# Minimax-Optimal Generalization Bounds for Smooth Deep Neural Networks Trained by (Stochastic) Gradient Descent

arXiv: https://arxiv.org/abs/2606.06772 · HTML: https://mlsanity.com/paper/2606.06772/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 21 of its 32 references that are in the map.
- First posted on arXiv 4 Jun 2026.

## Builds on (most cited first, 21 of 21)

- [Neural Tangent Kernel: Convergence and Generalization in Neural Networks](https://mlsanity.com/paper/1806.07572/) (2018)
- [A Convergence Theory for Deep Learning via Over-Parameterization](https://mlsanity.com/paper/1811.03962/) (2018)
- [Spectrally-normalized margin bounds for neural networks](https://mlsanity.com/paper/1706.08498/) (2017)
- [Gradient Descent Provably Optimizes Over-parameterized Neural Networks](https://mlsanity.com/paper/1810.02054/) (2018)
- [Gradient Descent Finds Global Minima of Deep Neural Networks](https://mlsanity.com/paper/1811.03804/) (2018)
- [Norm-Based Capacity Control in Neural Networks](https://mlsanity.com/paper/1503.00036/) (2015)
- [Size-Independent Sample Complexity of Neural Networks](https://mlsanity.com/paper/1712.06541/) (2017)
- [Neural Networks can Learn Representations with Gradient Descent](https://mlsanity.com/paper/2206.15144/) (2022)
- [Stochastic Gradient Descent Optimizes Over-parameterized Deep ReLU Networks](https://mlsanity.com/paper/1811.08888/) (2018)
- [Generalization Error Bounds of Gradient Descent for Learning Over-parameterized Deep ReLU Networks](https://mlsanity.com/paper/1902.01384/) (2019)
- [Near-Minimax Optimal Estimation With Shallow ReLU Neural Networks](https://mlsanity.com/paper/2109.08844/) (2021)
- [Optimal Rates for Averaged Stochastic Gradient Descent under Neural Tangent Kernel Regime](https://mlsanity.com/paper/2006.12297/) (2020)
- [Random Feature Amplification: Feature Learning and Generalization in Neural Networks](https://mlsanity.com/paper/2202.07626/) (2022)
- [Learning with SGD and Random Features](https://mlsanity.com/paper/1807.06343/) (2018)
- [Stability & Generalisation of Gradient Descent for Shallow Neural Networks without the Neural Tangent Kernel](https://mlsanity.com/paper/2107.12723/) (2021)
- [Stability and Generalization Analysis of Gradient Methods for Shallow Neural Networks](https://mlsanity.com/paper/2209.09298/) (2022)
- [How many Neurons do we need? A refined Analysis for Shallow Networks trained with Gradient Descent](https://mlsanity.com/paper/2309.08044/) (2023)
- [Generalization Guarantees of Gradient Descent for Multi-Layer Neural Networks](https://mlsanity.com/paper/2305.16891/) (2023)
- [Sharper Guarantees for Learning Neural Network Classifiers with Gradient Methods](https://mlsanity.com/paper/2410.10024/) (2024)
- [Analysis of the expected L2 error of an over-parametrized deep neural network estimate learned by gradient descent without regularization](https://mlsanity.com/paper/2311.14609/) (2023)
- [Generalization Analysis of Online Stochastic Gradient Descent for Overparameterized Two-Layer Neural Networks](https://mlsanity.com/paper/2407.07670/) (2024)

## Abstract (arXiv)

Characterizing the optimization dynamics and statistical performance of over-parameterized deep neural networks (DNNs) remains a central challenge in understanding the remarkable success of deep learning. We establish quantitative bounds showing that kernel gradient descent in the reproducing kernel Hilbert space induced by the deterministic infinite-width neural tangent kernel approximates finite-width deep regression with smooth activations under gradient descent (GD) and stochastic gradient descent (SGD) training. The approximation gap is governed by the network width and training horizon, with an additional stochastic gradient error in the SGD case. This connection provides a general mechanism for transferring learning-theoretic guarantees from kernel methods to deep regression. As an application, under general source and effective dimension conditions, we show that both GD- and SGD-trained DNNs attain the minimax-optimal excess population risk rate, up to logarithmic factors, provided that the network width grows polynomially in the sample size. To the best of our knowledge, these are the first such guarantees for standard fully connected deep neural networks with smooth activations trained by GD and SGD.