# NE-R1: Enhancing Named Entity Recognition Model via Reinforcement Learning

arXiv: https://arxiv.org/abs/2609.02366 · HTML: https://mlsanity.com/paper/2609.02366/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Placed in Generation and context integration, one of 15 directions in Retrieval-augmented generation.
- Builds on 31 of its 52 references that are in the map.
- First posted on arXiv 2 Sep 2026.

## Placed in

- Retrieval-augmented generation / [Generation and context integration](https://mlsanity.com/rag/generation-and-context-integration/)

## Builds on (most cited first, 30 of 31)

- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [Proximal Policy Optimization Algorithms](https://mlsanity.com/paper/1707.06347/) (2017)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [Interleaving Retrieval with Chain-of-Thought Reasoning for Knowledge-Intensive Multi-Step Questions](https://mlsanity.com/paper/2212.10509/) (2022)
- [A Survey on In-context Learning](https://mlsanity.com/paper/2301.00234/) (2022)
- [In-Context Retrieval-Augmented Language Models](https://mlsanity.com/paper/2302.00083/) (2023)
- [Neural Architectures for Named Entity Recognition](https://mlsanity.com/paper/1603.01360/) (2016)
- [Precise Zero-Shot Dense Retrieval without Relevance Labels](https://mlsanity.com/paper/2212.10496/) (2022)
- [Adaptive-RAG: Learning to Adapt Retrieval-Augmented Large Language Models through Question Complexity](https://mlsanity.com/paper/2403.14403/) (2024)
- [Retrieval-Augmented Generation for AI-Generated Content: A Survey](https://mlsanity.com/paper/2402.19473/) (2024)
- [Enhancing Retrieval-Augmented Large Language Models with Iterative Retrieval-Generation Synergy](https://mlsanity.com/paper/2305.15294/) (2023)
- [End-to-end Sequence Labeling via Bi-directional LSTM-CNNs-CRF](https://mlsanity.com/paper/1603.01354/) (2016)
- [Graph Retrieval-Augmented Generation: A Survey](https://mlsanity.com/paper/2408.08921/) (2024)
- [Unified Structure Generation for Universal Information Extraction](https://mlsanity.com/paper/2203.12277/) (2022)
- [Demystifying Prompts in Language Models via Perplexity Estimation](https://mlsanity.com/paper/2212.04037/) (2022)
- [GPT-NER: Named Entity Recognition via Large Language Models](https://mlsanity.com/paper/2304.10428/) (2023)
- [GoLLIE: Annotation Guidelines improve Zero-Shot Information-Extraction](https://mlsanity.com/paper/2310.03668/) (2023)
- [CrossNER: Evaluating Cross-Domain Named Entity Recognition](https://mlsanity.com/paper/2012.04373/) (2020)
- [GLiNER: Generalist Model for Named Entity Recognition using Bidirectional Transformer](https://mlsanity.com/paper/2311.08526/) (2023)
- [Unfamiliar Finetuning Examples Control How Language Models Hallucinate](https://mlsanity.com/paper/2403.05612/) (2024)
- [Empirical Study of Zero-Shot NER with ChatGPT](https://mlsanity.com/paper/2310.10035/) (2023)
- [Reasoning-SQL: Reinforcement Learning with SQL Tailored Partial Rewards for Reasoning-Enhanced Text-to-SQL](https://mlsanity.com/paper/2503.23157/) (2025)
- [MT-R1-Zero: Advancing LLM-based Machine Translation via R1-Zero-like Reinforcement Learning](https://mlsanity.com/paper/2504.10160/) (2025)
- [Coach: A Coarse-to-Fine Approach for Cross-domain Slot Filling](https://mlsanity.com/paper/2004.11727/) (2020)
- [NuNER: Entity Recognition Encoder Pre-training via LLM-Annotated Data](https://mlsanity.com/paper/2402.15343/) (2024)
- [LightNER: A Lightweight Tuning Paradigm for Low-resource NER via Pluggable Prompting](https://mlsanity.com/paper/2109.00720/) (2021)
- [TruthfulRAG: Resolving Factual-level Conflicts in Retrieval-Augmented Generation with Knowledge Graphs](https://mlsanity.com/paper/2511.10375/) (2025)
- [One Model for All Domains: Collaborative Domain-Prefix Tuning for Cross-Domain NER](https://mlsanity.com/paper/2301.10410/) (2023)
- [Cross-domain Named Entity Recognition via Graph Matching](https://mlsanity.com/paper/2408.00981/) (2024)
- [Improving Few-Shot Cross-Domain Named Entity Recognition by Instruction Tuning a Word-Embedding based Retrieval Augmented Large Language Model](https://mlsanity.com/paper/2411.00451/) (2024)

## Abstract (arXiv)

Named Entity Recognition (NER) has achieved substantial progress since the advent of large language models (LLMs). Nevertheless, the recognition of long-tail and domain-specific entities remains challenging due to the deficiency in parametric knowledge. Retrieval-augmented generation (RAG) offers a promising remedy by injecting external knowledge, but it also introduces noise and unnecessary cost when dealing with familiar cases. In this paper, we propose NE-R1, a novel framework for adaptive retrieval-augmented NER. We design a "retrieval-on-demand" mechanism for NER. Then we integrate it into models by a two-stage training method: (1) multi-task instruction tuning initialization; (2) end-to-end RL optimization with CoT. To achieve reasonable selection between parameterized and external knowledge, we design a multi-dimensional reward considering both accuracy and retrieval benefit. NE-R1 achieves state-of-the-art performance on various benchmarks, with an average F1 score gain of 2.52% in in-domain evaluation and 1.18% in zero-shot cross-domain evaluation.
