# Chain-of-Authorization: Embedding authorization into large language models

arXiv: https://arxiv.org/abs/2603.22869 · HTML: https://mlsanity.com/paper/2603.22869/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 25 of its 31 references that are in the map.
- First posted on arXiv 24 Mar 2026.

## Builds on (most cited first, 25 of 25)

- [The Llama 3 Herd of Models](https://mlsanity.com/paper/2407.21783/) (2024)
- [RoBERTa: A Robustly Optimized BERT Pretraining Approach](https://mlsanity.com/paper/1907.11692/) (2019)
- [Measuring Massive Multitask Language Understanding](https://mlsanity.com/paper/2009.03300/) (2020)
- [SQuAD: 100,000+ Questions for Machine Comprehension of Text](https://mlsanity.com/paper/1606.05250/) (2016)
- [A Survey on Large Language Model based Autonomous Agents](https://mlsanity.com/paper/2308.11432/) (2023)
- [Not what you've signed up for: Compromising Real-World LLM-Integrated Applications with Indirect Prompt Injection](https://mlsanity.com/paper/2302.12173/) (2023)
- [Jailbreaking Black Box Large Language Models in Twenty Queries](https://mlsanity.com/paper/2310.08419/) (2023)
- [Prompt Injection attack against LLM-integrated Applications](https://mlsanity.com/paper/2306.05499/) (2023)
- [How Johnny Can Persuade LLMs to Jailbreak Them: Rethinking Persuasion to Challenge AI Safety by Humanizing LLMs](https://mlsanity.com/paper/2401.06373/) (2024)
- [The WMDP Benchmark: Measuring and Reducing Malicious Use With Unlearning](https://mlsanity.com/paper/2403.03218/) (2024)
- [Differentially Private Fine-tuning of Language Models](https://mlsanity.com/paper/2110.06500/) (2021)
- [Personal LLM Agents: Insights and Survey about the Capability, Efficiency and Security](https://mlsanity.com/paper/2401.05459/) (2024)
- [EasyJailbreak: A Unified Framework for Jailbreaking Large Language Models](https://mlsanity.com/paper/2403.12171/) (2024)
- [Taming Various Privilege Escalation in LLM-Based Agent Systems: A Mandatory Access Control Framework](https://mlsanity.com/paper/2601.11893/) (2026)
- [Submix: Practical Private Prediction for Large-Scale Language Models](https://mlsanity.com/paper/2201.00971/) (2022)
- [Privacy Regularization: Joint Privacy-Utility Optimization in Language Models](https://mlsanity.com/paper/2103.07567/) (2021)
- [Differentially Private Next-Token Prediction of Large Language Models](https://mlsanity.com/paper/2403.15638/) (2024)
- [A Framework for Formalizing LLM Agent Security](https://mlsanity.com/paper/2603.19469/) (2026)
- [Information Flow Control in Machine Learning through Modular Model Architecture](https://mlsanity.com/paper/2306.03235/) (2023)
- [SudoLM: Learning Access Control of Parametric Knowledge with Authorization Alignment](https://mlsanity.com/paper/2410.14676/) (2024)
- [Permissioned LLMs: Enforcing Access Control in Large Language Models](https://mlsanity.com/paper/2505.22860/) (2025)
- [Visual Confused Deputy: Exploiting and Defending Perception Failures in Computer-Using Agents](https://mlsanity.com/paper/2603.14707/) (2026)
- [sudoLLM: On Multi-role Alignment of Language Models](https://mlsanity.com/paper/2505.14607/) (2025)
- [DOMBA: Double Model Balancing for Access-Controlled Language Models via Minimum-Bounded Aggregation](https://mlsanity.com/paper/2408.11121/) (2024)
- [Role-Aware Language Models for Secure and Contextualized Access Control in Organizations](https://mlsanity.com/paper/2507.23465/) (2025)

## Abstract (arXiv)

Although Large Language Models (LLMs) have evolved from text generators into the cognitive core of modern AI systems, their inherent lack of authorization awareness exposes these systems to catastrophic risks, ranging from unintentional data leakage to unauthorized command execution. Existing defense mechanisms are fundamentally decoupled from internal reasoning, rendering them insufficient for the complex security demands of dynamic AI systems. Here, we propose the Chain-of-Authorization (CoA) framework, a paradigm that internalizes access control as a foundational cognitive capability. By systematically redesigning the input-output format and fine-tuning the model on synthesized data with complex permission topologies, CoA forces the model to generate a structured authorization trajectory as a causal prerequisite for any substantive response or action, thereby enabling LLMs to internalize access boundaries within dynamic reasoning environments. CoA maintains high utility in authorized scenarios while achieving high rejection rates of unauthorized prompts and robust defense against diverse adversarial attacks. By embedding authorization directly into the reasoning process, CoA provides a principled architectural blueprint for deploying secure LLMs as the cognitive cores of modern AI systems.
