# Emotion Across Speech and Faces: Shared Affective Mechanisms in Multimodal Foundation Models

arXiv: https://arxiv.org/abs/2608.17102 · HTML: https://mlsanity.com/paper/2608.17102/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 43 of its 60 references that are in the map.
- First posted on arXiv 17 Aug 2026.

## Builds on (most cited first, 30 of 43)

- [GLU Variants Improve Transformer](https://mlsanity.com/paper/2002.05202/) (2020)
- [Sparse Autoencoders Find Highly Interpretable Features in Language Models](https://mlsanity.com/paper/2309.08600/) (2023)
- [MiniCPM-V: A GPT-4V Level MLLM on Your Phone](https://mlsanity.com/paper/2408.01800/) (2024)
- [Qwen2.5-Omni Technical Report](https://mlsanity.com/paper/2503.20215/) (2025)
- [Network Dissection: Quantifying Interpretability of Deep Visual Representations](https://mlsanity.com/paper/1704.05796/) (2017)
- [AffectNet: A Database for Facial Expression, Valence, and Arousal Computing in the Wild](https://mlsanity.com/paper/1708.03985/) (2017)
- [MMAU: A Massive Multi-Task Audio Understanding and Reasoning Benchmark](https://mlsanity.com/paper/2410.19168/) (2024)
- [Understanding the Role of Individual Units in a Deep Neural Network](https://mlsanity.com/paper/2009.05041/) (2020)
- [Pengi: An Audio Language Model for Audio Tasks](https://mlsanity.com/paper/2305.11834/) (2023)
- [Language-Specific Neurons: The Key to Multilingual Capabilities in Large Language Models](https://mlsanity.com/paper/2402.16438/) (2024)
- [What Is One Grain of Sand in the Desert? Analyzing Individual Neurons in Deep NLP Models](https://mlsanity.com/paper/1812.09355/) (2018)
- [Emotion-LLaMA: Multimodal Emotion Recognition and Reasoning with Instruction Tuning](https://mlsanity.com/paper/2406.11161/) (2024)
- [Identifying and Controlling Important Neurons in Neural Machine Translation](https://mlsanity.com/paper/1811.01157/) (2018)
- [Universal Neurons in GPT2 Language Models](https://mlsanity.com/paper/2401.12181/) (2024)
- [Dynamic-SUPERB: Towards A Dynamic, Collaborative, and Comprehensive Instruction-Tuning Benchmark for Speech](https://mlsanity.com/paper/2309.09510/) (2023)
- [Neurons in Large Language Models: Dead, N-gram, Positional](https://mlsanity.com/paper/2309.04827/) (2023)
- [End-to-End Multimodal Emotion Recognition using Deep Neural Networks](https://mlsanity.com/paper/1704.08619/) (2017)
- [Emotion Concepts and their Function in a Large Language Model](https://mlsanity.com/paper/2604.07729/) (2026)
- [Style Vectors for Steering Generative Large Language Model](https://mlsanity.com/paper/2402.01618/) (2024)
- [Large Language Models are Strong Audio-Visual Speech Recognition Learners](https://mlsanity.com/paper/2409.12319/) (2024)
- [Towards Holistic Evaluation of Large Audio-Language Models: A Comprehensive Survey](https://mlsanity.com/paper/2505.15957/) (2025)
- [Neuron-Level Knowledge Attribution in Large Language Models](https://mlsanity.com/paper/2312.12141/) (2023)
- [SECap: Speech Emotion Captioning with Large Language Model](https://mlsanity.com/paper/2312.10381/) (2023)
- [EmoCLIP: A Vision-Language Method for Zero-Shot Video Facial Expression Recognition](https://mlsanity.com/paper/2310.16640/) (2023)
- [MMNeuron: Discovering Neuron-Level Domain-Specific Interpretation in Multimodal Large Language Model](https://mlsanity.com/paper/2406.11193/) (2024)
- [Do Audio LLMs Really LISTEN, or Just Transcribe? Measuring Lexical vs. Acoustic Emotion Cues Reliance](https://mlsanity.com/paper/2510.10444/) (2025)
- [EmoSteer-TTS: Fine-Grained and Training-Free Emotion-Controllable Text-to-Speech via Activation Steering](https://mlsanity.com/paper/2508.03543/) (2025)
- [End-to-End Emotional Speech Synthesis Using Style Tokens and Semi-Supervised Training](https://mlsanity.com/paper/1906.10859/) (2019)
- [Measuring the Inconsistency of Large Language Models in Preferential Ranking](https://mlsanity.com/paper/2410.08851/) (2024)
- [AudioLens: A Closer Look at Auditory Attribute Perception of Large Audio-Language Models](https://mlsanity.com/paper/2506.05140/) (2025)

## Abstract (arXiv)

Modern multimodal foundation models (MFMs) have made rapid progress on tasks requiring integrated perception across speech, vision, and language, including emotion recognition. However, it remains unclear whether they recognize speech and facial emotion through shared affective functional units or modality-specific pathways. We explore emotion-sensitive neurons (ESNs), sparse decoder neurons selectively associated with emotion categories, in three MFMs: Gemma-4-12B-it, MiniCPM-o-4.5, and Qwen2.5-Omni-7B. Using speech emotion recognition and facial expression recognition as complementary probes, we identify acoustic and visual ESNs. Visual ESNs are causally meaningful: deactivating them selectively impairs recognition of the associated facial emotion, whereas steering their activations selectively enhances recognition of that emotion relative to other emotion categories. Acoustic and visual ESNs further show emotion-matched overlap and similar layer-wise distributions, indicating partial structural alignment between affective representations across speech and faces. Finally, cross-modal interventions reveal bidirectional causal transfer: ESNs identified from one modality produce emotion-specific effects when applied to the other. Our findings provide one of the first cross-modality activation-level analyses of affective functional units in MFMs, suggesting that speech and facial emotion recognition partially converge onto sparse decoder-level components that can be localized and manipulated without training.
