- [Stochastic Gradient Descent as Approximate Bayesian Inference](https://mlsanity.com/paper/1704.04289/) (2017)
- [Tensor Programs V: Tuning Large Neural Networks via Zero-Shot Hyperparameter Transfer](https://mlsanity.com/paper/2203.03466/) (2022)
- [Towards Understanding Grokking: An Effective Theory of Representation Learning](https://mlsanity.com/paper/2205.10343/) (2022)
- [Generalization in diffusion models arises from geometry-adaptive harmonic representations](https://mlsanity.com/paper/2310.02557/) (2023)
- [The Quantization Model of Neural Scaling](https://mlsanity.com/paper/2303.13506/) (2023)
- [Stochastic gradient descent performs variational inference, converges to limit cycles for deep networks](https://mlsanity.com/paper/1710.11029/) (2017)
- [Statistical Mechanics of Deep Linear Neural Networks: The Back-Propagating Kernel Renormalization](https://mlsanity.com/paper/2012.04030/) (2020)
- [A Variational Analysis of Stochastic Gradient Algorithms](https://mlsanity.com/paper/1602.02666/) (2016)
- [How Feature Learning Can Improve Neural Scaling Laws](https://mlsanity.com/paper/2409.17858/) (2024)
- [Grokking as a First Order Phase Transition in Two Layer Networks](https://mlsanity.com/paper/2310.03789/) (2023)
- [Unreasonable Effectiveness of Learning Neural Networks: From Accessible States and Robust Ensembles to Basic Algorithmic Schemes](https://mlsanity.com/paper/1605.06444/) (2016)
- [A representer theorem for deep neural networks](https://mlsanity.com/paper/1802.09210/) (2018)
- [Why Do You Grok? A Theoretical Analysis of Grokking Modular Addition](https://mlsanity.com/paper/2407.12332/) (2024)
- [Unveiling the structure of wide flat minima in neural networks](https://mlsanity.com/paper/2107.01163/) (2021)
- [Local Kernel Renormalization as a mechanism for feature learning in overparametrized Convolutional Neural Networks](https://mlsanity.com/paper/2307.11807/) (2023)
- [Adaptive kernel predictors from feature-learning infinite limits of neural networks](https://mlsanity.com/paper/2502.07998/) (2025)
- [Feature learning as alignment: a structural property of gradient descent in non-linear neural networks](https://mlsanity.com/paper/2402.05271/) (2024)
- [Spectral Dynamics in Deep Networks: Feature Learning, Outlier Escape, and Learning Rate Transfer](https://mlsanity.com/paper/2605.07870/) (2026)
- [How does feature learning reshape the function space?](https://mlsanity.com/paper/2605.17718/) (2026)
- [Kernel Renormalization in Bayesian Deep Neural Networks: the Equivalent Wishart Ansatz in the Proportional Regime](https://mlsanity.com/paper/2605.29684/) (2026)
- [A Commutator Framework for Selective Spectral Alignment in Deep Neural Networks](https://mlsanity.com/paper/2608.22910/) (2026)

## Abstract (arXiv)

In the kernel regime, neural-network learning inherits its preferences from a frozen spectrum. During feature learning, this spectrum evolves, yet networks retain systematic biases toward simple, smooth directions. We develop a function-space statistical framework explaining the origin of these preferences, treating functions and their learning operators as macroscopic variables, with parameterization entering through the multiplicity of parameter configurations realizing each function. For mean-squared loss, error relaxes exactly under the evolving learning operator M=JJ^ast. Training stochasticity induces a Gaussian weight over function-space states, while parameter multiplicity contributes an entropic operator B, defined by the curvature of its log multiplicity. A local Laplace expansion yields the fluctuation free energy Phifluc(M;B)=fracσ_xi22logdet(M-1+B)+const, analogous to an Occam factor. Under mild statistical conditions, this free energy is rotationally stationary exactly when [M,B]=0, is minimized by pairing large eigenvalues of M with small eigenvalues of B, and generates a local restoring force against mismatch. Learning is therefore biased toward faster relaxation along entropically cheaper directions. This preference strengthens with training noise and vanishes in the deterministic limit, beyond gradient-flow accounts of operator alignment. For ReLU networks, we relate entropic curvature to the minimal rearrangement of activation boundaries required for a functional change and bound this structural cost by directional smoothness. Consequently, smooth directions are preferentially learned faster, in a data-adaptive manner, even as the learning operator evolves.
