# An Analysis of Self-supervised Pre-training with Dependent Samples

arXiv: https://arxiv.org/abs/2609.05031 · HTML: https://mlsanity.com/paper/2609.05031/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 25 of its 29 references that are in the map.
- First posted on arXiv 4 Sep 2026.

## Builds on (most cited first, 25 of 25)

- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [A Simple Framework for Contrastive Learning of Visual Representations](https://mlsanity.com/paper/2002.05709/) (2020)
- [Unsupervised Learning of Visual Features by Contrasting Cluster Assignments](https://mlsanity.com/paper/2006.09882/) (2020)
- [Barlow Twins: Self-Supervised Learning via Redundancy Reduction](https://mlsanity.com/paper/2103.03230/) (2021)
- [A Theoretical Analysis of Contrastive Unsupervised Representation Learning](https://mlsanity.com/paper/1902.09229/) (2019)
- [An Introduction to Matrix Concentration Inequalities](https://mlsanity.com/paper/1501.01571/) (2015)
- [Provable Guarantees for Self-Supervised Deep Learning with Spectral Contrastive Loss](https://mlsanity.com/paper/2106.04156/) (2021)
- [Understanding self-supervised Learning Dynamics without Contrastive Pairs](https://mlsanity.com/paper/2102.06810/) (2021)
- [Contrastive and Non-Contrastive Self-Supervised Learning Recover Global and Local Spectral Embedding Methods](https://mlsanity.com/paper/2205.11508/) (2022)
- [Contrastive learning, multi-view redundancy, and linear models](https://mlsanity.com/paper/2008.10150/) (2020)
- [How Mask Matters: Towards Theoretical Understandings of Masked Autoencoders](https://mlsanity.com/paper/2210.08344/) (2022)
- [Investigating the Role of Negatives in Contrastive Representation Learning](https://mlsanity.com/paper/2106.09943/) (2021)
- [A Theoretical Study of Inductive Biases in Contrastive Learning](https://mlsanity.com/paper/2211.14699/) (2022)
- [The SSL Interplay: Augmentations, Inductive Bias, and Generalization](https://mlsanity.com/paper/2302.02774/) (2023)
- [On the Stepwise Nature of Self-Supervised Learning](https://mlsanity.com/paper/2303.15438/) (2023)
- [Contrastive Learning Can Find An Optimal Basis For Approximately View-Invariant Functions](https://mlsanity.com/paper/2210.01883/) (2022)
- [On the Provable Advantage of Unsupervised Pretraining](https://mlsanity.com/paper/2303.01566/) (2023)
- [PAC-Bayesian Contrastive Unsupervised Representation Learning](https://mlsanity.com/paper/1910.04464/) (2019)
- [Understanding Augmentation-based Self-Supervised Representation Learning via RKHS Approximation and Regression](https://mlsanity.com/paper/2306.00788/) (2023)
- [Non-Parametric Representation Learning with Kernels](https://mlsanity.com/paper/2309.02028/) (2023)
- [Nonlinear Meta-Learning Can Guarantee Faster Rates](https://mlsanity.com/paper/2307.10870/) (2023)
- [On the Generalization Ability of Unsupervised Pretraining](https://mlsanity.com/paper/2403.06871/) (2024)
- [Tight PAC-Bayesian Risk Certificates for Contrastive Learning](https://mlsanity.com/paper/2412.03486/) (2024)
- [Infinite Width Limits of Self Supervised Neural Networks](https://mlsanity.com/paper/2411.11176/) (2024)
- [A Principled Framework for Multi-View Contrastive Learning](https://mlsanity.com/paper/2507.06979/) (2025)

## Abstract (arXiv)

Self-supervised learning relies on so-called data augmentations φ(x) of unlabeled datapoints x --- for example, masking random pixels in an image x --- that should leave the label of x invariant and are often used to learn a lower-complexity invariant subspace cal V for downstream tasks. In practice, such augmentations  φl(xi)  are pooled together to learn cal V, despite obvious inter-dependencies between different augmentations φl(x), φk(x) of the same datapoint x. However, theoretical works on the subject typically consider procedures that avoid such dependencies, and are therefore limited to operate on smaller subsets of independent data. We show in this work that pooling augmentations together, despite inter-dependencies, is a better alternative than the baseline of partitioning the data into subsets of independent data. More precisely, in the context of estimating cal V, the statistical estimation error bounds for pooling are never worse than the partitioning baseline, and in some cases --- such as masking or noise injection-based augmentations over a shallow neural network --- naive pooling leads to faster rates in terms of the number of augmentations. The benefits of pooling are particularly prominent when the correlations between different augmentations φl(x), φk(x) have mild effects on estimation or help decrease the estimation variance. The analysis, therefore, yields new insights into the success of pooling augmented samples in self-supervised pre-training, and provides an intuition behind the practical preference towards using many augmentations.
