# From Baselines to Preferences: A Comparative Study of LoRA/QLoRA and Preference Optimization for Mental Health Text Classification

arXiv: https://arxiv.org/abs/2604.00773 · HTML: https://mlsanity.com/paper/2604.00773/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Placed in Medical LLM alignment, one of 10 directions in LLM alignment / RLHF / preference optimisation.
- Builds on 13 of its 25 references that are in the map.
- First posted on arXiv 1 Apr 2026.

## Placed in

- LLM alignment / RLHF / preference optimisation / [Medical LLM alignment](https://mlsanity.com/alignment/medical-llm-alignment/)

## Builds on (most cited first, 13 of 13)

- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [LoRA: Low-Rank Adaptation of Large Language Models](https://mlsanity.com/paper/2106.09685/) (2021)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [XGBoost: A Scalable Tree Boosting System](https://mlsanity.com/paper/1603.02754/) (2016)
- [DistilBERT, a distilled version of BERT: smaller, faster, cheaper and lighter](https://mlsanity.com/paper/1910.01108/) (2019)
- [Adafactor: Adaptive Learning Rates with Sublinear Memory Cost](https://mlsanity.com/paper/1804.04235/) (2018)
- [ORPO: Monolithic Preference Optimization without Reference Model](https://mlsanity.com/paper/2403.07691/) (2024)
- [A Systematic Evaluation of LLM Strategies for Mental Health Text Analysis: Fine-tuning vs. Prompt Engineering vs. RAG](https://mlsanity.com/paper/2503.24307/) (2025)
- [An Assessment on Comprehending Mental Health through Large Language Models](https://mlsanity.com/paper/2401.04592/) (2024)
- [Federated Fine-Tuning of Large Language Models: Kahneman-Tversky vs. Direct Preference Optimization](https://mlsanity.com/paper/2502.14187/) (2025)
- [Large Language Models for Healthcare Text Classification: A Systematic Review](https://mlsanity.com/paper/2503.01159/) (2025)
- [Towards Sustainable Workplace Mental Health: A Novel Approach to Early Intervention and Support](https://mlsanity.com/paper/2402.01592/) (2024)
- [Evaluating Large Language Models for Anxiety, Depression, and Stress Detection: Insights into Prompting Strategies and Synthetic Data](https://mlsanity.com/paper/2511.07044/) (2025)

## Abstract (arXiv)

Mental health text classification has rapidly adopted modern adaptation methods, yet practical guidance on which optimization strategy to use, when, and why remains limited. This paper presents a systematic comparative study of optimization pathways for a joint mental-health classification task, moving from strong vanilla baselines to progressively more specialized techniques. We first establish classical and encoder references, then examine parameter-efficient supervised fine-tuning with LoRA/QLoRA under multiple objective and optimization settings, and finally evaluate preference-based optimization with DPO, ORPO, and KTO, including class-rebalanced training. Rather than emphasizing a single headline score, we focus on methodological insight: how performance changes with objective formulation, adapter choice, optimizer behavior, context windowing, and class-balance intervention. The results show that optimization effects are highly method-dependent: some approaches deliver stable, transferable gains, while others are sensitive to configuration and data balance. Preference optimization, in particular, exhibits large variation across objectives, indicating that method selection is more consequential than simply adding a preference-training stage. The central contribution is a clear optimization narrative for mental health NLP: start from transparent baselines, apply controlled tuning, and use preference optimization selectively where its gains are demonstrable. This provides a reproducible and practically grounded framework for choosing effective training strategies beyond architecture choice alone.
