# Lying Is Just a Phase: The Hidden Alignment Transition in Language Model Scaling

arXiv: https://arxiv.org/abs/2605.18838 · HTML: https://mlsanity.com/paper/2605.18838/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 10 of its 16 references that are in the map.
- First posted on arXiv 13 May 2026.

## Builds on (most cited first, 10 of 10)

- [Scaling Laws for Neural Language Models](https://mlsanity.com/paper/2001.08361/) (2020)
- [Training Compute-Optimal Large Language Models](https://mlsanity.com/paper/2203.15556/) (2022)
- [Emergent Abilities of Large Language Models](https://mlsanity.com/paper/2206.07682/) (2022)
- [OLMo: Accelerating the Science of Language Models](https://mlsanity.com/paper/2402.00838/) (2024)
- [Are Emergent Abilities of Large Language Models a Mirage?](https://mlsanity.com/paper/2304.15004/) (2023)
- [Inverse Scaling: When Bigger Isn't Better](https://mlsanity.com/paper/2306.09479/) (2023)
- [Breaking the Softmax Bottleneck: A High-Rank RNN Language Model](https://mlsanity.com/paper/1711.03953/) (2017)
- [Observational Scaling Laws and the Predictability of Language Model Performance](https://mlsanity.com/paper/2405.10938/) (2024)
- [Inverse scaling can become U-shaped](https://mlsanity.com/paper/2211.02011/) (2022)
- [An effective theory of collective deep learning](https://mlsanity.com/paper/2310.12802/) (2023)

## Abstract (arXiv)

Scaling laws predict loss from compute but not how capabilities interact. We measure the coupling between reasoning and truthfulness across 63 base models from 16 families and find a regime change invisible to loss curves: below a family-dependent critical scale N_c, capabilities anticorrelate (r = -0.989, p = 4 x 10^{-5} nonparametric permutation test); above it, they cooperate. N_c ~ 3.5B parameters [2.9B, 13.4B] (bootstrap 95% CI), but model size is not the only variable that determines phase. Architecture, data curation, and training recipe each shift N_c independently: curated training eliminated the coupling dip between Qwen generations (0.025 to 0.830 at matched scale), Gemma-4 at 4B achieves coupling 0.871, characteristic of 13B+ standard-trained models, through distillation and architectural innovation, and Phi at 1B matches web-trained coupling at 10B through data curation alone. Width normalization eliminates the anticorrelation across all tested families, supporting an output-projection bottleneck. Internally, 38 of 40 models show zero competing attention heads. A sparse-regression ODE cross-predicts held-out Llama-2 at 5.6% error. The diagnostic requires no model internals -- only public benchmark scores across a model family. The cooperative regime extends to the frontier (r = +0.72, 34 models, 10 labs). A proof-of-concept intervention confirms the bottleneck is exploitable: adding a single truth-direction vector at the identified layer corrects 60% of misaligned outputs in the tax phase with zero retraining -- a surgical, per-inference correction that requires no weight modification. Code, data, an open-source steering CLI for any open-weight model, and an interactive dashboard for phase diagnosis are released: https://zehenlabs.com/cape/.
