# Robust Shielding for Safe Reinforcement Learning

arXiv: https://arxiv.org/abs/2606.00270 · HTML: https://mlsanity.com/paper/2606.00270/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Placed in Safe and constrained RL, one of 15 directions in Deep reinforcement learning methods.
- Builds on 31 of its 51 references that are in the map.
- First posted on arXiv 29 May 2026.

## Placed in

- Deep reinforcement learning methods / [Safe and constrained RL](https://mlsanity.com/deeprl/safe-and-constrained-rl/)

## Builds on (most cited first, 30 of 31)

- [Proximal Policy Optimization Algorithms](https://mlsanity.com/paper/1707.06347/) (2017)
- [Playing Atari with Deep Reinforcement Learning](https://mlsanity.com/paper/1312.5602/) (2013)
- [When to Trust Your Model: Model-Based Policy Optimization](https://mlsanity.com/paper/1906.08253/) (2019)
- [Deep Reinforcement Learning for Autonomous Driving: A Survey](https://mlsanity.com/paper/2002.00444/) (2020)
- [Safe Reinforcement Learning via Shielding](https://mlsanity.com/paper/1708.08611/) (2017)
- [Safe Learning in Robotics: From Learning-Based Control to Safe Reinforcement Learning](https://mlsanity.com/paper/2108.06266/) (2021)
- [Safe Model-based Reinforcement Learning with Stability Guarantees](https://mlsanity.com/paper/1705.08551/) (2017)
- [Risk-Constrained Reinforcement Learning with Percentile Risk Criteria](https://mlsanity.com/paper/1512.01629/) (2015)
- [Responsive Safety in Reinforcement Learning by PID Lagrangian Methods](https://mlsanity.com/paper/2007.03964/) (2020)
- [A Lyapunov-based Approach to Safe Reinforcement Learning](https://mlsanity.com/paper/1805.07708/) (2018)
- [Lyapunov-based Safe Policy Optimization for Continuous Control](https://mlsanity.com/paper/1901.10031/) (2019)
- [Safe Multi-Agent Reinforcement Learning via Shielding](https://mlsanity.com/paper/2101.11196/) (2021)
- [Safe Reinforcement Learning via Shielding under Partial Observability](https://mlsanity.com/paper/2204.00755/) (2022)
- [Safe Reinforcement Learning via Probabilistic Logic Shields](https://mlsanity.com/paper/2303.03226/) (2023)
- [DOPE: Doubly Optimistic and Pessimistic Exploration for Safe Reinforcement Learning](https://mlsanity.com/paper/2112.00885/) (2021)
- [Robust Constrained-MDPs: Soft-Constrained Robust Policy Optimization under Model Uncertainty](https://mlsanity.com/paper/2010.04870/) (2020)
- [Online Shielding for Reinforcement Learning](https://mlsanity.com/paper/2212.01861/) (2022)
- [Trust the Model Where It Trusts Itself -- Model-Based Actor-Critic with Uncertainty-Aware Rollout Adaption](https://mlsanity.com/paper/2405.19014/) (2024)
- [Robust Markov Decision Processes: A Place Where AI and Formal Methods Meet](https://mlsanity.com/paper/2411.11451/) (2024)
- [Robust Anytime Learning of Markov Decision Processes](https://mlsanity.com/paper/2205.15827/) (2022)
- [Robust Control for Dynamical Systems With Non-Gaussian Noise via Formal Abstractions](https://mlsanity.com/paper/2301.01526/) (2023)
- [Probabilistic Shielding for Safe Reinforcement Learning](https://mlsanity.com/paper/2503.07671/) (2025)
- [Faster Statistical Model Checking for Unbounded Temporal Properties](https://mlsanity.com/paper/1504.05739/) (2015)
- [Decision-Making Under Uncertainty: Beyond Probabilities](https://mlsanity.com/paper/2303.05848/) (2023)
- [Certifiably Robust Policies for Uncertain Parametric Environments](https://mlsanity.com/paper/2408.03093/) (2024)
- [Safe Reinforcement Learning in Black-Box Environments via Adaptive Shielding](https://mlsanity.com/paper/2405.18180/) (2024)
- [Efficient Policy Optimization in Robust Constrained MDPs with Iteration Complexity Guarantees](https://mlsanity.com/paper/2505.19238/) (2025)
- [Leveraging Approximate Model-based Shielding for Probabilistic Safety Guarantees in Continuous Environments](https://mlsanity.com/paper/2402.00816/) (2024)
- [Learning-Based Shielding for Safe Autonomy under Unknown Dynamics](https://mlsanity.com/paper/2410.07359/) (2024)
- [Data-Driven Abstraction and Synthesis for Stochastic Systems with Unknown Dynamics](https://mlsanity.com/paper/2508.15543/) (2025)

## Built on by (most cited first, 2 of 2)

- [Adaptive Probabilistic Shielding by Learning MDPs for Safe Reinforcement Learning](https://mlsanity.com/paper/2608.19836/) (2026)
- [Protected Cores Are Not Enough: Certifying AI-Proposed Revisions of Temporal Specifications](https://mlsanity.com/paper/2609.33461/) (2026)

## Abstract (arXiv)

Shielding is an effective approach to formally guarantee the safety of reinforcement learning agents in Markov decision processes (MDPs). However, existing shielding techniques typically assume knowledge of the safety-relevant transition dynamics - a requirement that is seldom met in practice. To address this limitation, we introduce a novel shielding framework for robust MDPs (RMDPs), i.e., MDPs with sets of transition probabilities. We define safety as the satisfaction of a linear temporal logic (LTL) formula with a certain threshold probability under the worst-case transition probabilities of the RMDP. We prove that our shielding framework is both sound and optimal for the RMDP: every policy admissible by the shield is safe, and conversely, every safe RMDP policy is admissible by the shield. We combine our approach with existing sampling methods for learning transition probabilities of MDPs with probably approximately correct (PAC) guarantees. This combination enables the construction of shields for MDPs that, with high confidence, guarantee safety while remaining minimally restrictive. Our experiments show that our shields for learned RMDPs guarantee safety in unknown MDPs while recovering strong expected return as the number of samples increases.
