# Expert Upcycling: Shifting the Compute-Efficient Frontier of Mixture-of-Experts

arXiv: https://arxiv.org/abs/2604.19835 · HTML: https://mlsanity.com/paper/2604.19835/

## Key facts

- Cited by 1 papers in the map (data through 14 Oct 2026).
- Placed in MoE large language models, one of 12 directions in Mixture-of-experts.
- Builds on 50 of its 62 references that are in the map.
- First posted on arXiv 21 Apr 2026.

## Placed in

- Mixture-of-experts / [MoE large language models](https://mlsanity.com/moe/moe-large-language-models/)

## Builds on (most cited first, 30 of 50)

- [Qwen3 Technical Report](https://mlsanity.com/paper/2505.09388/) (2025)
- [Overcoming catastrophic forgetting in neural networks](https://mlsanity.com/paper/1612.00796/) (2016)
- [Delving Deep into Rectifiers: Surpassing Human-Level Performance on ImageNet Classification](https://mlsanity.com/paper/1502.01852/) (2015)
- [Outrageously Large Neural Networks: The Sparsely-Gated Mixture-of-Experts Layer](https://mlsanity.com/paper/1701.06538/) (2017)
- [Switch Transformers: Scaling to Trillion Parameter Models with Simple and Efficient Sparsity](https://mlsanity.com/paper/2101.03961/) (2021)
- [Emergent Abilities of Large Language Models](https://mlsanity.com/paper/2206.07682/) (2022)
- [Learning both Weights and Connections for Efficient Neural Networks](https://mlsanity.com/paper/1506.02626/) (2015)
- [Mixtral of Experts](https://mlsanity.com/paper/2401.04088/) (2024)
- [GShard: Scaling Giant Models with Conditional Computation and Automatic Sharding](https://mlsanity.com/paper/2006.16668/) (2020)
- [GLaM: Efficient Scaling of Language Models with Mixture-of-Experts](https://mlsanity.com/paper/2112.06905/) (2021)
- [Introduction to Online Convex Optimization](https://mlsanity.com/paper/1909.05207/) (2019)
- [Scaling Data-Constrained Language Models](https://mlsanity.com/paper/2305.16264/) (2023)
- [DataComp-LM: In search of the next generation of training sets for language models](https://mlsanity.com/paper/2406.11794/) (2024)
- [Mixture-of-Depths: Dynamically allocating compute in transformer-based language models](https://mlsanity.com/paper/2404.02258/) (2024)
- [Net2Net: Accelerating Learning via Knowledge Transfer](https://mlsanity.com/paper/1511.05641/) (2015)
- [Sparse Upcycling: Training Mixture-of-Experts from Dense Checkpoints](https://mlsanity.com/paper/2212.05055/) (2022)
- [Auxiliary-Loss-Free Load Balancing Strategy for Mixture-of-Experts](https://mlsanity.com/paper/2408.15664/) (2024)
- [Scaling Laws for Fine-Grained Mixture of Experts](https://mlsanity.com/paper/2402.07871/) (2024)
- [On the Representation Collapse of Sparse Mixture of Experts](https://mlsanity.com/paper/2204.09179/) (2022)
- [Pushing Mixture of Experts to the Limit: Extremely Parameter Efficient MoE for Instruction Tuning](https://mlsanity.com/paper/2309.05444/) (2023)
- [Not All Experts are Equal: Efficient Expert Pruning and Skipping for Mixture-of-Experts Large Language Models](https://mlsanity.com/paper/2402.14800/) (2024)
- [Continual Pre-Training of Large Language Models: How to (re)warm your model?](https://mlsanity.com/paper/2308.04014/) (2023)
- [Branch-Train-MiX: Mixing Expert LLMs into a Mixture-of-Experts LLM](https://mlsanity.com/paper/2403.07816/) (2024)
- [Reuse, Don't Retrain: A Recipe for Continued Pretraining of Language Models](https://mlsanity.com/paper/2407.07263/) (2024)
- [Parameters vs FLOPs: Scaling Laws for Optimal Sparsity for Mixture-of-Experts Language Models](https://mlsanity.com/paper/2501.12370/) (2025)
- [Upcycling Large Language Models into Mixture of Experts](https://mlsanity.com/paper/2410.07524/) (2024)
- [Towards Greater Leverage: Scaling Laws for Efficient Mixture-of-Experts Language Models](https://mlsanity.com/paper/2507.17702/) (2025)
- [Stacking Your Transformers: A Closer Look at Model Growth for Efficient LLM Pre-Training](https://mlsanity.com/paper/2405.15319/) (2024)
- [The Surprising Agreement Between Convex Optimization Theory and Learning-Rate Scheduling for Large Model Training](https://mlsanity.com/paper/2501.18965/) (2025)
- [Joint MoE Scaling Laws: Mixture of Experts Can Be Memory Efficient](https://mlsanity.com/paper/2502.05172/) (2025)

## Built on by (most cited first, 1 of 1)

- [Overcoming Data Imbalances with Expert Selection Biases](https://mlsanity.com/paper/2610.13370/) (2026)

## Abstract (arXiv)

Mixture-of-Experts (MoE) has become the dominant architecture for scaling large language models: frontier models routinely decouple total parameters from per-token computation through sparse expert routing. Scaling laws show that under fixed active computation, model quality scales predictably with total parameters, and MoEs realize this by increasing expert count. However, training large MoEs is expensive, as memory requirements and inter-device communication both scale with total parameter count. We propose expert upcycling, a method for progressively expanding MoE capacity by increasing the number of experts during continued pre-training (CPT). Given a trained E-expert model, the upcycling operator constructs an mE-expert model through expert duplication and router extension while holding top-K routing fixed, preserving per-token inference cost. Duplication provides a warm initialization: the expanded model inherits the source checkpoint's learned representations, starting from a substantially lower loss than random initialization. Subsequent CPT then breaks the symmetry among duplicated experts to drive specialization. We formalize the upcycling operator and develop a theoretical framework decomposing the quality gap into a capacity term and an initialization term. We further introduce utility-based expert selection, which uses gradient-based importance scores to guide non-uniform duplication, more than tripling gap closure when CPT is limited. In our 7B-13B total parameter experiments, the upcycled model matches the fixed-size baseline on validation loss while saving 32% of GPU hours. Comprehensive ablations across model scales, activation ratios, MoE architectures, and training budgets yield a practical recipe for deploying expert upcycling, establishing it as a principled, compute-efficient alternative to training large MoE models from scratch.
