# SubZero+: Memory-Efficient Adaptive Zeroth-Order LLM Fine-Tuning in Random Subspaces

arXiv: https://arxiv.org/abs/2608.15665 · HTML: https://mlsanity.com/paper/2608.15665/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 26 of its 36 references that are in the map.
- First posted on arXiv 16 Aug 2026.

## Builds on (most cited first, 26 of 26)

- [The Llama 3 Herd of Models](https://mlsanity.com/paper/2407.21783/) (2024)
- [Qwen3 Technical Report](https://mlsanity.com/paper/2505.09388/) (2025)
- [Prefix-Tuning: Optimizing Continuous Prompts for Generation](https://mlsanity.com/paper/2101.00190/) (2021)
- [The Power of Scale for Parameter-Efficient Prompt Tuning](https://mlsanity.com/paper/2104.08691/) (2021)
- [OPT: Open Pre-trained Transformer Language Models](https://mlsanity.com/paper/2205.01068/) (2022)
- [SuperGLUE: A Stickier Benchmark for General-Purpose Language Understanding Systems](https://mlsanity.com/paper/1905.00537/) (2019)
- [Stochastic First- and Zeroth-order Methods for Nonconvex Stochastic Programming](https://mlsanity.com/paper/1309.5549/) (2013)
- [GaLore: Memory-Efficient LLM Training by Gradient Low-Rank Projection](https://mlsanity.com/paper/2403.03507/) (2024)
- [Fine-Tuning Language Models with Just Forward Passes](https://mlsanity.com/paper/2305.17333/) (2023)
- [Optimal rates for zero-order convex optimization: the power of two function evaluations](https://mlsanity.com/paper/1312.2139/) (2013)
- [Revisiting Zeroth-Order Optimization for Memory-Efficient LLM Fine-Tuning: A Benchmark](https://mlsanity.com/paper/2402.11592/) (2024)
- [Flora: Low-Rank Adapters Are Secretly Gradient Compressors](https://mlsanity.com/paper/2402.03293/) (2024)
- [ZO-AdaMM: Zeroth-Order Adaptive Momentum Method for Black-Box Optimization](https://mlsanity.com/paper/1910.06513/) (2019)
- [Sparse MeZO: Less Parameters for Better Performance in Zeroth-Order LLM Fine-Tuning](https://mlsanity.com/paper/2402.15751/) (2024)
- [Second-Order Fine-Tuning without Pain for LLMs:A Hessian Informed Zeroth-Order Optimizer](https://mlsanity.com/paper/2402.15173/) (2024)
- [Enhancing Zeroth-order Fine-tuning for Language Models with Low-rank Structures](https://mlsanity.com/paper/2410.07698/) (2024)
- [Zeroth-Order Fine-Tuning of LLMs in Random Subspaces](https://mlsanity.com/paper/2410.08989/) (2024)
- [ZO-AdaMU Optimizer: Adapting Perturbation by the Momentum and Uncertainty in Zeroth-order Optimization](https://mlsanity.com/paper/2312.15184/) (2023)
- [Fine-tuning Happens in Tiny Subspaces: Exploring Intrinsic Task-specific Subspaces of Pre-trained Language Models](https://mlsanity.com/paper/2305.17446/) (2023)
- [ADOPT: Modified Adam Can Converge with Any β2 with the Optimal Rate](https://mlsanity.com/paper/2411.02853/) (2024)
- [FZOO: Fast Zeroth-Order Optimizer for Fine-Tuning Large Language Models towards Adam-Scale Speed](https://mlsanity.com/paper/2506.09034/) (2025)
- [Refining Adaptive Zeroth-Order Optimization at Ease](https://mlsanity.com/paper/2502.01014/) (2025)
- [Powering Up Zeroth-Order Training via Subspace Gradient Orthogonalization](https://mlsanity.com/paper/2602.17155/) (2026)
- [The Multi-Query Paradox in Zeroth-Order Optimization](https://mlsanity.com/paper/2509.15552/) (2025)
- [Revisiting the Adam-SGD Gap in LLM Pre-Training: The Role of Large Effective Learning Rates](https://mlsanity.com/paper/2605.17787/) (2026)
- [Position: Zeroth-Order Optimization in Deep Learning Is Underexplored, Not Underpowered](https://mlsanity.com/paper/2605.15622/) (2026)

## Abstract (arXiv)

Zeroth-order (ZO) optimization with SGD in random subspaces enables memory-efficient fine-tuning of large language models without backpropagation. However, high gradient estimation noise fundamentally undermines adaptive optimizers like Adam. We propose SubZero+, which achieves practical adaptive ZO optimization through a carefully designed dual low-dimensionality strategy: (i) multi-query forward-difference gradient estimation in periodically refreshed random subspaces to mitigate noise amplification in moment buffers, and (ii) Adam updates with periodic restarts performed directly in low-dimensional space rather than full-parameter space. In experiments, this dual design retains memory overhead comparable to momentum-free ZO methods while achieving stronger optimization performance than the evaluated ZO baselines. Theoretically, in the exact-directional limit, K-query averaging preserves conditional unbiasedness, while the coefficient estimator's covariance and mean-squared error, as well as query-induced second-moment inflation, scale exactly as 1/K. Extensive experiments across SuperGLUE with models from 1.3B to 32B parameters under both full fine-tuning and LoRA schemes demonstrate consistent improvements over competing ZO methods. SubZero+ significantly narrows the performance gap with first-order optimization while preserving ZO's inference-time memory efficiency.
