# FedSPM: Routing-Enabled Federated Learning under Dual Heterogeneity via Semiparametric Mixture

arXiv: https://arxiv.org/abs/2607.04085 · HTML: https://mlsanity.com/paper/2607.04085/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 30 of its 49 references that are in the map.
- First posted on arXiv 5 Jul 2026.

## Builds on (most cited first, 30 of 30)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Fashion-MNIST: a Novel Image Dataset for Benchmarking Machine Learning Algorithms](https://mlsanity.com/paper/1708.07747/) (2017)
- [Advances and Open Problems in Federated Learning](https://mlsanity.com/paper/1912.04977/) (2019)
- [Federated Optimization in Heterogeneous Networks](https://mlsanity.com/paper/1812.06127/) (2018)
- [Federated Learning: Challenges, Methods, and Future Directions](https://mlsanity.com/paper/1908.07873/) (2019)
- [On the Convergence of FedAvg on Non-IID Data](https://mlsanity.com/paper/1907.02189/) (2019)
- [Federated Learning with Non-IID Data](https://mlsanity.com/paper/1806.00582/) (2018)
- [Adaptive Federated Optimization](https://mlsanity.com/paper/2003.00295/) (2020)
- [Tackling the Objective Inconsistency Problem in Heterogeneous Federated Optimization](https://mlsanity.com/paper/2007.07481/) (2020)
- [Measuring the Effects of Non-Identical Data Distribution for Federated Visual Classification](https://mlsanity.com/paper/1909.06335/) (2019)
- [Ditto: Fair and Robust Federated Learning Through Personalization](https://mlsanity.com/paper/2012.04221/) (2020)
- [Personalized Federated Learning with Moreau Envelopes](https://mlsanity.com/paper/2006.08848/) (2020)
- [Local SGD Converges Fast and Communicates Little](https://mlsanity.com/paper/1805.09767/) (2018)
- [Federated Learning Based on Dynamic Regularization](https://mlsanity.com/paper/2111.04263/) (2021)
- [Federated Learning with Personalization Layers](https://mlsanity.com/paper/1912.00818/) (2019)
- [An Efficient Framework for Clustered Federated Learning](https://mlsanity.com/paper/2006.04088/) (2020)
- [Clustered Federated Learning: Model-Agnostic Distributed Multi-Task Optimization under Privacy Constraints](https://mlsanity.com/paper/1910.01991/) (2019)
- [Bayesian Nonparametric Federated Learning of Neural Networks](https://mlsanity.com/paper/1905.12022/) (2019)
- [Federated Multi-Task Learning under a Mixture of Distributions](https://mlsanity.com/paper/2108.10252/) (2021)
- [FedBABU: Towards Enhanced Representation for Federated Image Classification](https://mlsanity.com/paper/2106.06042/) (2021)
- [Federated Evaluation of On-device Personalization](https://mlsanity.com/paper/1910.10252/) (2019)
- [FLamby: Datasets and Benchmarks for Cross-Silo Federated Learning in Realistic Healthcare Settings](https://mlsanity.com/paper/2210.04620/) (2022)
- [Revisiting Weighted Aggregation in Federated Learning with Neural Networks](https://mlsanity.com/paper/2302.10911/) (2023)
- [Convergence Rates for Gaussian Mixtures of Experts](https://mlsanity.com/paper/1907.04377/) (2019)
- [Personalized Federated Learning under Mixture of Distributions](https://mlsanity.com/paper/2305.01068/) (2023)
- [Demystifying Softmax Gating Function in Gaussian Mixture of Experts](https://mlsanity.com/paper/2305.03288/) (2023)
- [Hypothesis testing in the presence of multiple samples under density ratio models](https://mlsanity.com/paper/1309.4740/) (2013)
- [Beyond Aggregation: Guiding Clients in Heterogeneous Federated Learning](https://mlsanity.com/paper/2509.23049/) (2025)
- [Neyman-Pearson multiclass classification under label noise via empirical likelihood](https://mlsanity.com/paper/2603.21623/) (2026)

## Abstract (arXiv)

Routing-prediction federated learning has emerged as a new paradigm that reframes inter-client heterogeneity as a resource for system-level intelligence: at inference time, the server routes each external query to the best-matched client for prediction. Existing approaches, however, typically treat each client as internally homogeneous, overlooking latent subpopulations within local data. For example, patients with the same diagnosis at one hospital may exhibit morphologically distinct disease subtypes. The coexistence of inter-client and intra-client heterogeneity, which we call dual heterogeneity, can impair both routing and prediction. To address this challenge, we propose FedSPM, a routing-enabled semiparametric mixture framework that represents each client using client-specific latent components. Each component combines a predictive distribution for classification with a feature distribution for routing. To flexibly model feature distributions while effectively sharing information across clients, FedSPM models their density ratios relative to a common nonparametric measure estimated via empirical likelihood. We develop a federated expectation-maximization algorithm that optimizes a tractable surrogate and prove convergence of the exact profiled objective at the standard O(1/√T) rate when the surrogate errors are properly controlled. Experiments on controlled benchmarks and real-world medical data demonstrate consistent improvements in routing and prediction under dual heterogeneity. Code is available at https://github.com/zijianwang0510/FedSPM.