# Similarity-Aware Personalized Federated Learning in Heterogeneous Environments

arXiv: https://arxiv.org/abs/2609.02241 · HTML: https://mlsanity.com/paper/2609.02241/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 35 of its 56 references that are in the map.
- First posted on arXiv 2 Sep 2026.

## Builds on (most cited first, 30 of 35)

- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Model-Agnostic Meta-Learning for Fast Adaptation of Deep Networks](https://mlsanity.com/paper/1703.03400/) (2017)
- [Federated Optimization in Heterogeneous Networks](https://mlsanity.com/paper/1812.06127/) (2018)
- [Federated Learning: Challenges, Methods, and Future Directions](https://mlsanity.com/paper/1908.07873/) (2019)
- [Federated Learning: Strategies for Improving Communication Efficiency](https://mlsanity.com/paper/1610.05492/) (2016)
- [On the Convergence of FedAvg on Non-IID Data](https://mlsanity.com/paper/1907.02189/) (2019)
- [Federated Learning with Non-IID Data](https://mlsanity.com/paper/1806.00582/) (2018)
- [An overview of gradient descent optimization algorithms](https://mlsanity.com/paper/1609.04747/) (2016)
- [Model-Contrastive Federated Learning](https://mlsanity.com/paper/2103.16257/) (2021)
- [Evidential Deep Learning to Quantify Classification Uncertainty](https://mlsanity.com/paper/1806.01768/) (2018)
- [Federated Multi-Task Learning](https://mlsanity.com/paper/1705.10467/) (2017)
- [Ditto: Fair and Robust Federated Learning Through Personalization](https://mlsanity.com/paper/2012.04221/) (2020)
- [Personalized Federated Learning with Moreau Envelopes](https://mlsanity.com/paper/2006.08848/) (2020)
- [Federated Learning with Personalization Layers](https://mlsanity.com/paper/1912.00818/) (2019)
- [An Efficient Framework for Clustered Federated Learning](https://mlsanity.com/paper/2006.04088/) (2020)
- [Clustered Federated Learning: Model-Agnostic Distributed Multi-Task Optimization under Privacy Constraints](https://mlsanity.com/paper/1910.01991/) (2019)
- [Adaptive Federated Learning in Resource Constrained Edge Computing Systems](https://mlsanity.com/paper/1804.05271/) (2018)
- [Three Approaches for Personalization with Applications to Federated Learning](https://mlsanity.com/paper/2002.10619/) (2020)
- [Personalized Cross-Silo Federated Learning on Non-IID Data](https://mlsanity.com/paper/2007.03797/) (2020)
- [Improving Federated Learning Personalization via Model Agnostic Meta Learning](https://mlsanity.com/paper/1909.12488/) (2019)
- [Adaptive Gradient-Based Meta-Learning Methods](https://mlsanity.com/paper/1906.02717/) (2019)
- [cpSGD: Communication-efficient and differentially-private distributed SGD](https://mlsanity.com/paper/1805.10559/) (2018)
- [Survey of Personalization Techniques for Federated Learning](https://mlsanity.com/paper/2003.08673/) (2020)
- [Federated Learning for Open Banking](https://mlsanity.com/paper/2108.10749/) (2021)
- [Optimal Client Sampling for Federated Learning](https://mlsanity.com/paper/2010.13723/) (2020)
- [Personalized Federated Learning with Feature Alignment and Classifier Collaboration](https://mlsanity.com/paper/2306.11867/) (2023)
- [Variational Federated Multi-Task Learning](https://mlsanity.com/paper/1906.06268/) (2019)
- [FedAvg with Fine Tuning: Local Updates Lead to Representation Learning](https://mlsanity.com/paper/2205.13692/) (2022)
- [Private Federated Learning with Domain Adaptation](https://mlsanity.com/paper/1912.06733/) (2019)
- [A Multi-agent Reinforcement Learning Approach for Efficient Client Selection in Federated Learning](https://mlsanity.com/paper/2201.02932/) (2022)

## Abstract (arXiv)

Federated Learning (FL) allows decentralized clients to train models collaboratively while preserving data privacy. However, distribution mismatch across clients often leads to poor global generalization and degraded local client-level performance. In such scenarios, some of the clients with their local models trained solely on local data may perform better than the globally learnt model, thus nullifying the benefits of collaborative federated learning. To address this, we propose SAPE-FL (Similarity-Aware Personalized Federated Learning), a novel personalization framework that anchors each client's model to both the global model and a similarity-weighted peer averaged model. By incorporating dynamic, client-specific regularization based on both model similarity and output similarity, SAPE-FL adaptively balances global knowledge transfer and peer collaboration while filtering out dissimilar clients. This dual anchoring mitigates negative transfer and enhances robustness in heterogeneous settings. We theoretically analyze our algorithm establishing its convergence guarantees and empirically show that SAPE-FL outperforms state-of-the-art methods under high statistical heterogeneity and low client data regimes.
