# The Forgetting-Retention Dilemma: Certified Unlearning Theory in Continual Learning

arXiv: https://arxiv.org/abs/2606.29832 · HTML: https://mlsanity.com/paper/2606.29832/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Placed in Machine unlearning, one of 12 directions in LLM safety and security.
- Builds on 28 of its 36 references that are in the map.
- First posted on arXiv 29 Jun 2026.

## Placed in

- LLM safety and security / [Machine unlearning](https://mlsanity.com/safety/machine-unlearning/)

## Builds on (most cited first, 28 of 28)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [Overcoming catastrophic forgetting in neural networks](https://mlsanity.com/paper/1612.00796/) (2016)
- [Neural Tangent Kernel: Convergence and Generalization in Neural Networks](https://mlsanity.com/paper/1806.07572/) (2018)
- [Optimizing Neural Networks with Kronecker-factored Approximate Curvature](https://mlsanity.com/paper/1503.05671/) (2015)
- [On Lazy Training in Differentiable Programming](https://mlsanity.com/paper/1812.07956/) (2018)
- [Certified Data Removal from Machine Learning Models](https://mlsanity.com/paper/1911.03030/) (2019)
- [An Introduction to Matrix Concentration Inequalities](https://mlsanity.com/paper/1501.01571/) (2015)
- [Remember What You Want to Forget: Algorithms for Machine Unlearning](https://mlsanity.com/paper/2103.03279/) (2021)
- [Descent-to-Delete: Gradient-Based Methods for Machine Unlearning](https://mlsanity.com/paper/2007.02923/) (2020)
- [Learning Overparameterized Neural Networks via Stochastic Gradient Descent on Structured Data](https://mlsanity.com/paper/1808.01204/) (2018)
- [Machine Unlearning of Features and Labels](https://mlsanity.com/paper/2108.11577/) (2021)
- [Adaptive Machine Unlearning](https://mlsanity.com/paper/2106.04378/) (2021)
- [Continual Learning and Private Unlearning](https://mlsanity.com/paper/2203.12817/) (2022)
- [Overparameterized Nonlinear Learning: Gradient Descent Takes the Shortest Path?](https://mlsanity.com/paper/1812.10004/) (2018)
- [Unlearning or Obfuscating? Jogging the Memory of Unlearned LLMs via Benign Relearning](https://mlsanity.com/paper/2406.13356/) (2024)
- [How catastrophic can catastrophic forgetting be in linear regression?](https://mlsanity.com/paper/2205.09588/) (2022)
- [Theory on Forgetting and Generalization of Continual Learning](https://mlsanity.com/paper/2302.05836/) (2023)
- [Learning to Unlearn: Instance-wise Unlearning for Pre-trained Classifiers](https://mlsanity.com/paper/2301.11578/) (2023)
- [Langevin Unlearning: A New Perspective of Noisy Gradient Descent for Machine Unlearning](https://mlsanity.com/paper/2401.10371/) (2024)
- [Algorithms that Approximate Data Removal: New Results and Limitations](https://mlsanity.com/paper/2209.12269/) (2022)
- [A Statistical Theory of Regularization-Based Continual Learning](https://mlsanity.com/paper/2406.06213/) (2024)
- [Certified Minimax Unlearning with Generalization Rates and Deletion Capacity](https://mlsanity.com/paper/2312.10336/) (2023)
- [Certified Unlearning for Neural Networks](https://mlsanity.com/paper/2506.06985/) (2025)
- [Hessian-Free Online Certified Unlearning](https://mlsanity.com/paper/2404.01712/) (2024)
- [Certified Machine Unlearning via Noisy Stochastic Gradient Descent](https://mlsanity.com/paper/2403.17105/) (2024)
- [Unlocking the Power of Rehearsal in Continual Learning: A Theoretical Perspective](https://mlsanity.com/paper/2506.00205/) (2025)
- [A Certified Unlearning Approach without Access to Source Data](https://mlsanity.com/paper/2506.06486/) (2025)
- [A Unified Gradient-based Framework for Task-agnostic Continual Learning-Unlearning](https://mlsanity.com/paper/2505.15178/) (2025)

## Abstract (arXiv)

Machine unlearning aims to eliminate the influence of specific data from trained models to safeguard privacy. However, this presents a significant challenge in the context of continual learning (CL), where models update sequentially on dynamic datasets. A major limitation is that current certified unlearning algorithms fail to account for the complex, cumulative model evolution inherent to CL framework. In this work, we establish the first theoretical foundation bridging CL and machine unlearning. We formulate the CL's unlearning objective as the minimization of post-unlearning excess risk, which decomposes into CL excess risk and unlearning loss, characterizing the fundamental trade-off between preserving historical knowledge and targeted forgetting. Under mild assumptions, we first establish an upper bound for the CL excess risk in non-convex models. We then adapt two certified unlearning approaches, gradient-based and Hessian-based, to the CL framework. Our analysis reveals that while the gradient-based approach is less effective than the Hessian-based method in minimizing unlearning loss, it offers the distinct advantage of nearly zero storage overhead for enabling unlearning. This insight motivates a hybrid strategy that reduces storage costs while maintaining post-unlearning performance. Experimental results further validate our theoretical findings.
