# Validation-Induced Shapley Shifts: How Validation Structure Distorts Data Valuation

arXiv: https://arxiv.org/abs/2607.03675 · HTML: https://mlsanity.com/paper/2607.03675/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 25 of its 37 references that are in the map.
- First posted on arXiv 4 Jul 2026.

## Builds on (most cited first, 25 of 25)

- [Sentence-BERT: Sentence Embeddings using Siamese BERT-Networks](https://mlsanity.com/paper/1908.10084/) (2019)
- [A Unified Approach to Interpreting Model Predictions](https://mlsanity.com/paper/1705.07874/) (2017)
- [Do ImageNet Classifiers Generalize to ImageNet?](https://mlsanity.com/paper/1902.10811/) (2019)
- [Data Shapley: Equitable Valuation of Data for Machine Learning](https://mlsanity.com/paper/1904.02868/) (2019)
- [Towards Efficient Data Valuation Based on the Shapley Value](https://mlsanity.com/paper/1902.10275/) (2019)
- [Beta Shapley: a Unified and Noise-reduced Data Valuation Framework for Machine Learning](https://mlsanity.com/paper/2110.14049/) (2021)
- [Improving KernelSHAP: Practical Shapley Value Estimation via Linear Regression](https://mlsanity.com/paper/2012.01536/) (2020)
- [Efficient Task-Specific Data Valuation for Nearest Neighbor Algorithms](https://mlsanity.com/paper/1908.08619/) (2019)
- [Data Banzhaf: A Robust Data Valuation Framework for Machine Learning](https://mlsanity.com/paper/2205.15466/) (2022)
- [A Principled Approach to Data Valuation for Federated Learning](https://mlsanity.com/paper/2009.06192/) (2020)
- [A Distributional Framework for Data Valuation](https://mlsanity.com/paper/2002.12334/) (2020)
- [A Marketplace for Data: An Algorithmic Solution](https://mlsanity.com/paper/1805.08125/) (2018)
- [Collaborative Machine Learning with Incentive-Aware Model Rewards](https://mlsanity.com/paper/2010.12797/) (2020)
- [Data Valuation for Medical Imaging Using Shapley Value: Application on A Large-scale Chest X-ray Dataset](https://mlsanity.com/paper/2010.08006/) (2020)
- [CS-Shapley: Class-wise Shapley Values for Data Valuation in Classification](https://mlsanity.com/paper/2211.06800/) (2022)
- [Data Shapley Valuation for Efficient Batch Active Learning](https://mlsanity.com/paper/2104.08312/) (2021)
- [Threshold KNN-Shapley: A Linear-Time and Privacy-Friendly Approach to Data Valuation](https://mlsanity.com/paper/2308.15709/) (2023)
- [Efficient Data Shapley for Weighted Nearest Neighbor Algorithms](https://mlsanity.com/paper/2401.11103/) (2024)
- [Collaborative Machine Learning Markets with Data-Replication-Robust Payments](https://mlsanity.com/paper/1911.09052/) (2019)
- [Improving Cooperative Game Theory-based Data Valuation via Data Utility Learning](https://mlsanity.com/paper/2107.06336/) (2021)
- [A Note on "Efficient Task-Specific Data Valuation for Nearest Neighbor Algorithms"](https://mlsanity.com/paper/2304.04258/) (2023)
- [On Shapley Value in Data Assemblage Under Independent Utility](https://mlsanity.com/paper/2208.01163/) (2022)
- [Optimizing Data Shapley Interaction Calculation from O(2^n) to O(t n^2) for KNN models](https://mlsanity.com/paper/2304.01224/) (2023)
- [On the Inflation of KNN-Shapley Value](https://mlsanity.com/paper/2405.17489/) (2024)
- [Data Valuation for Vertical Federated Learning: A Model-free and Privacy-preserving Method](https://mlsanity.com/paper/2112.08364/) (2021)

## Abstract (arXiv)

Shapley values are widely used to attribute value to training data based on their marginal contribution to performance on a validation set. Existing practice often assumes these values are stable once the training data and model are fixed. In this work, we uncover a systematic vulnerability: even modest changes to the validation set, such as introducing noises, cause directional shifts in Shapley distributions. As noises are added, Shapley values of training samples compress toward zero. We trace this to a noise-induced neighborhood reshuffling effect: perturbations alter the local rank order between validation and training samples, flattening the valuation landscape. Using the KNN-Shapley framework, we show through synthetic and real data that these shifts are consistent and reproducible. Our findings challenge the assumption of Shapley stability and reveal a new axis of fragility in data valuation. We propose normalization and boundary-aware validation strategies to mitigate these distortions and enable more robust, interpretable valuation in machine learning marketplaces.
