# A Defense of the Quadratic Model

arXiv: https://arxiv.org/abs/2607.21716 · HTML: https://mlsanity.com/paper/2607.21716/

## Key facts

- Cited by 14 papers in the map (data through 14 Oct 2026).
- Builds on 79 of its 95 references that are in the map.
- First posted on arXiv 23 Jul 2026.

## Builds on (most cited first, 30 of 79)

- [Neural Tangent Kernel: Convergence and Generalization in Neural Networks](https://mlsanity.com/paper/1806.07572/) (2018)
- [On Large-Batch Training for Deep Learning: Generalization Gap and Sharp Minima](https://mlsanity.com/paper/1609.04836/) (2016)
- [Wide Neural Networks of Any Depth Evolve as Linear Models Under Gradient Descent](https://mlsanity.com/paper/1902.06720/) (2019)
- [Prevalence of Neural Collapse during the terminal phase of deep learning training](https://mlsanity.com/paper/2008.08186/) (2020)
- [On Lazy Training in Differentiable Programming](https://mlsanity.com/paper/1812.07956/) (2018)
- [Gradient Descent on Neural Networks Typically Occurs at the Edge of Stability](https://mlsanity.com/paper/2103.00065/) (2021)
- [An Investigation into Neural Net Optimization via Hessian Eigenvalue Density](https://mlsanity.com/paper/1901.10159/) (2019)
- [PyHessian: Neural Networks Through the Lens of the Hessian](https://mlsanity.com/paper/1912.07145/) (2019)
- [Empirical Analysis of the Hessian of Over-Parametrized Neural Networks](https://mlsanity.com/paper/1706.04454/) (2017)
- [TRAK: Attributing Model Behavior at Scale](https://mlsanity.com/paper/2303.14186/) (2023)
- [The large learning rate phase of deep learning: the catapult mechanism](https://mlsanity.com/paper/2003.02218/) (2020)
- [Deep learning versus kernel learning: an empirical study of loss landscape geometry and the time evolution of the Neural Tangent Kernel](https://mlsanity.com/paper/2010.15110/) (2020)
- [Scaling Laws and Compute-Optimal Training Beyond Fixed Training Durations](https://mlsanity.com/paper/2405.18392/) (2024)
- [The Road Less Scheduled](https://mlsanity.com/paper/2405.15682/) (2024)
- [Eigenvalues of the Hessian in Deep Learning: Singularity and Beyond](https://mlsanity.com/paper/1611.07476/) (2016)
- [Self-Stabilization: The Implicit Bias of Gradient Descent at the Edge of Stability](https://mlsanity.com/paper/2209.15594/) (2022)
- [The Power of Interpolation: Understanding the Effectiveness of SGD in Modern Over-parametrized Learning](https://mlsanity.com/paper/1712.06559/) (2017)
- [The Break-Even Point on Optimization Trajectories of Deep Neural Networks](https://mlsanity.com/paper/2002.09572/) (2020)
- [Stochastic modified equations and adaptive stochastic gradient algorithms](https://mlsanity.com/paper/1511.06251/) (2015)
- [Adam-mini: Use Fewer Learning Rates To Gain More](https://mlsanity.com/paper/2406.16793/) (2024)
- [Understanding Gradient Descent on Edge of Stability in Deep Learning](https://mlsanity.com/paper/2205.09745/) (2022)
- [Why Transformers Need Adam: A Hessian Perspective](https://mlsanity.com/paper/2402.16788/) (2024)
- [A Kernel-Based View of Language Model Fine-Tuning](https://mlsanity.com/paper/2210.05643/) (2022)
- [Which Algorithmic Choices Matter at Which Batch Sizes? Insights From a Noisy Quadratic Model](https://mlsanity.com/paper/1907.04164/) (2019)
- [Neural Networks as Kernel Learners: The Silent Alignment Effect](https://mlsanity.com/paper/2111.00034/) (2021)
- [On the SDEs and Scaling Rules for Adaptive Gradient Algorithms](https://mlsanity.com/paper/2205.10287/) (2022)
- [Adaptive Gradient Methods at the Edge of Stability](https://mlsanity.com/paper/2207.14484/) (2022)
- [Traces of Class/Cross-Class Structure Pervade Deep Learning Spectra](https://mlsanity.com/paper/2008.11865/) (2020)
- [Bridging the Gap between Constant Step Size Stochastic Gradient Descent and Markov Chains](https://mlsanity.com/paper/1707.06386/) (2017)
- [On the Relation Between the Sharpest Directions of DNN Loss and the SGD Step Length](https://mlsanity.com/paper/1807.05031/) (2018)

## Built on by (most cited first, 14 of 14)

- [Neural Quadratic Forms: A Unified Minimal Model for Sudden Learning and Scaling Laws](https://mlsanity.com/paper/2608.13335/) (2026)
- [Adam at the Edge of Stability: Adaptive Feedback, Provable Oscillation, and Gradient Reversal](https://mlsanity.com/paper/2608.20638/) (2026)
- [Boosting Data Augmentation with Stochastic Weight Averaging](https://mlsanity.com/paper/2608.14373/) (2026)
- [Curvature-Conditioned Multiscale Momentum with Sphere Constraints for LLM Pretraining](https://mlsanity.com/paper/2608.28442/) (2026)
- [Terminal Shrinkage Averaging Reveals a Schedule-Estimator Interaction in LLM Pretraining](https://mlsanity.com/paper/2609.25482/) (2026)
- [Understanding the Subspace Stabilization of the Hessian and Gradient Covariance Matrix](https://mlsanity.com/paper/2609.31983/) (2026)
- [A Solvable Theory of Pre-training Data Poisoning: Regime-Dependent Scaling Exponents](https://mlsanity.com/paper/2609.32288/) (2026)
- [Balancing Early Performance Sacrifices with Long-Term Gains: Scaling Learning-Rate Warmup Duration Across Training Horizons](https://mlsanity.com/paper/2609.33041/) (2026)
- [Muon Sublates the Edge of Stability in LLM Pretraining](https://mlsanity.com/paper/2609.34915/) (2026)
- [From Spectra to Joint Schedules in LLM Pre-training: 3+3(+2) Scaling-Law Regimes](https://mlsanity.com/paper/2609.40148/) (2026)
- [Tight Transition Time Bounds for Separable Logistic Regression at the Edge of Stability](https://mlsanity.com/paper/2610.01459/) (2026)
- [Quantifying the Stability of Multi-Step Reasoning via Error Amplification](https://mlsanity.com/paper/2610.06404/) (2026)
- [A Solvable Model of Adaptive Learning Rate Rescaling: Acceleration, Stability & Scaling](https://mlsanity.com/paper/2610.06701/) (2026)
- [The Best Optimizer Depends on Batch Size](https://mlsanity.com/paper/2610.08975/) (2026)

## Abstract (arXiv)

Due to the complexity of neural network loss landscapes, optimization theory is forced to rely on idealized models, and there is generally a tradeoff between how theoretically tractable the model is, and how accurately it describes the true optimization dynamics. In this work, we stress test the simplest possible model of optimization -- the quadratic model -- and show that it can be surprisingly predictive in an LLM setting with 150M parameters and 3B training tokens. Specifically, we show that Taylor expanding the model and the loss function at intermediate checkpoints through training can accurately predict the optimization dynamics over windows that can last up to 10% of training. Having established this agreement, we then turn to analyzing the structure of these local quadratic optimization problems through two lenses: the Hessian spectrum and local stability. Using Lanczos quadrature with extremely deep probes, we are able to estimate the Hessian spectrum deep into the tail, and we find a surprising amount of structure in both the eigenvalues and eigenvectors, which depends on the batch size, preconditioner, and training time. We also empirically test local linear stability at intermediate checkpoints and compare it to theoretical predictions to demonstrate that optimization in LLMs typically occurs at a stochastic edge of stability, whose nature is also determined by batch size. Our results indicate the quadratic model may be a theoretically tractable proxy for pretraining optimization dynamics.
