# Takeuchi's Information Criteria as Generalization Measures for DNNs Close to NTK Regime

arXiv: https://arxiv.org/abs/2602.23219 · HTML: https://mlsanity.com/paper/2602.23219/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 51 of its 72 references that are in the map.
- First posted on arXiv 26 Feb 2026.

## Builds on (most cited first, 30 of 51)

- [Very Deep Convolutional Networks for Large-Scale Image Recognition](https://mlsanity.com/paper/1409.1556/) (2014)
- [Training Compute-Optimal Large Language Models](https://mlsanity.com/paper/2203.15556/) (2022)
- [Neural Tangent Kernel: Convergence and Generalization in Neural Networks](https://mlsanity.com/paper/1806.07572/) (2018)
- [Understanding deep learning requires rethinking generalization](https://mlsanity.com/paper/1611.03530/) (2016)
- [Do ImageNet Classifiers Generalize to ImageNet?](https://mlsanity.com/paper/1902.10811/) (2019)
- [Sharpness-Aware Minimization for Efficiently Improving Generalization](https://mlsanity.com/paper/2010.01412/) (2020)
- [Model soups: averaging weights of multiple fine-tuned models improves accuracy without increasing inference time](https://mlsanity.com/paper/2203.05482/) (2022)
- [On Large-Batch Training for Deep Learning: Generalization Gap and Sharp Minima](https://mlsanity.com/paper/1609.04836/) (2016)
- [Optimizing Neural Networks with Kronecker-factored Approximate Curvature](https://mlsanity.com/paper/1503.05671/) (2015)
- [Deep Reinforcement Learning that Matters](https://mlsanity.com/paper/1709.06560/) (2017)
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- [Hyperband: A Novel Bandit-Based Approach to Hyperparameter Optimization](https://mlsanity.com/paper/1603.06560/) (2016)
- [Spectrally-normalized margin bounds for neural networks](https://mlsanity.com/paper/1706.08498/) (2017)
- [Deep Neural Networks as Gaussian Processes](https://mlsanity.com/paper/1711.00165/) (2017)
- [On Exact Computation with an Infinitely Wide Neural Net](https://mlsanity.com/paper/1904.11955/) (2019)
- [Computing Nonvacuous Generalization Bounds for Deep (Stochastic) Neural Networks with Many More Parameters than Training Data](https://mlsanity.com/paper/1703.11008/) (2017)
- [Sharp Minima Can Generalize For Deep Nets](https://mlsanity.com/paper/1703.04933/) (2017)
- [New insights and perspectives on the natural gradient method](https://mlsanity.com/paper/1412.1193/) (2014)
- [Laplace Redux -- Effortless Bayesian Deep Learning](https://mlsanity.com/paper/2106.14806/) (2021)
- [In Search of the Real Inductive Bias: On the Role of Implicit Regularization in Deep Learning](https://mlsanity.com/paper/1412.6614/) (2014)
- [A PAC-Bayesian Approach to Spectrally-Normalized Margin Bounds for Neural Networks](https://mlsanity.com/paper/1707.09564/) (2017)
- [Stronger generalization bounds for deep nets via a compression approach](https://mlsanity.com/paper/1802.05296/) (2018)
- [Norm-Based Capacity Control in Neural Networks](https://mlsanity.com/paper/1503.00036/) (2015)
- [Are GANs Created Equal? A Large-Scale Study](https://mlsanity.com/paper/1711.10337/) (2017)
- [Non-stochastic Best Arm Identification and Hyperparameter Optimization](https://mlsanity.com/paper/1502.07943/) (2015)
- [Limitations of the Empirical Fisher Approximation for Natural Gradient Descent](https://mlsanity.com/paper/1905.12558/) (2019)
- [Measuring the Effects of Data Parallelism on Neural Network Training](https://mlsanity.com/paper/1811.03600/) (2018)
- [Sensitivity and Generalization in Neural Networks: an Empirical Study](https://mlsanity.com/paper/1802.08760/) (2018)
- [Deep learning versus kernel learning: an empirical study of loss landscape geometry and the time evolution of the Neural Tangent Kernel](https://mlsanity.com/paper/2010.15110/) (2020)
- [Are We Really Making Much Progress? A Worrying Analysis of Recent Neural Recommendation Approaches](https://mlsanity.com/paper/1907.06902/) (2019)

## Abstract (arXiv)

Generalization measures have been studied extensively in the machine learning community to better characterize generalization gaps. However, establishing a reliable generalization measure for statistically singular models such as deep neural networks (DNNs) is difficult due to their complex nature. This study focuses on Takeuchi's information criterion (TIC) to investigate the conditions under which this classical measure can effectively explain the generalization gaps of DNNs. Importantly, the developed theory indicates the applicability of TIC near the neural tangent kernel (NTK) regime. In a series of experiments, we trained more than 5,000 DNN models with 12 architectures, including large models (e.g., VGG-16), on four datasets, and estimated the corresponding TIC values to examine the relationship between the generalization gap and the TIC estimates. We applied several TIC approximation methods with feasible computational costs and assessed the accuracy trade-off. Our experimental results indicate that the estimated TIC values correlate well with the generalization gap under conditions close to the NTK regime. However, we show both theoretically and empirically that outside the NTK regime such correlation disappears. Finally, we demonstrate that TIC provides better trial pruning ability than existing methods for hyperparameter optimization.
