# Taming the Instability: A Robust Second-Order Optimizer for Federated Learning over Non-IID Data

arXiv: https://arxiv.org/abs/2603.28316 · HTML: https://mlsanity.com/paper/2603.28316/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 13 of its 16 references that are in the map.
- First posted on arXiv 30 Mar 2026.

## Builds on (most cited first, 13 of 13)

- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Federated Optimization in Heterogeneous Networks](https://mlsanity.com/paper/1812.06127/) (2018)
- [Adaptive Federated Optimization](https://mlsanity.com/paper/2003.00295/) (2020)
- [Measuring the Effects of Non-Identical Data Distribution for Federated Visual Classification](https://mlsanity.com/paper/1909.06335/) (2019)
- [Optimizing Neural Networks with Kronecker-factored Approximate Curvature](https://mlsanity.com/paper/1503.05671/) (2015)
- [Personalized Federated Learning with Moreau Envelopes](https://mlsanity.com/paper/2006.08848/) (2020)
- [Federated Learning on Non-IID Data Silos: An Experimental Study](https://mlsanity.com/paper/2102.02079/) (2021)
- [Bayesian Nonparametric Federated Learning of Neural Networks](https://mlsanity.com/paper/1905.12022/) (2019)
- [A Kronecker-factored approximate Fisher matrix for convolution layers](https://mlsanity.com/paper/1602.01407/) (2016)
- [Stochastic Controlled Averaging for Federated Learning with Communication Compression](https://mlsanity.com/paper/2308.08165/) (2023)
- [FedNL: Making Newton-Type Methods Applicable to Federated Learning](https://mlsanity.com/paper/2106.02969/) (2021)
- [LocalNewton: Reducing Communication Bottleneck for Distributed Learning](https://mlsanity.com/paper/2105.07320/) (2021)
- [FedPM: Federated Learning Using Second-order Optimization with Preconditioned Mixing of Local Parameters](https://mlsanity.com/paper/2511.09100/) (2025)

## Abstract (arXiv)

In this paper, we present Federated Robust Curvature Optimization (FedRCO), a novel second-order optimization framework designed to improve convergence speed and reduce communication cost in Federated Learning systems under statistical heterogeneity. Existing second-order optimization methods are often computationally expensive and numerically unstable in distributed settings. In contrast, FedRCO addresses these challenges by integrating an efficient approximate curvature optimizer with a provable stability mechanism. Specifically, FedRCO incorporates three key components: (1) a Gradient Anomaly Monitor that detects and mitigates exploding gradients in real-time, (2) a Fail-Safe Resilience protocol that resets optimization states upon numerical instability, and (3) a Curvature-Preserving Adaptive Aggregation strategy that safely integrates global knowledge without erasing the local curvature geometry. Theoretical analysis shows that FedRCO can effectively mitigate instability and prevent unbounded updates while preserving optimization efficiency. Extensive experiments show that FedRCO achieves superior robustness against diverse non-IID scenarios while achieving higher accuracy and faster convergence than both state-of-the-art first-order and second-order methods.
