# Does Marginal Coverage Guarantee Class-Conditional Safety for Zero-Shot VLMs Under Shift?

arXiv: https://arxiv.org/abs/2608.19376 · HTML: https://mlsanity.com/paper/2608.19376/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Placed in Prompt learning and adaptation of CLIP, one of 16 directions in Multimodal LLMs / vision-language models.
- Builds on 33 of its 45 references that are in the map.
- First posted on arXiv 19 Aug 2026.

## Placed in

- Multimodal LLMs / vision-language models / [Prompt learning and adaptation of CLIP](https://mlsanity.com/mllm/prompt-learning-and-adaptation-of-clip/)

## Builds on (most cited first, 30 of 33)

- [Learning Transferable Visual Models From Natural Language Supervision](https://mlsanity.com/paper/2103.00020/) (2021)
- [ImageNet Large Scale Visual Recognition Challenge](https://mlsanity.com/paper/1409.0575/) (2014)
- [LAION-5B: An open large-scale dataset for training next generation image-text models](https://mlsanity.com/paper/2210.08402/) (2022)
- [Sigmoid Loss for Language Image Pre-Training](https://mlsanity.com/paper/2303.15343/) (2023)
- [The Many Faces of Robustness: A Critical Analysis of Out-of-Distribution Generalization](https://mlsanity.com/paper/2006.16241/) (2020)
- [Do ImageNet Classifiers Generalize to ImageNet?](https://mlsanity.com/paper/1902.10811/) (2019)
- [Reproducible scaling laws for contrastive language-image learning](https://mlsanity.com/paper/2212.07143/) (2022)
- [Learning Robust Global Representations by Penalizing Local Predictive Power](https://mlsanity.com/paper/1905.13549/) (2019)
- [Selective Classification for Deep Neural Networks](https://mlsanity.com/paper/1705.08500/) (2017)
- [A Gentle Introduction to Conformal Prediction and Distribution-Free Uncertainty Quantification](https://mlsanity.com/paper/2107.07511/) (2021)
- [PaLI: A Jointly-Scaled Multilingual Language-Image Model](https://mlsanity.com/paper/2209.06794/) (2022)
- [DataComp: In search of the next generation of multimodal datasets](https://mlsanity.com/paper/2304.14108/) (2023)
- [Conformal Prediction Under Covariate Shift](https://mlsanity.com/paper/1904.06019/) (2019)
- [Classification with Valid and Adaptive Coverage](https://mlsanity.com/paper/2006.02544/) (2020)
- [Adaptive Conformal Inference Under Distribution Shift](https://mlsanity.com/paper/2106.00170/) (2021)
- [Uncertainty Sets for Image Classifiers using Conformal Prediction](https://mlsanity.com/paper/2009.14193/) (2020)
- [Least Ambiguous Set-Valued Classifiers with Bounded Error Levels](https://mlsanity.com/paper/1609.00451/) (2016)
- [Class-Conditional Conformal Prediction with Many Classes](https://mlsanity.com/paper/2306.09335/) (2023)
- [Conformal Prediction for Class-wise Coverage via Augmented Label Rank Calibration](https://mlsanity.com/paper/2406.06818/) (2024)
- [Conformal Prediction for Zero-Shot Models](https://mlsanity.com/paper/2505.24693/) (2025)
- [Are foundation models for computer vision good conformal predictors?](https://mlsanity.com/paper/2412.06082/) (2024)
- [Kandinsky Conformal Prediction: Beyond Class- and Covariate-Conditional Coverage](https://mlsanity.com/paper/2502.17264/) (2025)
- [Empirically Validating Conformal Prediction on Modern Vision Architectures Under Distribution Shift and Long-tailed Data](https://mlsanity.com/paper/2307.01088/) (2023)
- [Trustworthy Few-Shot Transfer of Medical VLMs through Split Conformal Prediction](https://mlsanity.com/paper/2506.17503/) (2025)
- [Conditional Coverage Diagnostics for Conformal Prediction](https://mlsanity.com/paper/2512.11779/) (2025)
- [Conformal Prediction for Long-Tailed Classification](https://mlsanity.com/paper/2507.06867/) (2025)
- [Adapting Prediction Sets to Distribution Shifts Without Labels](https://mlsanity.com/paper/2406.01416/) (2024)
- [An Empirical Study of Pre-trained Model Selection for Out-of-Distribution Generalization and Calibration](https://mlsanity.com/paper/2307.08187/) (2023)
- [WQLCP: Weighted Adaptive Conformal Prediction for Robust Uncertainty Quantification Under Distribution Shifts](https://mlsanity.com/paper/2505.19587/) (2025)
- [Conformal Prediction Meets Long-tail Classification](https://mlsanity.com/paper/2508.11345/) (2025)

## Abstract (arXiv)

Split-conformal prediction provides marginal coverage under exchangeability and is increasingly used as an abstention layer for zero-shot vision-language models (VLMs). We audit this practice under deployment shift for CLIP, OpenCLIP, and SigLIP across ImageNet and non-ImageNet settings. Marginal coverage can remain relatively high while class-conditional tail coverage collapses: on ImageNet-Sketch, worst-class coverage falls to ≈ 0 and 10-12% of classes lie below a finite-sample null floor, despite marginal coverage of about 0.86. The failure is aligned with target-domain class accuracy but is not predicted by the source-domain diagnostics we test. Source-side Mondrian calibration improves the in-distribution tail but does not transfer, while clustered conformal and Conf-OT improve marginal or average metrics without recovering the worst-class tail. Target-side class calibration substantially lifts the tail, but requires labels for every class and remains set-size-intensive. We further identify a 2-3× cross-family efficiency gap and show that native SigLIP sigmoid scores remove APS's probability-mass interpretation. The findings persist across the tested model scale, pretraining corpus, prompt, miscoverage level α, and shifted non-ImageNet settings. Marginal conformal coverage should therefore be treated as an average reliability statistic, not as a safety guarantee for the class tail.
