# Position: Zeroth-Order Optimization in Deep Learning Is Underexplored, Not Underpowered

arXiv: https://arxiv.org/abs/2605.15622 · HTML: https://mlsanity.com/paper/2605.15622/

## Key facts

- Cited by 1 papers in the map (data through 14 Oct 2026).
- Builds on 75 of its 108 references that are in the map.
- First posted on arXiv 15 May 2026.

## Builds on (most cited first, 30 of 75)

- [High-Resolution Image Synthesis with Latent Diffusion Models](https://mlsanity.com/paper/2112.10752/) (2021)
- [Efficient Memory Management for Large Language Model Serving with PagedAttention](https://mlsanity.com/paper/2309.06180/) (2023)
- [Adding Conditional Control to Text-to-Image Diffusion Models](https://mlsanity.com/paper/2302.05543/) (2023)
- [FlashAttention: Fast and Memory-Efficient Exact Attention with IO-Awareness](https://mlsanity.com/paper/2205.14135/) (2022)
- [Deep Learning with Differential Privacy](https://mlsanity.com/paper/1607.00133/) (2016)
- [FlashAttention-2: Faster Attention with Better Parallelism and Work Partitioning](https://mlsanity.com/paper/2307.08691/) (2023)
- [Gemma 2: Improving Open Language Models at a Practical Size](https://mlsanity.com/paper/2408.00118/) (2024)
- [GPTQ: Accurate Post-Training Quantization for Generative Pre-trained Transformers](https://mlsanity.com/paper/2210.17323/) (2022)
- [Megatron-LM: Training Multi-Billion Parameter Language Models Using Model Parallelism](https://mlsanity.com/paper/1909.08053/) (2019)
- [SuperGLUE: A Stickier Benchmark for General-Purpose Language Understanding Systems](https://mlsanity.com/paper/1905.00537/) (2019)
- [Sharpness-Aware Minimization for Efficiently Improving Generalization](https://mlsanity.com/paper/2010.01412/) (2020)
- [AWQ: Activation-aware Weight Quantization for LLM Compression and Acceleration](https://mlsanity.com/paper/2306.00978/) (2023)
- [Diffusion Models: A Comprehensive Survey of Methods and Applications](https://mlsanity.com/paper/2209.00796/) (2022)
- [Stochastic First- and Zeroth-order Methods for Nonconvex Stochastic Programming](https://mlsanity.com/paper/1309.5549/) (2013)
- [ZOO: Zeroth Order Optimization based Black-box Attacks to Deep Neural Networks without Training Substitute Models](https://mlsanity.com/paper/1708.03999/) (2017)
- [PyTorch FSDP: Experiences on Scaling Fully Sharded Data Parallel](https://mlsanity.com/paper/2304.11277/) (2023)
- [FlashAttention-3: Fast and Accurate Attention with Asynchrony and Low-precision](https://mlsanity.com/paper/2407.08608/) (2024)
- [Black-box Adversarial Attacks with Limited Queries and Information](https://mlsanity.com/paper/1804.08598/) (2018)
- [GaLore: Memory-Efficient LLM Training by Gradient Low-Rank Projection](https://mlsanity.com/paper/2403.03507/) (2024)
- [Muon is Scalable for LLM Training](https://mlsanity.com/paper/2502.16982/) (2025)
- [Fine-Tuning Language Models with Just Forward Passes](https://mlsanity.com/paper/2305.17333/) (2023)
- [The Forward-Forward Algorithm: Some Preliminary Investigations](https://mlsanity.com/paper/2212.13345/) (2022)
- [Black-Box Tuning for Language-Model-as-a-Service](https://mlsanity.com/paper/2201.03514/) (2022)
- [Direct Feedback Alignment Provides Learning in Deep Neural Networks](https://mlsanity.com/paper/1609.01596/) (2016)
- [Learning to Optimize: A Primer and A Benchmark](https://mlsanity.com/paper/2103.12828/) (2021)
- [Optimal rates for zero-order convex optimization: the power of two function evaluations](https://mlsanity.com/paper/1312.2139/) (2013)
- [A Primer on Zeroth-Order Optimization in Signal Processing and Machine Learning](https://mlsanity.com/paper/2006.06224/) (2020)
- [Mini-batch Stochastic Approximation Methods for Nonconvex Stochastic Composite Optimization](https://mlsanity.com/paper/1308.6594/) (2013)
- [Training Neural Networks with Local Error Signals](https://mlsanity.com/paper/1901.06656/) (2019)
- [Barren Plateaus in Variational Quantum Computing](https://mlsanity.com/paper/2405.00781/) (2024)

## Built on by (most cited first, 1 of 1)

- [SubZero+: Memory-Efficient Adaptive Zeroth-Order LLM Fine-Tuning in Random Subspaces](https://mlsanity.com/paper/2608.15665/) (2026)

## Abstract (arXiv)

Zeroth-order (ZO) optimization, learning from finite differences of function evaluations without backpropagation, has recently regained attention in deep learning due to its memory efficiency and applicability to gray- or black-box pipelines. Yet, ZO methods are often dismissed as fundamentally unscalable because of estimator variance and unfavorable query complexity. We argue that this conclusion might be misguided: ZO optimization is underexplored, not underpowered. We show that many perceived limitations stem from myopic development practices, most notably full-space, element-wise, estimator-centric designs. We articulate six positions spanning the algorithmic, systems, and evaluation stack. First, we revisit the feasibility boundaries of estimator-centric ZO methods through variance control, variance-query tradeoffs, and directional-derivative lenses. Then, we identify three underexplored opportunities: (i) subspace and spectral views of ZO that enable interpretable variance reduction with graceful query scaling, (ii) the forward-only nature of ZO as a systems advantage for communication-efficient, pipeline-friendly, and resource-constrained training, and (iii) the need to de-obfuscate ZO evaluations from task complexity. We strongly advocate rethinking ZO optimization around its unique strengths and acting accordingly, opening a viable path toward large-scale, system-aware, and resource-efficient learning with ZO optimization.
