# Normalized Rewards for Preference Optimization

arXiv: https://arxiv.org/abs/2607.16240 · HTML: https://mlsanity.com/paper/2607.16240/

## Key facts

- Cited by 1 papers in the map (data through 14 Oct 2026).
- Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation.
- Builds on 35 of its 44 references that are in the map.
- First posted on arXiv 26 Jun 2026.

## Placed in

- LLM alignment / RLHF / preference optimisation / [LLM preference optimization methods](https://mlsanity.com/alignment/llm-preference-optimization-methods/)

## Builds on (most cited first, 30 of 35)

- [GPT-4 Technical Report](https://mlsanity.com/paper/2303.08774/) (2023)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [The Llama 3 Herd of Models](https://mlsanity.com/paper/2407.21783/) (2024)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2204.05862/) (2022)
- [SimPO: Simple Preference Optimization with a Reference-Free Reward](https://mlsanity.com/paper/2405.14734/) (2024)
- [A General Theoretical Paradigm to Understand Learning from Human Preferences](https://mlsanity.com/paper/2310.12036/) (2023)
- [Length-Controlled AlpacaEval: A Simple Way to Debias Automatic Evaluators](https://mlsanity.com/paper/2404.04475/) (2024)
- [OLMo: Accelerating the Science of Language Models](https://mlsanity.com/paper/2402.00838/) (2024)
- [ORPO: Monolithic Preference Optimization without Reference Model](https://mlsanity.com/paper/2403.07691/) (2024)
- [Safety Alignment Should Be Made More Than Just a Few Tokens Deep](https://mlsanity.com/paper/2406.05946/) (2024)
- [SLiC-HF: Sequence Likelihood Calibration with Human Feedback](https://mlsanity.com/paper/2305.10425/) (2023)
- [Iterative Preference Learning from Human Feedback: Bridging Theory and Practice for RLHF under KL-Constraint](https://mlsanity.com/paper/2312.11456/) (2023)
- [Statistical Rejection Sampling Improves Preference Optimization](https://mlsanity.com/paper/2309.06657/) (2023)
- [Reward learning from human preferences and demonstrations in Atari](https://mlsanity.com/paper/1811.06521/) (2018)
- [KTO: Model Alignment as Prospect Theoretic Optimization](https://mlsanity.com/paper/2402.01306/) (2024)
- [The Unlocking Spell on Base LLMs: Rethinking Alignment via In-Context Learning](https://mlsanity.com/paper/2312.01552/) (2023)
- [Smaug: Fixing Failure Modes of Preference Optimisation with DPO-Positive](https://mlsanity.com/paper/2402.13228/) (2024)
- [Self-Play Preference Optimization for Language Model Alignment](https://mlsanity.com/paper/2405.00675/) (2024)
- [Preference Fine-Tuning of LLMs Should Leverage Suboptimal, On-Policy Data](https://mlsanity.com/paper/2404.14367/) (2024)
- [Mitigating the Alignment Tax of RLHF](https://mlsanity.com/paper/2309.06256/) (2023)
- [Beyond Reverse KL: Generalizing Direct Preference Optimization with Diverse Divergence Constraints](https://mlsanity.com/paper/2309.16240/) (2023)
- [Generalized Preference Optimization: A Unified Approach to Offline Alignment](https://mlsanity.com/paper/2402.05749/) (2024)
- [Scaling Laws for Reward Model Overoptimization in Direct Alignment Algorithms](https://mlsanity.com/paper/2406.02900/) (2024)
- [ODIN: Disentangled Reward Mitigates Hacking in RLHF](https://mlsanity.com/paper/2402.07319/) (2024)
- [Provably Robust DPO: Aligning Language Models with Noisy Feedback](https://mlsanity.com/paper/2403.00409/) (2024)
- [Provably Mitigating Overoptimization in RLHF: Your SFT Loss is Implicitly an Adversarial Regularizer](https://mlsanity.com/paper/2405.16436/) (2024)
- [Noise Contrastive Alignment of Language Models with Explicit Rewards](https://mlsanity.com/paper/2402.05369/) (2024)
- [Correcting the Mythos of KL-Regularization: Direct Alignment without Overoptimization via Chi-Squared Preference Optimization](https://mlsanity.com/paper/2407.13399/) (2024)
- [Robust Preference Optimization through Reward Model Distillation](https://mlsanity.com/paper/2405.19316/) (2024)

## Built on by (most cited first, 1 of 1)

- [Masking Frequent Tokens Sharpens Direct Preference Optimization](https://mlsanity.com/paper/2609.32445/) (2026)

## Abstract (arXiv)

Direct Alignment Algorithms (DAAs) such as DPO have become a common way to post-train and align LLMs with human preferences. However, DAAs have been observed to over-optimize their implicit reward model and decrease the likelihood of preferred responses. This results in a decrease in the total likelihood assigned to responses seen in the preference dataset, potentially resulting in undesirable behavior. To counteract this undesired side-effect of DAAs, we examine the effect of using objectives that add a regularization term to maintain the total length-normalized probabilities of the chosen and rejected responses. To better understand over-optimization, we investigate how response likelihood changes are distributed over the tokens with and without regularization. We find that a significant portion of the likelihood changes are due to a small set of outlier tokens, which explains how DAAs improve generation quality despite decreasing the likelihoods of chosen responses. We apply the proposed regularization to reference-based (DPO) and reference-free (SimPO) methods and find (1) improved trade-offs between generation quality and general benchmark capability and (2) improvements in reward modeling across datasets. For example, on Llama-3.1-8B-Instruct, we see both a >20% relative increase in AlpacaEval2 scores and >9% relative performance gains on general benchmarks. Additionally, we find that the added regularization term effectively mitigates the amount of displacement within preferred responses overall, and for the outlier tokens specifically, by utilizing low-likelihood tokens.
