# Neural Optimal Transport in Hilbert Spaces: Characterizing Spurious Solutions and Gaussian Smoothing

arXiv: https://arxiv.org/abs/2602.14086 · HTML: https://mlsanity.com/paper/2602.14086/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 21 of its 36 references that are in the map.
- First posted on arXiv 15 Feb 2026.

## Builds on (most cited first, 21 of 21)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [Fourier Neural Operator for Parametric Partial Differential Equations](https://mlsanity.com/paper/2010.08895/) (2020)
- [A Time Series is Worth 64 Words: Long-term Forecasting with Transformers](https://mlsanity.com/paper/2211.14730/) (2022)
- [Autoformer: Decomposition Transformers with Auto-Correlation for Long-Term Series Forecasting](https://mlsanity.com/paper/2106.13008/) (2021)
- [Are Transformers Effective for Time Series Forecasting?](https://mlsanity.com/paper/2205.13504/) (2022)
- [TimesNet: Temporal 2D-Variation Modeling for General Time Series Analysis](https://mlsanity.com/paper/2210.02186/) (2022)
- [iTransformer: Inverted Transformers Are Effective for Time Series Forecasting](https://mlsanity.com/paper/2310.06625/) (2023)
- [CSDI: Conditional Score-based Diffusion Models for Probabilistic Time Series Imputation](https://mlsanity.com/paper/2107.03502/) (2021)
- [SCINet: Time Series Modeling and Forecasting with Sample Convolution and Interaction](https://mlsanity.com/paper/2106.09305/) (2021)
- [Optimal transport mapping via input convex neural networks](https://mlsanity.com/paper/1908.10962/) (2019)
- [Frequency-domain MLPs are More Effective Learners in Time Series Forecasting](https://mlsanity.com/paper/2311.06184/) (2023)
- [Missing Data Imputation using Optimal Transport](https://mlsanity.com/paper/2002.03860/) (2020)
- [Generative Modeling with Optimal Transport Maps](https://mlsanity.com/paper/2110.02999/) (2021)
- [Generative Adversarial Neural Operators](https://mlsanity.com/paper/2205.03017/) (2022)
- [Generative Modeling through the Semi-dual Formulation of Unbalanced Optimal Transport](https://mlsanity.com/paper/2305.14777/) (2023)
- [Neural Monge Map estimation and its applications](https://mlsanity.com/paper/2106.03812/) (2021)
- [Transformed Distribution Matching for Missing Value Imputation](https://mlsanity.com/paper/2302.10363/) (2023)
- [Overcoming Spurious Solutions in Semi-Dual Neural Optimal Transport: A Smoothing Approach for Learning the Optimal Transport Plan](https://mlsanity.com/paper/2502.04583/) (2025)
- [Neural Fourier Modelling: A Highly Compact Approach to Time-Series Analysis](https://mlsanity.com/paper/2410.04703/) (2024)
- [DeepFRC: An End-to-End Deep Learning Model for Functional Registration and Classification](https://mlsanity.com/paper/2501.18116/) (2025)
- [Rate-Optimal Noise Annealing in Semi-Dual Neural Optimal Transport: Tangential Identifiability, Off-Manifold Ambiguity, and Guaranteed Recovery](https://mlsanity.com/paper/2602.04110/) (2026)

## Abstract (arXiv)

We study Neural Optimal Transport in infinite-dimensional Hilbert spaces. In non-regular settings, Semi-dual Neural OT often generates spurious solutions that fail to accurately capture target distributions. We analytically characterize this spurious solution problem using the framework of regular measures, which generalize Lebesgue absolute continuity in finite dimensions. To resolve ill-posedness, we extend the semi-dual framework via a Gaussian smoothing strategy based on Brownian motion. Our primary theoretical contribution proves that under a regular source measure, the formulation is well-posed and recovers a unique Monge map. Furthermore, we establish a sharp characterization for the regularity of smoothed measures, proving that the success of smoothing depends strictly on the kernel of the covariance operator. Empirical results on synthetic functional data and time-series datasets demonstrate that our approach effectively suppresses spurious solutions and outperforms existing baselines.
