# Distributionally Robust Listwise Preference Optimization

arXiv: https://arxiv.org/abs/2607.01715 · HTML: https://mlsanity.com/paper/2607.01715/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation.
- Builds on 17 of its 24 references that are in the map.
- First posted on arXiv 2 Jul 2026.

## Placed in

- LLM alignment / RLHF / preference optimisation / [LLM preference optimization methods](https://mlsanity.com/alignment/llm-preference-optimization-methods/)

## Builds on (most cited first, 17 of 17)

- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [Judging LLM-as-a-Judge with MT-Bench and Chatbot Arena](https://mlsanity.com/paper/2306.05685/) (2023)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [Deep reinforcement learning from human preferences](https://mlsanity.com/paper/1706.03741/) (2017)
- [UltraFeedback: Boosting Language Models with Scaled AI Feedback](https://mlsanity.com/paper/2310.01377/) (2023)
- [Preference Ranking Optimization for Human Alignment](https://mlsanity.com/paper/2306.17492/) (2023)
- [Stochastic model-based minimization of weakly convex functions](https://mlsanity.com/paper/1803.06523/) (2018)
- [Provably Robust DPO: Aligning Language Models with Noisy Feedback](https://mlsanity.com/paper/2403.00409/) (2024)
- [Sample Complexity of Reinforcement Learning using Linearly Combined Model Ensembles](https://mlsanity.com/paper/1910.10597/) (2019)
- [LiPO: Listwise Preference Optimization through Learning-to-Rank](https://mlsanity.com/paper/2402.01878/) (2024)
- [Error bounds, quadratic growth, and linear convergence of proximal methods](https://mlsanity.com/paper/1602.06661/) (2016)
- [Towards Robust Alignment of Language Models: Distributionally Robustifying Direct Preference Optimization](https://mlsanity.com/paper/2407.07880/) (2024)
- [Reward Model Learning vs. Direct Policy Optimization: A Comparative Analysis of Learning from Human Preferences](https://mlsanity.com/paper/2403.01857/) (2024)
- [SAIL: Self-Improving Efficient Online Alignment of Large Language Models](https://mlsanity.com/paper/2406.15567/) (2024)
- [Robust LLM Alignment via Distributionally Robust Direct Preference Optimization](https://mlsanity.com/paper/2502.01930/) (2025)
- [Distributionally Robust Reinforcement Learning with Human Feedback](https://mlsanity.com/paper/2503.00539/) (2025)
- [Oracle-Robust Online Alignment for Large Language Models](https://mlsanity.com/paper/2602.20457/) (2026)

## Abstract (arXiv)

Existing robust preference optimization for language-model alignment mainly studies pairwise supervision and places robustness at the dataset, prompt, or preference-pair level. We instead study listwise preference optimization under ranking-label uncertainty: given a prompt and a candidate list, the observed ranking over that list may be ambiguous due to annotator inconsistency, near-ties, lossy rankwise feedback, or reward-model noise. We propose a pointwise total-variation robust Plackett--Luce objective that directly robustifies the ranking label conditional on the candidate list. The robust loss admits an exact decomposition into the nominal PL loss plus a worst-case PL correction, and the worst-case ranking is obtained by sorting current implicit scores in ascending order, reducing the inner maximization from K! enumeration to O(Klog K). This tractable structure yields strong offline and online optimization guarantees. In the offline fixed-list setting, the robust objective is convex and projected stochastic subgradient reaches global ε-suboptimality with O(ε-2) sample complexity. In the online policy-induced setting, where candidate lists are generated by the current policy, we establish weak convexity and widetilde O(ε-2) Moreau-envelope stationarity. Experiments in offline LLM alignment show that the proposed robust correction largely preserves performance under clean labels and improves robustness under noise. In online alignment, it makes reward-model-ranked candidate expansion more reliable and improves both reward-model and external GPT-4 judge metrics.
