# Interpretable Uncertainty Routing Separating Emotion Ambiguity from Distribution Shift in Facial Expression Recognition

arXiv: https://arxiv.org/abs/2606.22725 · HTML: https://mlsanity.com/paper/2606.22725/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Builds on 24 of its 34 references that are in the map.
- First posted on arXiv 21 Jun 2026.

## Builds on (most cited first, 24 of 24)

- [An Image is Worth 16x16 Words: Transformers for Image Recognition at Scale](https://mlsanity.com/paper/2010.11929/) (2020)
- [DINOv2: Learning Robust Visual Features without Supervision](https://mlsanity.com/paper/2304.07193/) (2023)
- [On Calibration of Modern Neural Networks](https://mlsanity.com/paper/1706.04599/) (2017)
- [Dropout as a Bayesian Approximation: Representing Model Uncertainty in Deep Learning](https://mlsanity.com/paper/1506.02142/) (2015)
- [Simple and Scalable Predictive Uncertainty Estimation using Deep Ensembles](https://mlsanity.com/paper/1612.01474/) (2016)
- [Benchmarking Neural Network Robustness to Common Corruptions and Perturbations](https://mlsanity.com/paper/1903.12261/) (2019)
- [A Baseline for Detecting Misclassified and Out-of-Distribution Examples in Neural Networks](https://mlsanity.com/paper/1610.02136/) (2016)
- [What Uncertainties Do We Need in Bayesian Deep Learning for Computer Vision?](https://mlsanity.com/paper/1703.04977/) (2017)
- [Can You Trust Your Model's Uncertainty? Evaluating Predictive Uncertainty Under Dataset Shift](https://mlsanity.com/paper/1906.02530/) (2019)
- [Aleatoric and Epistemic Uncertainty in Machine Learning: An Introduction to Concepts and Methods](https://mlsanity.com/paper/1910.09457/) (2019)
- [Selective Classification for Deep Neural Networks](https://mlsanity.com/paper/1705.08500/) (2017)
- [Addressing Failure Prediction by Learning Model Confidence](https://mlsanity.com/paper/1910.04851/) (2019)
- [Training Deep Networks for Facial Expression Recognition with Crowd-Sourced Label Distribution](https://mlsanity.com/paper/1608.01041/) (2016)
- [Suppressing Uncertainties for Large-Scale Facial Expression Recognition](https://mlsanity.com/paper/2002.10392/) (2020)
- [The 'Problem' of Human Label Variation: On Ground Truth in Data, Modeling and Evaluation](https://mlsanity.com/paper/2211.02570/) (2022)
- [Label Distribution Learning](https://mlsanity.com/paper/1408.6027/) (2014)
- [Dive into Ambiguity: Latent Distribution Mining and Pairwise Uncertainty Estimation for Facial Expression Recognition](https://mlsanity.com/paper/2104.00232/) (2021)
- [Learn From All: Erasing Attention Consistency for Noisy Label Facial Expression Recognition](https://mlsanity.com/paper/2207.10299/) (2022)
- [Uncertainty-aware Label Distribution Learning for Facial Expression Recognition](https://mlsanity.com/paper/2209.10448/) (2022)
- [LA-Net: Landmark-Aware Learning for Reliable Facial Expression Recognition under Label Noise](https://mlsanity.com/paper/2307.09023/) (2023)
- [LLMs Capture Emotion Labels, Not Emotion Uncertainty: Distributional Analysis and Calibration of Human-LLM Judgment Gaps](https://mlsanity.com/paper/2604.27345/) (2026)
- [Navigating Label Ambiguity for Facial Expression Recognition in the Wild](https://mlsanity.com/paper/2502.09993/) (2025)
- [Uncertainty Decomposition via Cyclical SG-MCMC and Soft-label Learning for Subjective NLP](https://mlsanity.com/paper/2605.24773/) (2026)
- [Bayesian Spectral Emotion Transition Discovery from Multi-Annotator Disagreement](https://mlsanity.com/paper/2606.01906/) (2026)

## Built on by (most cited first, 2 of 2)

- [Who Determines the Meaning of an Emotion? Affective Sovereignty as an Epistemic Consequence of Measurement Limits](https://mlsanity.com/paper/2606.31442/) (2026)
- [Predicting Human Disagreement for Calibrated Dynamic Facial Expression Recognition](https://mlsanity.com/paper/2609.17130/) (2026)

## Abstract (arXiv)

Facial expression recognition (FER) is inherently ambiguous: human annotators frequently disagree, and models deployed in real environments face distribution shift. Crucially, these two conditions demand different downstream actions, as ambiguous in-distribution faces should be reported with their ambiguity whereas out-of-distribution inputs should be rejected. However, a single uncertainty score conflates the two. In this study, uncertainty decomposition into aleatoric and epistemic components for FER is investigated, and Uncertainty-Aware Routing (UAR), an inference-time routing mechanism that exploits the separation, is introduced. Specifically, aleatoric and epistemic uncertainties are obtained from a Deep Ensemble of fully fine-tuned DINOv2 models and are each validated against an independent external signal: aleatoric against human annotator disagreement, and epistemic against distribution shift induced by image corruptions. The proposed dual-validation protocol reveals that aleatoric recovers annotator disagreement with Spearman correlation 0.66 (95% CI: 0.64-0.68), and epistemic detects corruption-induced shifts, achieving average AUROC of 0.699 at the highest corruption severity. UAR retains approximately 1.8 times more ambiguous in-distribution faces than single-uncertainty routing at a matched out-of-distribution rejection rate. A strong label-distribution-learning baseline achieves comparable disagreement recovery but cannot separate ambiguity from shift and therefore cannot route, establishing that the value of decomposition lies in the separation enabling interpretable and differentiated action selection.
