# GradShield: Alignment Preserving Finetuning

arXiv: https://arxiv.org/abs/2605.14194 · HTML: https://mlsanity.com/paper/2605.14194/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 38 of its 42 references that are in the map.
- First posted on arXiv 13 May 2026.

## Builds on (most cited first, 30 of 38)

- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [The Llama 3 Herd of Models](https://mlsanity.com/paper/2407.21783/) (2024)
- [LoRA: Low-Rank Adaptation of Large Language Models](https://mlsanity.com/paper/2106.09685/) (2021)
- [Llama 2: Open Foundation and Fine-Tuned Chat Models](https://mlsanity.com/paper/2307.09288/) (2023)
- [Training Verifiers to Solve Math Word Problems](https://mlsanity.com/paper/2110.14168/) (2021)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [Think you have Solved Question Answering? Try ARC, the AI2 Reasoning Challenge](https://mlsanity.com/paper/1803.05457/) (2018)
- [Universal and Transferable Adversarial Attacks on Aligned Language Models](https://mlsanity.com/paper/2307.15043/) (2023)
- [Character-level Convolutional Networks for Text Classification](https://mlsanity.com/paper/1509.01626/) (2015)
- [Understanding Black-box Predictions via Influence Functions](https://mlsanity.com/paper/1703.04730/) (2017)
- [Fine-tuning Aligned Language Models Compromises Safety, Even When Users Do Not Intend To!](https://mlsanity.com/paper/2310.03693/) (2023)
- [Estimating Training Data Influence by Tracing Gradient Descent](https://mlsanity.com/paper/2002.08484/) (2020)
- [SAMSum Corpus: A Human-annotated Dialogue Dataset for Abstractive Summarization](https://mlsanity.com/paper/1911.12237/) (2019)
- [Is ChatGPT a General-Purpose Natural Language Processing Task Solver?](https://mlsanity.com/paper/2302.06476/) (2023)
- [Safety Alignment Should Be Made More Than Just a Few Tokens Deep](https://mlsanity.com/paper/2406.05946/) (2024)
- [Safety-Tuned LLaMAs: Lessons From Improving the Safety of Large Language Models that Follow Instructions](https://mlsanity.com/paper/2309.07875/) (2023)
- [Latent Adversarial Training Improves Robustness to Persistent Harmful Behaviors in LLMs](https://mlsanity.com/paper/2407.15549/) (2024)
- [Removing RLHF Protections in GPT-4 via Fine-Tuning](https://mlsanity.com/paper/2311.05553/) (2023)
- [Safe LoRA: the Silver Lining of Reducing Safety Risks when Fine-tuning Large Language Models](https://mlsanity.com/paper/2405.16833/) (2024)
- [What is in Your Safe Data? Identifying Benign Data that Breaks Safety](https://mlsanity.com/paper/2404.01099/) (2024)
- [Vaccine: Perturbation-aware Alignment for Large Language Models against Harmful Fine-tuning Attack](https://mlsanity.com/paper/2402.01109/) (2024)
- [Fine-tuning can cripple your foundation model; preserving features may be the solution](https://mlsanity.com/paper/2308.13320/) (2023)
- [Representation Noising: A Defence Mechanism Against Harmful Finetuning](https://mlsanity.com/paper/2405.14577/) (2024)
- [Lisa: Lazy Safety Alignment for Large Language Models against Harmful Fine-tuning Attack](https://mlsanity.com/paper/2405.18641/) (2024)
- [Booster: Tackling Harmful Fine-tuning for Large Language Models via Attenuating Harmful Perturbation](https://mlsanity.com/paper/2409.01586/) (2024)
- [Harmful Fine-tuning Attacks and Defenses for Large Language Models: A Survey](https://mlsanity.com/paper/2409.18169/) (2024)
- [Covert Malicious Finetuning: Challenges in Safeguarding LLM Adaptation](https://mlsanity.com/paper/2406.20053/) (2024)
- [Antidote: Post-fine-tuning Safety Alignment for Large Language Models against Harmful Fine-tuning](https://mlsanity.com/paper/2408.09600/) (2024)
- [SEAL: Safety-enhanced Aligned LLM Fine-tuning via Bilevel Data Selection](https://mlsanity.com/paper/2410.07471/) (2024)
- [Robustifying Safety-Aligned Large Language Models through Clean Data Curation](https://mlsanity.com/paper/2405.19358/) (2024)

## Abstract (arXiv)

Large Language Models (LLMs) pose a significant risk of safety misalignment after finetuning, as models can be compromised by both explicitly and implicitly harmful data. Even some seemingly benign data can inadvertently steer a model towards misaligned behaviors. To address this, we introduce GradShield, a principled filtering method that safeguards LLMs during finetuning by identifying and removing harmful data points before they corrupt the model's alignment. It removes potentially harmful data by computing a Finetuning Implicit Harmfulness Score (FIHS) for each data point and employs an adaptive thresholding algorithm. We apply GradShield to multiple utility fine-tuning tasks across varying levels of harmful data and evaluate the safety and utility performance of the resulting LLMs using various metrics. The results show that GradShield outperforms all baseline methods, consistently maintaining an Attack Success Rate (ASR) below 6% while preserving utility performance.
